98 N.J.L.J. 977
November 20, 1975
OPINION 321
Use of "J.D." and
"Doctor" in Academic Position
The following question has been submitted for our advisory
opinion:
Is it proper for an attorney with a J.D.
degree, who is on the faculty at one of the
New Jersey State Colleges, to use the title
Doctor before his name, solely in connection
with his academic position?
The inquirer, a practicing attorney, informs us that he was
recently appointed an assistant professor in the Department of
Administrative Sciences to teach courses in business law and
federal income taxation. He has been using the title "Professor"
before his name in connection with all collegiate activities and
would like to know if he could use the title of "Doctor" before his
name, solely in connection with his position as a faculty member at
the college.
The use of degrees by a lawyer was considered in N.J. Advisory
Committee on Professional Ethics, Opinion 183, 93 N.J.L.J. 492
(1970), published on July 2, 1970 before the Disciplinary Rules of
the Code of Professional Responsibility of the American Bar
Association were adopted, as amended, by the Supreme Court of New
Jersey that opinion dealt with the propriety of a lawyer using his
degree in an announcement to the local bar and to his clients. Such
announcement to the local bar was held proper, but improper as to
clients. The opinion was based on the Canons of Professional
Ethics. Canon 46, but referred to the Code of Professional
Responsibility adopted by the American Bar Association and in
particular DR 2-102(F) providing as follow:
Nothing contained herein shall prohibit a lawyer from
using or permitting the use, in connection with his name,
an earned degree or title derived therefrom indicating
his training in the law.
The Supreme Court of New Jersey docketed the foregoing subdivision
(F) of DR 2-102 before adopting the Code and, therefore, it has no
bearing on the ethical standards pertaining to the use of degrees
in the State of New Jersey. See also American Bar Association,
Standing Committee on Ethics and Responsibility, Informal Opinion
1151 (1970), wherein the committee, in answer to three questions,
stated that the use of the degree and the term "Doctor" was
permissible under DR 2-102(F), adding.
However, under the Canons of Ethics as
interpreted by Formal Opinion 321 of this
Committee, the answer to each of them would be
in the negative. The actual practice which you
may ethically follow will, therefore, be
determined by whether or not the Code of
Professional Responsibility has been adopted
in the jurisdiction in which you practice.
In our Opinion 257, 96 N.J.L.J. 759 (1973), concerning the
guidelines and limitations of a lawyer's biographical sketch, we
concluded, among other things, that the "use of the degree J.D. is
not recommended or approved in New Jersey...." And in Opinion 283,
97 N.J.L.J. 362 (1974), we considered the propriety of an
announcement to be sent to lawyers, of the inquirer's availability
for specialized legal services. In deciding the question, we
disapproved the use of a degree in the announcement in the
following language:
With respect to the use of earned degrees, it should
be pointed out that the Supreme Court of New Jersey, in
adopting the ABA Code of Professional Responsibility,
made certain changes. It did not adopt DR 2-102(F).
As was mentioned in N.J. Advisory Committee on
Professional Ethics, Opinion 183, 93 N.J.L.J. 492 (1970),
the Supreme Court of New Jersey had not, up to that date,
adopted the A.B.A. Code of Professional Responsibility,
and the comment in that opinion to the effect that "this
committee views the ABA Code as persuasive authority"
must be accepted as a true statement as of that time.
However, when the Supreme Court of New Jersey, at a later
date, did not adopt DR 2-102(F), it is obvious that a
policy decision, against the use of degrees, was made by
the Court, and said provision of the ABA Code would have
no bearing, nor constitute persuasive authority in New
Jersey. DR 2-102(F) of the ABA Code, and the ruling of
that opinion as to the use of degrees should no longer be
followed.
The conclusion is that no notation of degree should
appear on his stationery or announcement. See Opinion
257, 96 N.J.L.J. 751 (1973).
