118 N.J.L.J. 875
December 18, 1986
OPINION 595
Collection Letter Threatening
to make Criminal Complaint
This inquiry presents a fact pattern similar to that dealt
with in our former Opinion 473, 107 N.J.L.J. 137 (1981), which in
turn was controlled by our Opinion 347, 99 N.J.L.J. 715 (1976).
The inquirer contends that these opinions should be overruled
because DR 7-105 was not specifically adopted by the Supreme Court
as part of the Rules of Professional Conduct (RPC 1.1, et seq.,
adopted effective September 10, 1984).
The question is thus squarely presented of whether the
principles set forth in the former DR 7-105, and as confirmed in
the cited opinions and authorities cited therein, continue to be
effective in New Jersey. As set forth in that disciplinary rule,
the principle is as follows:
A lawyer shall not present, participate in
presenting, or threaten to present criminal charges to
obtain an improper advantage in a civil matter.
Our conclusion is that this principle continues in effect in
New Jersey, notwithstanding that it was not explicitly adopted as
a portion of the Rules of Professional Conduct.
In reaching this conclusion, we have made inquiry of members
of the ABA Commission which formulated the ABA model rules of
professional conduct, the Supreme Court Committee on Model Rules of
Professional Conduct ("the Debevoise Committee") and the staff of
the New Jersey Supreme Court.
From this inquiry, it appears that the ABA Commission did
intentionally discard DR 7-105, but did not expressly set forth
such action in its report, or explain the reasons for it.
The fact that this rule was not included in the ABA Model
Rules of Professional Conduct was noted by one member of the
Debevoise Committee early in the proceedings of the committee, but
the committee at no meeting ever focused upon or discussed either
the fact of the non-adoption of this rule, or any rationale for its
being dropped. No mention of the non-adoption of this rule appears
in the report of that Committee.
In turn, the New Jersey Supreme Court in its explanatory
comments on the Rules of Professional Conduct does not comment on
the non-adoption of this rule or the reasons therefor, and the
staff recalls no discussion by the Court on the subject.
In short, it appears that the omission of this rule from the
Rules of Professional Conduct was not done through any affirmative
action on the part of any agency or committee of the Supreme Court
of New Jersey.
The rule set forth in DR 7-105 did not originate in any formal
canon or code of ethics, but derived from treatises on ethics
relating to generally accepted standards of professional conduct.
The rule has been uniformally applied by our Supreme Court. (See
cases cited in Opinion 347, supra.) Attorneys have been seriously
disciplined for violation of this rule.
A change in an important ethical principle, such as the one in
question here, should not, in this Committee's view, be made in the
manner above outlined, and we do not believe that it was the
considered intent of the New Jersey Supreme Court to make such a
change.
In our opinion, the principle enunciated in that Disciplinary
Rule, as applied in our former opinions, remains in effect.
Therefore, the conduct disapproved in our Opinion 473, supra, which
is similar to the proposed conduct, the subject of this inquiry, is
disapproved.