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SCIENTIFIC PROGRAMS
MAY 18, 1967
GOVERNME~1T DEPOSITORY
pROPERTY OF RUTGERS, THE STATE UNWERSFtY
COLLEGE OF SOUTH JERSEY LLBRARY
CAMDEN, N~ J~ 08102
B
DOG~
82-221 0
Printed for the use of the
Committee on Interior and Insular Affairs
U.S. GOVERNMENT PRINTING OFFICE
WASHINGTON: 1967
UI ~2 7'?
HEARING
BEFORE THE
COMMITTEE ON
INTERIOR AND INSULAR AFFAIRS
UNITED STATES SENATE
NINETIETH CONGRESS
FIRST SESSION
ON
SCIENTIFIC PROGRAMS IN THE
DEPARTMENT OF THE INTERIOR
0
~c6L
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F
COMMITTEE ON INTERIOR AND INSULAR AFFAIRS
HENRY M. JACKSON, Washington, Chairman
CLINTON P. ANDERSON, New Mexico THOMAS H. KUCHEL, California
AL~AN BIBLE, Nevada GORDON ALLOTT, Colorado
FRANK CHURCH, Idaho LEN B. JORDAN, Idaho
ERNEST GRUENING, Alaska PAUL J. FANNIN, Arizona
FRANK E. MOSS, Utah CLIFFORD P. HANSEN, Wyoming
QUENTIN N. BURDICK, North Dakota MARK 0. HATFIELD, Oregon
CARL HAYDEN, Arizona
GEORGE McGOVERN, South Dakota
GAYLORD NELSON, Wisconsin
LEE METCALF, Montana
JERRY T. VERKLER, Staff Dfrector
STEWART FRENCH, Chief Counsel
E. LEwIs REID, Minority Counsel
WILLIAM J. VAN NEss, Special Assistant
II
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CONTENTS
Udall, Hon. Stewart L., Secretary of the Interior
Bates, Dr. Thomas F., Science Adviser to the Secretary of the Interior
Hibbard, Dr. Walter R., Jr., Director, Bureau of Mines, Department of
the Interior
Weinberger, Dr. Leon, Assistant Commissioner for Research and Develop-
ment, Federal Water Pollution Control Administration
Pecora, Dr. William T., Director, Geological Survey, Department of the
Interior
McHugh, Dr. J. L., Deputy Director, Bureau of Commercial Fisheries,
Department of the Interior
ADDITIONAL INFORMATION
The Investment in Natural Resource Science and Technology-A Special
Report on Science and Technology and the Mission of the Department
of the Interior-Prepared for the Senate Interior and Insular Affairs
Committee, May 18, 1967:
~
The Investment______________________~____~__________________-
Project ~
Tuna Forecastng~_~.
Water Use + Reuse = Formula for Progress_~.
Selected Programs:
Information systems technology
Water ~
~
Fish and fishery products
Recreation-Use and preservation
Environmental ~
STATEMENTS
Page
1
6
11
23
27
31
36
38
44
52
59
68
76
79
91
95
107
115
126
In
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~~~1
SCIENTIFIC PROGRAMS IN THE DEPARTMENT OF THE
INTERIOR
THURSDAY, MAY 18, 1967
TI S SENATE,
COMMITTEE ON INTERIOR AND INSULAR AFFAIRS,
Wct~thington, D.C.
The committee met, pursuant to notice, at 10 :07 a.m., in room 3110,
New Senate Office Building, Senator Henry M. Jackson (chairman)
presiding.
Present : Senators Jackson, Anderson, Moss, and Hansen.
Also present : Jerry T. Verkier, staff director ; Stewart French,
chief counsel ; William J. Van Ness, special counsel ; and James H.
Gamble, professional staff member.
The CHAIRMAN. The meeting will come to order.
The purpose of this morning's hearing is to review recent scientific
and technological developments within the Department of the Interior.
The scope and scale of change resulting from advances in science
and technology in the past few years is unprecedented. Ninety percent
of all the ~ scientists and skilled technicians who ever lived are living
now. The amount of technical information doubles every 10 years.
