98 N.J.L.J. 462
May 22, 1975
OPINION 305
Foreign Attorney
Legal Title on Bank's Letterhead
This inquiry presents the following question:
May an attorney admitted to the bar of a
state other than New Jersey who is a Vice
President and full-time employee of a national
bank located and doing business in New Jersey
use one of the following titles that would
indicate that he is an attorney and doing
legal work internally for the bank:
1. Vice President and Counsel
2. Vice President and Resident Counsel
3. Vice President, Legal Department
4. Attorney's name, followed by the word "Esquire"?
As the inquirer notes, Wise, Legal Ethics, 221 (2d ed. 1970),
states that the letterhead of a corporation may designate its house
counsel as general counsel and that this would not raise a question
of advertising. Even, however, if such a designation is not
unethical because of the proscriptions against advertising, it
might still be unethical if it is misleading or misrepresents the
status of any individual listed on the letterhead.
In Opinion 36, 87 N.J.L.J. 190 (1964), we held that a patent
attorney, licensed in Washington, D.C., but not in New Jersey,
could not form an association with a New Jersey law firm, because
the proposed partnership would be in violation of the Disciplinary
Rules. That opinion did, however, point out that if the patent
attorney were to join the New Jersey law firm in his capacity as a
member of the bar of another state, it might be proper for him to
have his name included on the stationery of the New Jersey firm
with the following quotation: "Admitted in Washington, D.C. Only."
This would be in accordance with Disciplinary Rule 2-102(C), which
reads:
A partnership shall not be formed or continued
between or among lawyers licensed in different
jurisdictions unless all enumerations of the
members and associates of the firm on its
letterhead and in other permissible, make
clear of the jurisdictional limitations on
those members and associates of the firm not
licensed to practice in all listed
jurisdictions; provided, however, a firm name
may not be used in New Jersey unless all those
named are or were members of the bar in New
Jersey.
The questions of whether an attorney admitted to the bar of a
state other than New Jersey may act as house counsel for a national
bank located and doing business in New Jersey, and whether such
house counsel may advise the bank on New Jersey law, prepare legal
documents for the bank, and perform other legal functions not
involving an actual appearance in court, is not within the
jurisdiction of the Committee, and we express no opinion thereon.
Assuming that such out-of-state house counsel is acting
legally and is not in violation of the proscriptions against the
unauthorized practice of law in this State (see Opinion 14 of the
Committee on the Unauthorized Practice of Law, 98 N.J.L.J. 399 (a),
there is nothing unethical in setting forth his position as house
counsel on his stationery. The policy behind Disciplinary Rule
2-102(C) dictates, however, that the letterhead also clearly set
forth the jurisdictional limitations on his practice and indicate
that he is a full-time bank employee.
The first three designations set forth above would confine to
these requirements, provided the letterhead also indicates,
immediately after or under his name, that he is admitted only in a
state other than New Jersey. The fourth designation does not make
it clear that the attorney is a full-time employee of the bank, and
might, therefore, give the impression that he is holding himself
out as an attorney available to the general public. This
designation should not, therefore. be used.