Search Rutgers Law Library N.J. Court Opinions

1 IN THE MATTER OF ERIC J BRUNO and MIRAKILL BRANDS, LLC -- rank: 1000

... the Bureau as an agent of Mirakill. 28. Bruno violated N.J.S.A. 49:3-56(a), which provides, among other things, that only persons registered ... who was not registered with the Bureau in violation of N.J.S.A. 49:3-56(h). On May 23, 2018, the Bureau Chief: (1) ordered ... when he solicited investments from various individuals,' in violation of N.J.S.A. 49:3- 56(a) and, in turn, that Mirakill employed Bruno as an unregistered agent in violation of N.J.S.A. 49:3-56(h). Lastly, the ALJ found that Bruno 'misrepresented the use ... 4) ordered that the exemption from registration requirements provided by N.J.S.A. 49:3-56(b), (c), and (g) be revoked as to Bruno and ... FINDINGS THAT [APPELLANTS] ARE NOT EXEMPT FROM REGISTRATION PURSUANT TO N.J.S.A. 49:3-56(b). III. THE ALJ ERRED IN GRANTING SUMMARY DECISION ...

docket:	a0967-19
court:	NJ Superior Court Appellate Division
decided:	2021-03-25
status:	Unpublished
citation:
Document Size:	38150

2 /usr/local/share/www/libweb/collections/courts/appellate/a1030-19.opn.html -- rank: 760

... 49:3-52(c); acting as an unregistered securities agent, N.J.S.A. 49:3-56(a); selling unregistered securities, N.J.S.A. 49:3 ... two and three); (3) acting as an unregistered securities agent, N.J.S.A. 49:3-56(a) (count four); and (4) selling unregistered securities, N.J ... expressly refers to Section 70.1 penalties as 'civil penalties.' N.J.S.A. 49:3- -56 ('the bureau chief may bring an administrative or court action ...

docket:
court:	New Jersey Superior Court Appellate Division
decided:
status:
citation:
Document Size:	47632

3 IN THE MATTER OF PERPETUAL SECURITIES, INC., CATHY Y HUANG and YOUWEI P. XU -- rank: 597

... and received commissions, in violation of the NASD suspension order, N.J.S.A. 49:3-56, -58(a)(1) and -58(a)(2)(ii); N.J ...

docket:	a5899-09
court:	NJ Superior Court Appellate Division
decided:	2012-06-29
status:	unpublished
citation:
Document Size:	28989