Many of the changes caused by science and technology are funda-
mental They influence our lives and influence the formulation of pub
tic policies Some advances and developments will require new and
amendatory legislation We see examples of this in connection with
recent advances in weather modification and in our ability to eco-
nomically recover and process our vast reserves of oil shale
The Congress has a duty to keep abreast of the implications and the
impact of the Interior Department's and the Nation's rapidly expand
ing technological and scientific capabilities. I believe that today's hear-
ing can serve this purpose.
We are pleased to commence our hearing this morning with an intro
ductory statement by the distinguished Secretary of the Interior,
Stewart L Udall
Mr Secretary, will you come forward ~ We will be very pleased to
have your statement
He will be followed by Dr fhomas F Bates, the science adviser
to the Secretary.
Mr. Secretary.
STATEMELNT OP HON. STEWART L. UDALL, SECRETARY OP THE
INTERIOR
Secretary UDALL. Thank you very much, Mr. Chairman.
I have a short prepared statement I will read in a moment I
should like to make some observations as well as summarize some of
the highlights in it, if I may
1
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2
SCIENTIFIC PROGRAMS
First, Mr. Chairman, I would like to commend you personally and
and the members of your committee for the interest and support you
have given over the years to the scientific activities and endeavors of
the Interior Department.
When I became Secretary, one of the things that I quickly realized
was the importance of having a clear grasp of the scientific capabili-
ties and opportunities of the Department. This was in a very real
way one of the cutting edges of the Department. I , was advised by
wise people to get a science adviser. No previous Interior Secretary
had ever had a science adviser. I said facetiously last night-because
I am losing Dr. Bates in a few days-that I had worn out or used up
three science advisers and three Under Secretaries. This has been one
of the wisest decisions I have made. I have had three outstanding men.
The CHAIRMAN. You do not mean the using up of the science ad-
visors and the Under Secretaries [laughter]. With that amendment,
you may proceed.
Secretary UDALL. Thank you for helping me articulate.
Dr. BATES. Thank you for helping me.
The CHAIRMAN. You do not want to go into your new assignment all
used up [laughter].
Secretary UDALL. I am the one that has been all used up from the
pictures I see some mornings.
The opportutiities there are to make science serve in the field of
conservation and resource development, I think, will be shown the
committee dramatically this morning. Some of the projects we are
now working on were developed in the last few years. This is a grow-
ing field. The opportunity is growing where we can give the newest
and best technology to the highest concepts of conservation. This is
the real trick if we could do it.
I would like to say that you. are going to see here this morning, in
addition to my science adviser, some of the best scientific people in the
Government. I could not be more pleased. I would like to say so
publicly. I have had the opportunity of having Dr. Bates as my
science adviser, Dr. Pecora as Director of the Geological Survey, and
Dr. Hibbard as Director of the Bureau of Mines. You are also going
to hear Dr. Weinberger and Dr. McHugh, two of our best scientists.
I think you will see we are increasing and enhancing our capabili-
ties in the scientific field.
Today's world stands on the shoulders of yesterday's scientific
achievements. We may quarrel with the manner in which our science
and technology are being used, but we cannot deny the awesome
power they place at our command.
Even if we would, it is far too late for us to shut the lid on Pandora's
toolbox. Long ago, for better or for worse, we elected to grasp the
mechanical extensions of our bicepts and our prehensile thumbs, we
chose to equip our feet with the wings of accelerated speed, we opted
not to blink at the things beyond 20/20 vision that microscope and
telescope would show our eyes.
From the earliest days of its history the Department of the In-
tenor has been one of our Government's leading research agencies.
Over the years Interior has invested more than 10 percent of its total
program effort in scientific and engineering research on the Nation's
natural resources. This has amotinted to expenditures of several bil-
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SCIENTIFIC PROGRAMS 3
lion dollars since the Department was organized back in 1849. Its
geologists and its mining and construction engineers were there to help
pioneer the West.
