107 N.J.L.J. 10
January 1, 1981
OPINION 468
Advertising - In Various Forms
The inquirer poses questions of appropriateness of various
forms of advertising by lawyers since the decision of the U.S.
Supreme Court in Bates v. State Bar Association of Arizona, 433
U.S. 350, 53 L. Ed.2d, 810 (1977). While the Court there upheld the
First Amendment right of lawyers to advertise their services, it
went on to declare that such advertising must not be false,
deceptive or misleading and if it is, it may be restrained. It said
at page 836:
..."as with other varieties of speech, it follows as well
that there may be reasonable restrictions on the time,
place and manner of advertising." (Emphasis added)
See Virginia Pharmacy Board v. Virginia Consumer Council, 425 U.S.
778, 48 L. Ed.2d., 346 (1976).
A more recent discussion of the subject is found in Ohralik v.
Ohio State Bar Association, 436 U.S. 447, 56 L. Ed.2d., 444 (1978).
In Ohralik, the question was one of direct solicitation rather than
by mail. At page 456 of Ohralik, the Court referred to the fact
that truthful restrained advertising of the prices of "routine"
legal services would not have an adverse effect on the
professionalism of lawyers. It is clear, therefore, that the courts
of the respective states which control the conduct of lawyers were
not stripped of their authority reasonably to regulate advertising.
See, also, In re Primus, 436 U.S. 412, 56 L. Ed.2d., 417 (1977),
and Kentucky Bar Association v. Stuart, 568 S.W.2d., 933 (KY. Sup.
Ct. 1978)
The question of solicitation in person or by mail or other
media is subject to regulation but such regulation must be
reasonable. As was stated in Ohralik, the State has a legitimate
and important interest in protecting the public from those aspects
of an attorney's soliciting of clients that involve fraud, undue
influence, intimidation, overreaching and other forms of vexatious
conduct.
In this inquiry, several forms of solicitation are brought to
our attention. One is a sample of several different letters
directed by lawyers to realtors, industrial concerns and other
corporations stating that they are interested in serving them,
listing the services to be performed and the charges to be made.
Another is a printed publication by a lawyer setting forth his
billing charges, how he bills, his educational background and his
bar association memberships. There is also an advertisement by a
lawyer in a supermarket coupon book, distributed at the
supermarket, in which his name appears on a page where all the
other ads are for merchandise discounts. The lawyer has his name,
address and lists his fees for various legal services.
The idea of soliciting clients through advertising was for
years denounced by bar associations as being unprofessional,
unethical and detrimental to the best interests of the profession.
In Bates, however, as we have noted above, some reasonable forms of
solicitation by advertising are permitted. Parameters of
permissible advertising have not yet been established except in
general terms as set forth in the various decisions of the Supreme
Court. In Mr. Justice Marshall's concurring opinion in Ohralik, he
stated, at page 466:
By discussing the origin and impact of the
nonsolicitation rules, I do not mean to belittle those
obviously substantial interests that the State has in
regulating attorney to protect the public from fraud,
deceit, misrepresentation, overreaching, undue influence
and invasions of privacy. But where honest, unpressed
'commercial' solicitation is involved - a situation not
presented in either of these cases - I believe it is open
to doubt whether the State's interests are sufficiently
compelling to warrant the restriction on the free flow of
information which results from a sweeping nonsolicitation
rule and against which the First Amendment ordinarily
protects.
The opinion pointed out that the Department of Justice had
suggested that the disciplinary rules be reworded "so as to permit
all solicitations and advertising except the kinds that are false,
misleading, undignified and champertous."
We do not believe that simple letters by attorneys advertising
the availability of their services addressed generally to a segment
of the population with which the lawyers have no personal
acquaintance are now proscribed where they are not false,
misleading, undignified or champertous to use the words of the
Department of Justice. See Opinion 457, 106 N.J.L.J. 98 (1980).