112 N.J.L.J. 394
October 6, 1983
OPINION 521
Participation in Private Matrimonial
Mediation Service and Subsequent
Representation of either Spouse in Divorce Action
The inquiring attorney has been asked to participate in a
private matrimonial mediation service. The inquirer states that his
participation would require him to perform one or more of the
services set forth in the following items:
Item 1: Advise both husband and wife regarding the law of
equitable distribution and act as the draftsman of a property
settlement agreement between the spouses, the terms of which
agreement were determined by direct negotiations between the
husband and wife.
Item 2: Draft a property settlement agreement setting forth
the terms agreed to by the parties without the advice of the
lawyer.
Item 3: Perform the services set forth in Item 2 above and
then represent either the husband or the wife in the subsequent
divorce proceeding.
Item 4: Advise both the husband and the wife regarding the law
of equitable distribution and then represent either husband or wife
in the subsequent divorce proceeding.
This Committee has previously held that a lawyer may not
ethically represent one party in a divorce proceeding when the
lawyer has previously represented the other party. See, e.g.
Opinion 128, 91 N.J.L.J. 309 (1968); Opinion 155, 92 N.J.L.J. 358
(1969); Opinion 356, 99 N.J.L.J. 1065 (1976). Furthermore, our
Supreme Court has said that after a lawyer "had attempted to
counsel both husband and wife with a view to reconciliation... he
could not thereafter with propriety represent either in a divorce
action." In re Braun, 49 N.J. 16, 18-19 (1967).
In the course of preparing a property settlement agreement, or
even in the course of discussing the applicability of the law of
equitable distribution to the particular fact situation presented
by clients of the matrimonial mediation service, it can be
anticipated that the lawyer will obtain confidential information
concerning the marital situation. Equitable distribution, even
though agreed to by the parties, may have tax consequences of which
they are unaware and which could have serious financial impact upon
them. If the lawyer subsequently represents one party and becomes
the advocate for that party, he would be violating the spirit of DR
9-101 in failing to avoid even the appearance of impropriety.
Because a lawyer is required to represent his client zealously (DR
7-101) any lawyer representing one party in a divorce proceeding
subsequent to his acting in a mediation role would inevitably be
faced with a conflict between the lawyer's duty to act zealously on
behalf of one party and the lawyer's duty to respect the
confidences of the other party, albeit confidences conveyed to the
lawyer in his capacity as a mediator.
In Opinion 356, supra, a wife conferred with a lawyer's
partner concerning a possible matrimonial action. No notes or
history were taken, no retainer was paid, no fees for the
conference were charged and the matrimonial action against the
husband was instituted by the wife through other attorneys. The
husband sought to retain the lawyer to represent him in his appeal
to the Appellate Division. The Committee noted that the confidences
reposed in the lawyer might lead him to emphasize in his argument
some parts of the record which he would otherwise refrain from
emphasizing or to minimize or to ignore other parts of the record
which he might otherwise stress. Similarly, in the context of a
mediation service, one of the parties could unintentionally reveal
information or exhibit a demeanor to the lawyer-mediator because
the party felt confident with the lawyer's perceived role as an
impartial arbitrator. For that lawyer to later appear in a
proceeding in an adversary position would be, or at the very least
appear to be, grossly unfair to the participant in the mediation
service and the Committee believes that even full disclosure would
not cure the serious ethical problems created by such a situation.
The Committee recognizes that a lawyer's participation in a
private matrimonial mediation service can be valuable in resolving
disputes prior to litigation in a non-adversarial setting. But it
must be emphasized that in so doing the lawyer is eliminated from
any future representation of either party in the divorce
proceeding.