This long-term investment in research has brought us the basic
knowledge required to manage over 460 million acres of public lands,
to administer mineral leasing on all federally owned lands, to provide
water for 9 million acres of farmland, to protect 230 national parks,
monuments, and historic sites, and to handle wisely our valuable fish
and wildlife resources.
These are all direct departmental applications of our continuing re-
search programs. But the benefits from this research reach far beyond
the Department's boundaries. Interior furnishes vital information on
the entire environment. It supplies our basic geologic and topographic
maps, tells of earthquake hazards, predicts natural water supplies, and
aids the minerals and fishing industries through its research and in-
formation services.
Few mineral deposits have been discovered and brought into pro-
duction without the Geological Survey having played a role in some
aspect of the exploration, or the Bureau of Mines having had a hand
in the characterization and processing technology. The predictable
catches of our U.S. fishing fleets today are the result of research per-
formed many years ago by Interior and cooperating agency scientists.
This Nation has a dependable resource base. The fact that we are
sure of this base is largely due to Interior's research efforts. We have
shortages and we know that present supplies are far from inexhausti-
ble. But we know where those shortages exist, we know how fast the
depletion is taking place, and we are at work to find alternatives for
resources that will some day no longer serve us. We need to continue,
even to step up, our efforts in this direction.
We have concern, too, for how our resources have been developed.
In the process of extraction we have been guilty of waste, of pollution,
of landscape mayhem. Yet along the way we have found, through in-
telligently directed research, the means to match this ugly record with
a creative one-discovery of additional resources, reuse of present re-
sources, invention of new resources.
The scientific ability and determination of our past has established
the dependability of our resource base. It is scientific ingenuity, honed
by experience and tempered by concern, that will guarantee this de-
pendable resource base into a future where the spoilage and pollution,
which we also inherited frqm the~past, are happily missing.
We already possess thelkind ~f technology necessary to continue
tearing away at our resources. If we choose to sit down at Nature's
peace table and negotiate for her remaining treasures, then stepped-
up research, mirroring our new environmental concern, is needed.
We are in, and have grown to accept, the nuclear age and the space
age. Spectacular as these are, they leave us with the challenge of the
next age, which is the age of environmental quality.
This will be an age in which man truly understands the earth and
air and water that sustain him. He will try to operate in concert with
these elements, rather than at their expense, for he will see clearly
that the expense ultimately is his.
Many of our most pressing social problems have their roots in lack
or misuse of our land and its resources. Development of a peaceful
working relationship between man and Nature can do nothing to
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SCIENTIFIC PROGRAMS
harm man's relations with his fellow men, and might indeed do much
to improve them. The need for continued environmental research is
not merely a resource need-it is an increasingly urgent human, social
need.
Every scientific achievement opens the door to several alternative
avenues of advance. And as we make our choices, some of these doors
swing shut-forever. We need to be surer than we have ever needed
to be in the past that we see all the doors and that we choose the best
possible route available.
Today's scientific and engineering efforts of the Department of the
Interior are an investment in a brighter, healthier, more enjoyable
America tomorrow. We welcome this opportunity to tell you briefly
the nature of this investment-to show you how we intend to make
it produce for the Nation not just dividends, but cnpital gains.
Mr. Chairman, .we take considerable pride in the booklet that we
have prepared for you. Many of the finest scientific people in the
Department worked on it. I think it has been a very good effort for us
in terms of summarizing for the Department what it is doing now and
what our hopes are for the future.
We have testified recently before this committee on a subject, the
important subject, of weather modification. We will be testifying soon
again, I understand, on the oil shale.
We have selected this morning Dr. Pecora, who will make a pres-
entation as the Department's top geologist.
But I thought it was most interesting for this committee to single
out three or four of the most interesting and exciting projects and have
the project managers present them to you in a brief fashion.
So Dr. Hibbard of the Bureau of Mines will make a presentation
on Project Badger, which is a very exciting new project on under-
ground excavation. It is amazing what we can do if we can adopt and
use modern technology in underground excavation.
Dr. McHugh is the new Deputy Director of the Bureau of Commer-
cial Fisheries and he will present a very exciting presentation on some
of the latest developments in fishery forecasting.
