110 N.J.L.J. 365
September 23, 1982
OPINION 503
Attorney Advertising Specialization in
Legal Problems of the Elderly and Providing
Services at a Reduced Fee in Certain Cases
The basic question is whether an attorney may advertise that
he specializes in legal problems of the elderly (such as Social
Security Supplemental Security Income, Medicare, Medicaid, Senior
Health Insurance, problems brought about by the death of a spouse
and offers his services at a reduced fee (or at no fee to indigent
seniors).
He says that attorneys are now permitted to advertise fields
of expertise and states it is lawful to advertise the amount of
fees for specific legal matters.
He asks, "Why should he not be permitted to advertise reduced
fees for seniors who can afford them or no fees for those who
cannot afford to pay?"
Bates v. State Bar of Arizona, 433 U.S. 350 (1977), held that
lawyers must be permitted to advertise the fees they charge for
certain "routine" legal services.
The Court concluded that this sort of price advertising was
not "inherently" misleading and therefore could not be prohibited
on that basis.
The Supreme Court of the United States in In re R.M.J.,
U.S. , 102 S.Ct. 929, 71 L.Ed.2d 64 (1982) has also said,
But the decision in Bates nevertheless was a
narrow one. The Court emphasized that
advertising by lawyers still could be
regulated. False, deceptive, or misleading
advertising remains subject to restraint and
the Court recognized that advertising by the
professions poses special risks of deception.
Because the public lacks sophistication
concerning legal services, misstatements that
might be overlooked or deemed unimportant in
other advertising may be found quite
inappropriate in legal advertising. (footnote
omitted) Id. at 935-36, 71 L.Ed.2d at 72-3.
The Court suggested that claims as to quality or in-person
solicitation might be so likely to mislead as to warrant
restriction.
The New Jersey Supreme Court, after the Bates decision,
amended DR 2-101, "Publicity and Advertising", and provided the
following qualification:
(A) A lawyer shall not knowingly make any
representation about his ability,
background, or experience, or that of the
lawyer's partner or associate, or about
the fee or any other aspect of a proposed
professional engagement, that is false,
fraudulent, misleading, or deceptive, and
that might reasonably be expected to
induce reliance by a member of the
public.
(B) Without limitation a false, fraudulent,
misleading or deceptive statement or
claim includes statement or claim which:
...
(3) It is intended or is likely to
create an unjustified expectation;
Subparagraph (5) in the above "relates to legal fees other than..."
(It lists several paragraphs, (a) through (f), setting forth the
parameters dealing with legal fees.)
It is clear that the inquirer has given little thought to the
language of the Bates case, the R.M.J. case, or DR 2-101,
paragraphs (A), (B) (3), (5) and (6), which deals with false,
fraudulent, misleading, or deceptive statements, or contain a
representation or implication that is likely to cause an ordinarily
prudent person to misunderstand or be deceived and is likely to
fail to contain reasonable warnings or disclaimers necessary to
make a representation or implication not deceptive.
We are not dealing with any intention to deceive on the part
of the lawyer. We are concerned that the proposed legal
advertising is inappropriate for the so-called prudent, but in the
terms of the U. S. Supreme Court, "unsophisticated" person who is
likely to be misled and have an unjustified expectation of the fees
and services.
When the advertisement sets forth no definite fee:
A. For initial consultation;
B. For fixed or contingent charges;
C. For range of fees for specific legal services;
D. For specified hourly rates;
E. For availability of credit arrangements; it is improper
advertising. The advertising in question is misleading and
deceptive; it might reasonably be expected to induce reliance by a
member of the public who has his own concept of the right to a
reduced fee or no fee because of his particular financial
circumstances. He does not know what is a proper fee, let alone a
proper reduced fee, but he may have expectations far and beyond
anything the inquirer could anticipate. In our opinion the proposed
advertising does not meet the requirements of DR 2-101 and is
therefore improper.
One other comment must also be made. Inquirer's statement that
he is a specialist in the indicated fields is disapproved.
Such advertising is not permitted. See DR 2-105(A)(2)