OPINION 356
Conflict of Interest - Consultation with
Wife Precluding Representation of Husband
A woman conferred with a member of the inquirer's firm
concerning a possible matrimonial action. The inquiry does not make
clear whether it was he or another member of the firm with whom she
conferred. No notes or history were taken, no retainer was paid, no
fees for the conference were charged.
The matrimonial action against the husband was instituted by
the woman through other attorneys. Neither the inquirer's firm nor
any member of it was involved in this action, either in the trial
court, the ensuing appeal to the Appellate Division or in the trial
on remand.
The husband now desires to retain the inquirer to represent
him in writing the appellate brief on his appeal to the Appellate
Division from the trial court's Judgment on remand. The wife
objects to the representation "since she has consulted with the
inquirer at one time, although she never retained him."
The inquirer asks whether he may properly represent the
husband. We think not.
A lawyer is required to decline proffered employment if the
exercise of his independent professional judgment on behalf of a
client will be or is likely to be adversely affected by the
acceptance of such employment. DR 5-105(A). It makes no difference
whether the husband now seeks to retain the attorney who was
originally consulted by the wife or another member of the same
firm. DR 5-105(D). A lawyer may not knowingly use a confidence of
his client for the advantage of a third person, unless the client
consents after full disclosure. DR 4-101(B)(3). Here, the wife has
done more than withhold consent; she has expressly objected to the
representation of the husband.
That the proposed retention of the inquirer is to write an
appeal, based solely on the record and applicable law, does not
mean, as the inquirer contends, that there is no possibility that
the inquirer will improperly disclose or use the wife's
confidences. The confidences reposed in the inquirer might lead
him to emphasize in his argument some parts of the record which he
would otherwise refrain from emphasizing or to minimize or ignore
other parts of the record which he might otherwise stress. In the
course of the appeal, the inquirer might characterize the wife or
her behavior according to her demeanor observed or information
gathered at the interview, even though we can safely assume that he
would not directly mention the interview. Although the conflict
here may seem somewhat tenuous, it is real and it is dispositive.
In In re Blatt, 42 N.J. 522, 524 (1964), the Court said:
[Wlhere a member of the bar represents a
litigant in a cause, he should not thereafter
represent the opposing party in any step in
the proceedings in or arising out of the same
cause. There is always a possibility, however
remote, that confidential information received
from the original client may be used to his
detriment. Such conduct is plainly and
patently unethical.
situation analogous to that presented here, we said:
The attorney seems to believe that
because he was not retained, made no notes,
and received no consultation fee, there would
be nothing improper in later representing the
other spouse. To this conclusion, we cannot
agree. If, after being consulted, the
obligation of an attorney to a prospective
client under Canon 6, to avoid representing
conflicting interests, or under Canon 37, to
preserve his client's confidences, were
limited to a case in which a retainer was
accepted, and notes were made by the lawyer,
every prospective client would be afraid to
consult a lawyer for fear that he might later
take the other side of the controversy.
See also Opinion 89, 89 N.J.L.J. 66 (1966).
Accordingly, we conclude that the inquirer and all members of
his firm are precluded from writing an appeal for the husband.