Dr. Leon Weinberger of the Federal Water Pollution Control Ad-
ministration will present a program on advance waste treatment or
third-stage waste treatment. This is where we will clean up our water
pollution and begin to regain our water. It is a tremendously signifi-
cant development.
And then a subject that I spent some time on yesterday with Secre-
tary Freeman, the EROS satellite project, will be presented by Dr.
Pecora. Here is an example where we take space technology and look
back to the earth and use this as a new resource management tool. It
is a very exciting concept.
Mr. Chairman, we certainly welcome the opportunity to come before
you this morning because it gives us an opportunity to summarize for
ourselves and our own people and our own benefit just what we are
doing now and to reexamine our opportunities for the future.
The CHAIRMAN. Mr. Secretary, may I compUment you on the way
you have gone about this matter. I am impressed by the quality of the
scientists you have brought in in key positions to endeavor to apply
wisely the scientific tools and technological applications that flow from
scientific research.
4
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SCIENTIFIC PROGRAMS 5
A while back there were many who were advocating a Department
of Science . which, to me, made no sense at all. They proposed to
simplify the problem by putting all the scientists in one department
so that they would somehow be a source of all scientific technology.
As a layman, it just did not register with me, although it sounded
good. There would then be one separate department with all the
talent and information and technical knowledge needed. I think what.
you have here is a wise approach ; have a science adviser who is in
touch with the President's Science Advisory Commission, and in
contact with other agencies. In this way you get the kind of exchange
of information and free-flow studies which makes sense.
I do want to commend you for the good judgment you have used
in selecting people. This is the key. There is no substitute for it.
Mediocre personnel will mean a mediocre department. We must have
excllence ; and I think you have done an outstanding job in choosing
highly competent people. I want to commend you for the top leader-
ship that you have selected and for the many new scientists in the
department. You are involved in a broad-based effort and it certainly
involves all key disciplines available to us today and the way in which
you have gone about it, I think, has strengthened the Department. Of
course, it acts as a great beneficiary to business, to the community, and
to all America.
Senator Hansen.
Senator HANSEN. I have no comments.
The CHAIRMAN. Any questions, Senator Moss?
Senator Moss. I have no questions.
I would also like to commend the Secretary for the very great
leadership he has shown in directing his Department in this area of
science explorations and continuing to advance in the area of resources.
Our resources, of course, have always been critical, but looking to the
future, it is going to be even more critical to our Nation and mankind
as a whole. So I believe you are on the right track and I was pleased
to hear you today and I am looking forward to the other presentations.
Secretary TJDALL. Mr. Chairman, in response to your question, I
want to leave it to Dr. Bates to make the main response. I would like to
say I agree wholeheartedly with the judgment you have expressed here
in terms of how best to organize a scientific establishment. In a gov-
ernment as complex as ours and a world as complex as ours, I think
we have come a long way in the last 10 years. I think the fact the
President has the Science Adviser and that there is good communica-
tion is the answer. But to divorce a department and its day-to-day
functioning from the closest scientific relationship, I think, would be
a most serious mistake.
Dr. Bates has been with me 2 years and he is leaving in a few days.
I should like to say one final thing, therefore, because it is too
seldom we think about these things or express them publicly, and
that is that these five men, you are going to hear making presenta-
tions today, I am sure in every case if they wanted to, could step out
into industry and command a much higher salary. They stay with their
jobs, men of this type-and you have them throughout Government-
because they feel they are making a contribution to the country. I
think they are some of the finest people in Government and I want
to say that.
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SCIENTIFIC PROGRAMS
The CHAIRMAN. I want to observe on that point we owe a great debt
to what has been called "in-ers" and "outers." Those gentlemen come
from industry, serve in Government, then return to industry. Those
who come from the universities serve and return. I think this is one
of the strengths of our system because of new factors that have come
into play, ~articular1y since the beginning of World War II. I am sure
you would agree with me, Mr. Secretary, that this is something we
need to push even harder because it is a great aid to the existing
agencies to be able to bring in people, possibly only for a short tour,
so that we may benefit from their fresh approach and ideas. It cannot
help but invigorate the scientific community that is within the
Government.
