100 N.J.L.J. 1051
November 10, 1977
OPINION 381
Conflict of Interest
Former Deputy Attorney General;
Employment by Firm Opposing State
The inquirer presents the following inquiry: He is employed by
the State of New Jersey as a Deputy Attorney General. Several years
ago in his capacity as a Deputy Attorney General, he became
involved in certain litigation annotated in the courts of this
State and now pending in the U.S. Supreme Court. This suit is
against the State of New Jersey. The plaintiffs in that litigation
have been at all times represented by a law firm of this State. The
inquirer, from the facts presented to us, had substantial
involvement initially in the matter for a period of time, but has
had no involvement on behalf of the State since approximately one
year ago. He now has been offered a position as a salaried
associate with the law firm which represents the plaintiffs in the
litigation. The proposed employer law firm has represented that it
will, under no circumstances, discuss or allow the inquirer's
participation in the pending action in which the State is involved
and that it will totally isolate and screen the inquirer from the
matter. It further appears that the Attorney General has indicated
that he will consent to such employment despite the continued
pendency of the subject litigation, but has conditioned such
consent on the determination of this Committee that he is empowered
to do so.
It is our opinion that even if the Attorney General is
empowered to give such consent, which we need not consider at this
time, nevertheless, such consent would not dispose of the conflict
of interest problem created by the employment because of the
directive issued by former Chief Justice Joseph Weintraub in a
"Notice to the Bar," 86 N.J.L.J. 713 (1963), which appears to be
controlling. We quote:
Because of some matters called to its
attention, the Supreme Court wishes to
publicize its view of the responsibility of a
member of the Bar when he is attorney for a
municipality or other public agency and also
represents private clients whose interests
come before or are affected by it. In such
circumstances the Supreme Court considers that
the attorney has the affirmative ethical
responsibility immediately and fully to
disclose his conflict of interest, to withdraw
completely from representing both the
municipality or agency and the private client
with respect to such matter, and to recommend
to the municipality or agency that it retain
independent counsel. Where the public
interest is involved, disclosure alone is not
sufficient since the attorney may not
represent conflicting interests even with the
consent of all concerned.
The litigation referred to in the inquirer's inquiry involves the
public interest. The directive unequivocally prohibits the
representation of conflicting interests even with the consent of
all concerned.
In the case of In re A. and B., 44 N.J. 331, 333 (1965), the
Court stated:
that:
As to attorneys, DR 5-105(D) provides
that 'If a lawyer is required to decline
employment or to withdraw from employment
under DR 5-105, no partner or associate of his
or his firm may continue such employment." In
Opinion 329, 99 N.J.L.J. 433 (1976), this
Committee reviewed its Opinion 313, 98
N.J.L.J. 753 (1975). We then stated that
"[t]he essential limits factor in the
relationship is whether the prospective
employee had any 'substantial responsibility'
.. while with the former public employer If
so, he may not accept such employment," nor
may his firm continue to be involved in the
adversarial litigation with the state or any
of its agencies.
Employment of the inquirer by the firm representing plaintiffs in
the subject litigation, during the pendency of the litigation,
would cause that firm to come squarely within the prohibition of DR
5-105(D). The effect of such employment would result in the
inquirer having represented both the plaintiffs and the defendant
in the pending litigation which he could not under ordinary
circumstances do, unless informed consent of all parties concerned
was first obtained. In the instant situation, however, because the
public interest is involved, such consent cannot be given by reason
of the directive of the Supreme Court of this State in its "Notice
to the Bar," supra. See also our Opinion 329, 99 N.J.L.J. 433
(1976); 339, 99 N.J.L.J. 601 (1976); and 344, 99 N.J.L.J. 705
(1976).
We, therefore, consider the employment of the inquirer by the
law firm to be proscribed by the Supreme Court directive unless the
firm withdraws from the case.