103 N.J.L.J. 195
March 1, 1979
OPINION 421
Conflict of Interest
Attorney-Likely Witness Withdrawal
The inquirer asks whether DR 5-102(A) requires a lawyer to
withdraw from a matter short of trial where he "learns or believes,
that he ought to be called as a witness," or whether he may
continue to handle the matter through the discovery process.
It is true that the rule speaks in terms of withdrawal "from
the conduct of the trial" and we do not believe that it was
intended to require withdrawal immediately in all cases. Reference
may be profitably made to our Opinion 233, 95 N.J.L.J. 206 (1972),
and also to the ethical considerations underlying the rule,
particularly EC 5-10 which reads as follows:
Problems incident to the lawyer-witness
relationship arise at different stages; they
relate either to whether a lawyer should
accept employment or should withdraw from
employment regardless of when the problem
arises, his decision is to be governed by the
same basic considerations. It is not
objectionable for a lawyer who is a potential
witness to be an advocate if it is unlikely
that he will be called as a witness because
his testimony would be merely cumulative or if
his testimony will relate only to an
uncontested issue.In the exceptional situation
where it will be manifestly unfair to the
client for the lawyer to refuse employment or
to withdraw when he will likely be a witness
on a contested issue, he may serve as advocate
even though he may be a witness. In making
such decision, he should determine the
personal or financial sacrifice of the client
that may result from his refusal of employment
or withdrawal therefrom, the materiality of
his testimony, and the effectiveness of his
representation in view of his personal
involvement. In weighing these factors, it
should be clear that refusal or withdrawal
will impose an unreasonable hardship upon the
client before the lawyer accepts or continues
the employment. Where the question arises,
doubts should be resolved in favor of the
lawyer testifying and against his becoming or
continuing as an advocate.
The interests of the client are always paramount, and the
attorney must assess carefully the question of when he ought to
withdraw prior to trial, bearing in mind that another attorney must
ultimately be substituted and that he must have a reasonable time
in which to exercise his professional judgment in advising the
client.