I hope Dr. Bates will be back with us again for another stint.
Secretary TJDALL. I could not agree with you more. I think the more
traffic on the bridge, the better. One of the things Dr. Bates did for me,
in fact, was to spend many days in helping me select a new Director of
the Bureau of Mines. I was fortunate to get Dr. Hibbard.
The CHAIRMAN. May we thank you for the cookies made of fish
protein concentrate. I have not tried them vet. Have you tried them?
Secretary tTDALL. Yes, I have tried them, Mr. Chairman, in the past.
in fact, Jim Carr, my first Under Secretary, used to say there were
scientists who believe this had something to do with enhancing a man's
own welfare, particularly in thrms of ~ his potency and other factors.
You should try them out.
The CHAIRMAN. But you did not answer the question. Why do you
not try them on one of those hikes?
Secretary TIDALL. I shall do so.
The CHAIRMAN. I am going to make use of them with my tea.
Thank you, Mr. Secretary.
Dr. Bates, we are delighte.d to have you here this morning. We want
you to take over now and discuss these scientific operations and indi-
cate how you want to proceed with the display of the models.
STATEMENT OP DR. THOMAS P. BATES, SCIENCE ADVISER TO THE
SECRETARY OP THE INTERIOR
Dr. BATES. Thankyou very much.
The CHAIRMAN. You are going to give an overview of the scientific
development in the Department and then the various heads will sup-
plement your statement.
. Dr. BATES. That is correct.
The CHAIRMAN. All right.
Dr. BATES. Let me first say, in light of the very kind remarks of
Secretary Tidall and yourself, there could be no more stimulating job,
as I see it, in Washington, than the one I have had with Secretary
TJdall. It has been a very real privilege to work closely with this man.
I just wish when I get back to my university that I could write similar
2-year tickets for many of my colleagues to do the same thing. It works
two ways. Those who come in and those who go out have a much better
understanding of the effort and dedication of the people in the Gov-
ernment.
The CHAIRMAN I have to leave for another meeting in a little bit
and I want to ask you to what extent do you make use of consultants
and what is your judgment of the benefit of the use of consultants?
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SCIENTIFIC PROGRAMS
7
Dr BATES We have been making increasing use of consultants in
the Department of the Interior My judgment is we should do a great
deal more of this. As I will try to point out in these hearings, I think
we are moving into an age where Interior is ėoming into its own.
However, this age of environmental quality must involve not only the
scientists and engineers in Interior but all the scientists and engi
neers in the country who can help in giving our people the right en-
vironment and properly managing natural resources.
As I will point out, we must not hesitate to put everybody on this
team in any way we can. This means extended use of consultants.
The CHAIRMAN. Very good.
Dr. BATES. I would like to add to the Secretary's remarks my sin-
cere appreciation for this invitation. It resulted in a very critical self-
analysis of our program which is very good. I would like also to say in
light of your remarks this has not been an easy job because in Interior
the line of responsibility goes directly from the man at the top, the
Secretary, down through the administrators, operators, and managers,
to the engineers and research scientists. Thus, it is very difficult, for
an operation like this, to pull out a particular cut because of the
completeness of the spectrum. We have done it on a rather arbitrary
basis but we think you will be interested.
I would like to say that in addition to the testimony and briefing
book, we have, as you observed, various exhibits. I would like to make
special mention at this time of the rather inconspicuous electric type-
writer in your back room. This typewriter will be "on line" with a
computer in Santa Monica, Calif. at the end of the hearing session.
It ~ is part of an experimental research program in the Department
which will eventually permit any scientist or engineer to attach a
portable acoustical device and electric typewriter to a telephone re
ceiver, dial a certain number, and be on the line with `t computer just
as if he were sitting in front of it. We are just getting into this ex-
periment. I hope if you have a moment you will stop and type out an
appropriate question on the typewriter and get an answer from the
computer in Santa Monica. We have a limited data base so we cannot
answer all the questions.
