Search Rutgers Law Library N.J. Court Opinions

1 IN THE MATTER OF ERIC J BRUNO and MIRAKILL BRANDS, LLC -- rank: 1000

... residents. 6. The Mirakill Securities are securities as defined in N.J.S.A. 49:3-49(m) of the Securities Law and were required by N ... 60. .... 26. Bruno acted as an agent, as defined under N.J.S.A. 49:3-49(b), in effecting or attempting to A-0967-19 7 ... employed Bruno to act as an agent, as defined under N.J.S.A. 49:3-49(b), to attempt to effect transactions in securities in or ... found the Mirakill interests were securities as expansively defined by N.J.S.A. 49:3-49(m) and unregistered securities in violation of N.J.S ... right to subscribe to or purchase, any of the foregoing.' N.J.S.A. 49:3-49(m). The Securities Law's definition of security 'unequivocally follow ...

docket:	a0967-19
court:	NJ Superior Court Appellate Division
decided:	2021-03-25
status:	Unpublished
citation:
Document Size:	38150

2 Jed Goldfarb v. David Solimine -- rank: 959

... by an ‘investment adviser’ as defined” in the statute. N.J.S.A. 49:3-49(g)(2)(ix). An “investment adviser,” in turn ... advisability of investing in, purchasing, selling or holding securities.” N.J.S.A. 49:3- 49(g)(1)(i). Although the writing requirement is found in ... that Law’s exemption of family offices. As defined in N.J.S.A. 49:3-49(g)(1)(i), an “investment adviser” is any person ... or institutional buyers, whether acting for themselves or as trustees. [N.J.S.A. 49:3-49(g)(2)(vi).] The federal provision to which that statute ... Appellate Division when it concluded that the Securities Law, in N.J.S.A. 49:3-49(g)(2)(vi), incorporated 15 U.S.C. § 80b ...

docket:	a-24-19
court:	NJ Supreme Court
decided:	2021-02-18
status:
citation:
Document Size:	70354

3 SOUTHRIDGE PARTNERS L.P a Delaware Limited Partnership v. RAYMOND F. AKERS -- rank: 538

... sale." The ABI shares, which qualify as securities pursuant to N.J.S.A. 49:3-49(m), are subject to the regulatory provisions of the Uniform ... 49:3-47 to -83. The Uniform Securities Law, specifically N.J.S.A. 49:3-49(j)(1), defines "[s]ale" or "sell" as "every contract ...

docket:	a1054-14
court:	New Jersey Superior Court Appellate Division
decided:	0000-00-00
status:	Published
citation:
Document Size:	30081

4 ANDREW T. ABRAMS, et al. v. OHIO CASUALTY INSURANCE COMPANY -- rank: 525

... action was barred as untimely by the former version of N.J.S.A. 49:3-49. We will not address those determinations because we are satisfied ... that even if the action was timely and even if N.J.S.A. 49:3-49 is inapplicable, plaintiffs could still not recover on the merits ...

docket:	a6350-97
court:	njappellate
decided:	1999-05-27
status:	published
citation:	322 N.J.Super. 330
Document Size:	17496

5 BIS LP, Inc v. DIRECTOR -- rank: 497

... certificate; preorganization certificate or subscription, transferable share; investment contract …. [ N.J.S.A. 49:3-49(m) ( emphasis added ).] Case law in New Jersey and elsewhere ...

docket:	07847-07
court:
decided:	2009-07-30
status:
citation:
Document Size:	67967