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 Results for ("N.J.S.A. 49:3-70")   1 to 4 of 4 results. Run time: 0.752 seconds | Search time: 0.745 seconds    
1 /usr/local/share/www/libweb/collections/courts/appellate/a1030-19.opn.html -- rank: 1000
... defendant agreed to pay a $1 million civil penalty under N.J.S.A. 49:3-70.1 and to be permanently enjoined from certain securities-related ... defendant consented to a $1 million civil monetary penalty under N.J.S.A. 49:3-70.1 (Section 70.1). The securities law expressly refers to ... action pursuant to A-1030-19 23 section 29 of [N.J.S.A. 49:3-70.1], to seek and obtain civil penalties for violations of ...
docket:
court: New Jersey Superior Court Appellate Division
decided:
status:
citation:
Document Size: 47632
2 IN THE MATTER OF ERIC J BRUNO and MIRAKILL BRANDS, LLC -- rank: 772
... to a $20,000 penalty for each subsequent violation under N.J.S.A. 49:3-70.1. Thus, the ALJ affirmed the Bureau Chief's May ...
docket: a0967-19
court: NJ Superior Court Appellate Division
decided: 2021-03-25
status: Unpublished
citation:
Document Size: 38150
3 IN THE MATTER OF PERPETUAL SECURITIES, INC., CATHY Y HUANG and YOUWEI P. XU -- rank: 766
... 3-56, -58(a)(1) and -58(a)(2)(ii); N.J.S.A. 49:3-70.1. Count III alleged "Huang and Xu, as senior executives ... 2)(ii); N.J.S.A. 49:3-59(b); N.J.S.A. 49:3-70.1. Count IV alleged "Huang made false and misleading statements ... 3-54, -58(a)(1) and -58(a)(2)(ii); N.J.S.A. 49:3-70.1 Count V alleged "Perpetual and Huang made false and ... 3-54, -58(a)(1) and -58(a)(2)(ii); N.J.S.A. 49:3-70.1. The Bureau withdrew Counts IV and V before any ...
docket: a5899-09
court: NJ Superior Court Appellate Division
decided: 2012-06-29
status: unpublished
citation:
Document Size: 28989
4 STATE OF NEW JERSEY, v. DANIEL MARKS -- rank: 487
... defendant argued that the prior imposition of civil penalties under N.J.S.A. 49:3-70(b) for violations of the Uniform Securities Law barred a ...
docket: 17-03-00575
court:
decided: 2017-07-14
status:
citation: 459 N.J.Super. 80 207 A.3d 801
Document Size: 29217

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