106 N.J.L.J. 98
July 31, 1980
OPINION 457
Advertising Legal Fees - With
Reduction to Members of Large Group
An attorney inquires whether a New Jersey lawyer may advertise
the fees he charges for routine legal services in print media in
conformity to DR 2-101 and, at the same time, advertise that in
accordance with DR 2-103, he will provide such services for members
of identifiable groups of at least 100 members at a 25% reduction
because group arrangements permit such reduction in the costs of
producing legal services, without thereby violating the provisions
of DR 2-103, prohibiting solicitation?
It is the attorney's view that the amendments to the
Disciplinary Rules (DR 2-101 et seq.) adopted by our Supreme Court
after the decision by the United States Supreme Court in Bates v.
State Bar of Arizona, 433 U.S. 350 (1977), do not prohibit such
advertising, in that no direct solicitation or advertising as to
quality of legal services is involved. DR 2-101 deals with
publicity and advertising. The approach of that rule is to prohibit
false, fraudulent, misleading or deceptive statements relating to
the fee or any other aspect of a proposed professional engagement.
The ruling does not specify to whom a proper advertisement may be
addressed, whether to an individual or a group of individuals. DR
2-103 deals with solicitation of professional employment. That rule
deals essentially with direct solicitation DR 2-103(A), and
promotional activity by an organization which furnishes legal
services to its members, DR 2-103(B). Subsection (D) broadens the
scope of subsection (B) by permitting certain enumerated
organizations to employ, recommend or pay an attorney for services
rendered to its members. Again, these rules do not reach the
question posed by the inquirer. His proposed advertisement is not
addressed to any organization formed for the purpose of providing
legal services for its members and registered with the Supreme
Court pursuant to DR 2-103(D)(4)(g). It must also be said that
there is no direct prohibition of the proposed advertisement in
this rule.
It would appear to us that the proposed advertisement is
designed to encourage individuals to form a group for the purpose
of obtaining a reduction in fees by the employment of the attorney.
It is clear to us that our disciplinary rules have not gone so far
as to permit this and, while we have recently approved
participation in prepaid legal services plans nationally, Opinion
383, 100 N.J.L.J. 1205 (1977) and locally Opinion 455, 105 N.J.L.J.
441 (1980), nothing we said in those opinions would sanction the
proposed advertisement. As pointed out above, the relaxation of
the solicitation rules by our Supreme Court as evidenced by DR 2-
103 is directed toward cooperation with organizations furnishing
legal services for its members, and it is evident that the Supreme
Court wished to maintain close control over even those
organizations by limiting the type with which an attorney might
cooperate.
The proposed advertisement would circumvent the provisions of
DR 2-103(D) and in particular the requirements of subsection
(4)(g). Accordingly, such advertisement is disapproved.