111 N.J.L.J. 1
January 6, 1983
Associates of Attorney Spouse
of an Assistant Counsel of the
New Jersey Casino Control Commission
The two inquirers are husband and wife. The wife is employed
as an Assistant Counsel in the Legal Division of the New Jersey
Casino Control Commission. The husband has been offered employment
by a New Jersey law firm which "has performed legal services for
casino-related interests and contemplates further additional legal
work in this area". Thus, inquirer husband wishes to assure his
potential employer that it will not be disqualified from the repre
sentation of casino-related clients.
Inquirer wife has already obtained an opinion from the
Executive Commission on Ethical Standards of the Department of Law
and Public Safety of the State of New Jersey that neither the
Casino Control Commission nor the Conflicts of Interest Law would
bar her husband from accepting employment as an associate of a law
firm with casino clients. However, the Commission advised the wife
to "refrain from acting as an employee of the Casino Control
Commission in any matter involving your husband's employer to avoid
the possibility, however remote, that your objectivity in the
performance of your official duties might be impaired and, also, to
protect against the appearance as well as the actuality of conflict
of interest. See Casino Control Commission Code of Ethics, Article
III, Section 9 and 14."
Since the Executive Commission of Ethical Standards does not
have jurisdiction over the Disciplinary Rules applicable to
attorneys practicing in this State, inquirers seek an opinion from
this Committee.
Inquirer husband seeks association with his potential employer
in the litigation department and represents that he will not be
assigned to a casino-related case during his employment with said
employer.
In our Opinion 237, 95 N.J.L.J. 410 (1972) we held that it was
unethical for one spouse to practice criminal law in a county in
which the other spouse was an Assistant Prosecutor. In our Opinion
288, 97 N.J.L.J. 766 (1974) we held that it was unethical for one
spouse to practice criminal law in the State of New Jersey where
the other spouse was a Deputy Attorney General with the Division of
Criminal Justice of the State of New Jersey.
However, this Committee, mindful of the admonition of the
Supreme Court in Higgins v. Advisory Committee on Professional
Ethics, 73 N.J. 123, 129 (1977) that the "appearance of impropriety
must be something more than a fanciful possibility. It must have
some reasonable basis", decided in Opinion 434, 104 N.J.L.J. 204
(1979) that the associates of one spouse may continue to practice
criminal law in the county where the other spouse serves as
Assistant Prosecutor. The basis of Opinion 434, supra, was that the
attorney spouse would not practice criminal law himself and his
associates would not undertake the representation of a defendant
"who is being prosecuted" by the associate's spouse. With these
limitations, Opinion 434, supra, reached a middle ground between a
strict interpretation of the "appearance of impropriety" standard
and a more practical approach which would recognize "that marriage
partners are independent individuals fully capable of pursuing
separate professional careers". Opinion 434, supra, citing In re
Gaulkin, 69 N.J. 185 (1975). Likewise, Opinion 434, supra,
recognized that a more strict interpretation of the Disciplinary
Rules could in many circumstances leave one spouse virtually
unemployable either in a particular county or in the State. Such,
we think, is the situation presented by the inquirers herein. It is
recognized that a large number of law firms throughout the State
have represented or desire to represent casino-related interests
before the Casino Control Commission. Thus, the same reasoning
which we used in Opinion 434, supra, is applicable under these
circumstances, to wit: if our reply to the inquirers is in the
negative, the husband's ability to obtain employment with most
substantial law firms in the State will probably be diminished.
In view of the representation by which each spouse has agreed
to be bound, which we accept as set forth in the inquiry, our
Opinion 434, supra, is controlling. Those representations are that
the husband can and will be completely insulated, directly and
indirectly, from any casino-related case handled by his potential
employer. As pointed out in that opinion, "there always will be
those who infer impropriety from any personal relationship between
a private practitioner and a public official, [but] we cannot say
that such an inference would be reasonably drawn in this
situation".
We are cognizant of the admonition by our Supreme Court in
Knight v. Margate, 86 N.J. 374, 392 (1981) that "...it is the
pronounced policy of this State to regulate and control the casino
industry with the utmost strictness to the end that public
confidence and trust in the honesty and integrity of the State's
regulatory machinery can be sustained". Nonetheless, even though we
could distinguish Opinion 434, supra, on the basis of the Knight
case, supra, we are influenced by the opinion contained in the
response from the Executive Commission on Ethical Standards of the
Department of Law and Public Safety of the State of New Jersey
referred to above. If the Executive Commission charged with
interpreting Ethical Standards under the Casino Control Act is
satisfied there is no violation of ethical standards under the
circumstances set forth in the inquiry, then we do not believe we
should distinguish Opinion 434.
Accordingly, for the reasons expressed in Opinion 434, supra,
we find that if the inquirer husband is employed by a law firm
representing casino-related interests, said employment is ethical
and that members of said firm may continue to represent
casino-related interests as long as his spouse as an Assistant
Counsel of the New Jersey Casino Control Commission, refrains from
becoming involved in any matter involving her spouse's employer and
said husband inquirer is not assigned and will not accept
assignment to any casino-related case during his employment with
said law firm.