Search Rutgers Law Library N.J. Court Opinions

1 IN THE MATTER OF PERPETUAL SECURITIES, INC., CATHY Y HUANG and YOUWEI P. XU -- rank: 1000

... self-regulatory organization suspending it from a national securities association[,]" N.J.S.A. 49:3-58(a)(1), (2)(vi). Count II alleged Perpetual "continued to ... three years[,] in violation of [New Jersey] securities law[s]," N.J.S.A. 49:3-58(a)(1) and -58(a) (2)(ii); N.J.S ... securities association and defendants violated New Jersey's securities statute, N.J.S.A. 49:3-58(2)(ii). In reaching this decision, the ALJ adopted the ...

docket:	a5899-09
court:	NJ Superior Court Appellate Division
decided:	2012-06-29
status:	unpublished
citation:
Document Size:	28989

2 RICHARD J. BADOLATO COMMISSIONER, NEW JERSEY DEPARTMENT OF BANKING AND INSURANCE v. PAUL J. VINCI -- rank: 527

... or order authorized by this act[.]' Id. at 90 (quoting N.J.S.A. 49:3-58(a)(2)(ii)). The unregistered agent in Mayflower Securities, Alan ...

docket:	a0354-17
court:	NJ Superior Court Appellate Division
decided:	2019-03-01
status:	Unpublished
citation:
Document Size:	22150