The CHAIRMAN. We expect you to have that answer at the next
meeting.
Dr BATES Yes, sir
In these hearings we are purposely trying to take a forward look
as if we were sitting in an automobile in our Department and look
ing out the windshield As the Secretary mentioned there are
~remendous challenges and opportunities on the hori7on However,
there are no p'ived roads, no easy w'ty we can see to get there We
have `t small rear view mirror in front of us which we use to look
back on the accomplishments of the ptst, not so much to cherish them
but to take advantage of what we have learned.
As is the case in the business world, there must be a sound invest-
ment in order to ultimately re'ilize `my opportunity I want to talk to
you about the investment you `tnd the Nation have made in the De
partment of the Interior The most important part of this investment,
as you have mentioned, is the people
Let me turn to the first chart which shows the nature of the science
and engineering manpower mix in the Department of the Interior
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SCIENTIFIC PROGRAMS
You will find this chart on page 2 of your briefing book Since there is
some distance from you to this one I suggest you might want to refer
to it there rather than here This shows the distribution of the 7,500
scientists participating in our research and development program.
In the light of Interior's main mission, that is development and
management of the Nation's natural resources, there are three impor
tant parts. The land resources, the water resources, and the living
resources.
You will find the data on this in the background text.
With your permission I will simply summarize. As you can see, we
have all types ; physicists, biologists, geologists, geophysicists, hydrol-
ogists, oceanographers, and so forth. A quick point is that Interior
has 70 percent of the federally employed geologists It has also nearly
100 percent of the fish and wildlife biologists working in the Govern-
ment.
However, it is not quantitative aspects that are important, but as
you said, it is the qualitative aspects of the team that we are concerned
with.
Let me mention one or two statistics. First of all, the 7,500 scientists
we are talking about have published over 15,000 publications in the
last 5 years. Seventeen of these people belong to the National Academy
of Sciences or the National Academy of Engineering. Perhaps this is
the top recognition that can be given to scientists and engineers any-
where Thirteen of our national societies have Interior people as presi-
dents and some 122 other Interior people serve in important offices.
I do not have the time to touch on all of the qualifications but this
gives you an idea. We feel our team can compete on an equal basis with
any other team that can be put together.
As any scientific and engineering group knows, however, it is not
sufficient unto itself As indicated to you previously, we are trying to
build up our total program by using talent wherever we find it. The
magnitude and complexity of the problems we face demand that the
best people in the universities, industries, and nonprofit research or
ganizations be brought into the total effort in a variety of ways. As
one brief example, I suggest you refer to page 5 of your book, a table
showing some aspects of the contract and grant program of the Office
of Water Resources Research for fiscal year 1966 In this year, 35 chf
ferent disciplines were represented by scientists and engineers working
on the problems of water research under the sponsorship of this
organization.
As a byproduct here I would like to mention that 1,300 students,
largely graduate, particated in the research projects at the 81 umver
sities involved. These are the people who are going to be appearing
before you in a few years as we continue to face the water problems
which I am sure we will have
We work with outside groups not only through the contract and
grant mechanisms, but as table 2 shows on page 7, through a wide
variety of agreements of all types These are cooperative arrange
ments, facility use programs and many others Our people work with
scientists and engineers in your States, your cities, your industries,
your universities, wherever they may be in order to tackle all sorts
of natural resource problems
You will see from the column on the right in table 2, that we have
our Interior scientists and engineers disbursed all over this country
I
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SCIENTIFIC PROGRAMS 9
In fact, if I may say so, one benefit of this exercise was an analysis
of some of this data we did not really appreciate. When we saw this
table we thought it would be interesting to divide the number of
agreements with States on a basis . of the purely arbitrary line of the
Mississippi River. Many people think of Interior as a western de-
partment but when you balance out our agreements with the State
agencies east and west of the Mississippi, you come out almost even.
Although there is no reason to relir~quish the pride we have in relating
Interior efforts to the developmei~t of western resources, it is evident
that we are a truly national department. The dispersal of our scien-
tists, engineers, and facilities is such that we can also think of In-
tenor's program in the same light as a university extension service.