The use of a degree and the title "Doctor" by a lawyer has
been the subject matter of a number of opinions by the American Bar
Association Standing Committee on Ethics and Professional
Responsibility. The committee's opinions have consistently held
that such use was improper "either professionally or socially, and
either verbally or in writing." Significant opinions of the
committee are Informal Opinions 993 (1967), 1001 (1967), 1064
(1968) and Formal Opinion 321 (1969). In Informal Opinion 993 an
attorney asked if he might properly use the initials "J.D." after
his name on governmental letterheads, stating that he was not
practicing law and did not intend to do so in the future but was a
full-time governmental employee in a nonlegal capacity. In
answering the question in the affirmative, the committee said, So
long as you do not practice law in any way and do not intend to do
so hereafter, and if you hold a degree of Juris Doctor, we do not
believe there would be any ethical impropriety in your use of the
initials J.D. after your name on your governmental letterhead.
The inquirer, in Informal Opinion 1001, supra, asked, "May a
lawyer having a J.D. degree use, either verbally or in print, the
title 'Doctor' professionally and/or socially and to what extent?"
The committee said that he may not do so ethically, adding that:
In our judgment, the use by a lawyer holding a
J.D. degree of the term "Doctor" either
professionally or socially, and either
verbally or in writing, would be a form of
self-laudation tending to emphasize the
importance of his position.
We are unable to distinguish between the
use of academic degrees on a letterhead and
their use in written or oral communication
with members of the lay public, as in both
instances such use can have no purpose other
than to emphasize the qualifications and
importance of the lawyer.
Informal Opinion 1064, supra, answered several questions on this
subject, including the following:
Are the answers to any of the questions
different if the attorney were (a) not
practicing law; or (b) employed by a
corporation?
The committee answered the question in the negative pointing out
that Informal Opinion 993, supra, "is strictly limited to, those
who 'have clearly left the practice of law and entered upon another
full time occupation and do not intend to resume the practice of
law.'" The committee was of the opinion that whether a lawyer is in
private practice or in government service or corporate employment
or any other type of employment regardless of whether the
employment requires his admission to the bar he is, nevertheless,
employed as a lawyer and subject to the Code of Professional
Responsibility unless he "has clearly left the legal profession."
The committee said that Formal Opinion 321, supra, was "a
conscientious effort to rethink the problem" and was written
"because of the large number of inquiries and the substantial and
violent disagreement with the Committee's effort in this area in
its informal opinions." The problem was considered in two parts,
first, "the use of the name of the degree 'J.D.' or 'juris doctor'
on letterheads, business cards, shingles, directories, etc.," and
second, "the use of the term 'Doctor' in conversation, speech,
informal writing and as a part of a given name." As to the first
part of the problem the committee concluded that "degree
designations are not appropriate on letterheads, cards, shingles,
telephone or other directories" with the following exceptions: (1)
"in reputable law lists"; (2) on "personal stationery or cards not
showing him as a lawyer or showing his law office address but
simply identifying him and his degree"; (3) by "persons in the
academic community or persons who have left the practice of law";
and, (4) in dealing "with lawyers and others in countries where the
rules are different and where it is appropriate for a lawyer of
that country to utilize his degree designation and be called
'Doctor.'" As to the second part of the problem the committee
decided that in academia, including persons connected with academia
on an ad hoc basis, those holding a J.D. degree would not be
violating the Canons by using the term "doctor" in these limited
circumstances (on academic occasions and in academic circles), if
the school of graduation thinks of the J.D. degree as a doctor's
degree.
It is clear that Formal Opinion 321 (1969) of the American Bar
Association, Standing Committee on Ethics and Professional
Responsibility has significantly liberalized the use, by lawyers,
of degrees and the title "Doctor" and in those states that have
adopted the Code of Professional Responsibility of the American Bar
Association, including DR 2-102(F), all restrictions on such use
seem to have been lifted.
The foregoing indicates a growing trend toward approving the
use of degrees and the title "Doctor" by lawyers. Our Opinions,
above referred to, disapproving the use of degrees and the title
"Doctor" have dealt with such use by a lawyer in the course of his
practice of law but here we are dealing with their use by a lawyer
solely in connection with his position as a faculty member at a
college. After careful consideration, we are of the opinion that
the inquirer may ethically use his "J.D." degree and the title
"Doctor" limited strictly, however, to his academic position.