One object is to put our facilities and engineers where the problems
are. This is important for our people who then obtain firsthand knowl-
edge of the problems to be solved.
I would also like to bring out one or two points here about Interior
facilities that I think you will be interested in. Interior operates 18
high seas oceanographic vessels, 14 for the Bureau of Commercial
Fisheries, three for the Bureau of Mines, and one for the U.S. Geo-
logical Survey. Additional ship space is obtained by charter. The
Bureau of Sport Fisheries and Wildlife makes effective use of a two-
man submersible and other small submarines have been used under
charter.
We also have 12 mobile laboratories that measure everything from
gold dust to fish and the characteristics of the environment for each.
The Geological Survey, by the way, is perfecting a 10-wheel lunar
exploration vehicle called Trespasser which, when NASA can get it
up there, will roll on the moon.
As you know, we have concentrations of snowmobiles, instrumented
airplanes, trucks, and radar units converging on western mountain
slopes to develop means of augmenting the natural snowfall to irri-
gate more of next summer's crop.
This, then, Mr. Chairman, is the nature of your investment in this
particular team.
As the Secretary said, in the past we have been helping the Amen-
can people live off the land. The challenge now is much greater be-
cause we must help our people live in harmony with the land. This
is not going to be easy despite all of our science of the past. For ex-
ample, even the basic ecological relations are not well understood. We
live in ignorance of the details and sensitivity of the balances of na-
tune that exist all around us. Until such basic knowledge is obtained
we will not be able to measure accurately the effects of man's actions
on his surroundings.
The clean river basin is an attainable goal providing we agree on
how~clean is clean as determined not only from the standpoint of pota-
bihty of the drinking water but what kind of biota it should support-
in what mix, over what distance, and in the presence of what human
activity.
We are overflowing from our continents into the marine areas. How
are the shippers, miners, oil drillers, fishermen, waste disposers, sports-
men, explorers, and the military going to work together on our Con-
tinental Shelves?
Another question which concerns me is whether we must soon zone
the total United States in the same way we do municipalities: for
PAGENO="0014"
10
SCIENTIFIC PROGRAMS
work here and play there, for highways and hedgerows, for asphalt
and grass. We do not have the land use and land capability maps and
knowledge to do this at the present time. We are building suburbs
on top of the sand, gravel, limestone materials we should be using to
build the houses. We are still paving aquifer recharge areas and dry-
ing up the ground water supply we plan to use in our cities.
We have a long way to go in these areas and we need all the sup-
port we can get from you and the American people.
The Secretary has already mentioned the people who will follow
me. I will say no more about them.
I would like to show you the last chart to illustrate how the ex-
amples to follow represent the total matrix of Interior's scientific
activities. You will find this chart in the book before you on the last
page in my section following page ii. (See p. 44.)
The total Interior research and development effort can be repre-
sented on the one hand in terms of land resources, water resources, liv-
ing resources, and on the other with respect to the way we must ap-
proach our problems : First in terms of discovery and exploration of
the resource ; then resource development followed by the addition of
economic and social value, then resource use, followed finally by the
reclamation and reuse-squeezing every drop out of that resource be-
fore we return it in good state to nature. We have cut this matrix
several ways to try to give you a good cross section, thus Project
Badger cuts across in this direction. The advanced waste treatment
example. emphasizes use and reuse. Eros represents the development
of appropriate instruments and tools with which to make major ad-
vances. The Tuna forecasting example gives you a small sample of
major efforts underway to enhance the development of food from the
sea.
Any of us at any time will try to answer any questions you ask.
It has been a pleasure to appear here.
The CHAIRMAN. That is a very fine statement, Dr. Bates. It is quite
apparent the second industrial revolution that has been referred to
is creating problems and the Department of the Interior seems to be
the recipient of a substantial part of that flow of trouble. The chal-
lenges certainly are almost unlimited. They will have to be faced up to
and met.
Again, I want to express my appreciation for your very fine leader-
ship.
Dr. BATES. Thank you.
The CHAIRMAN. Senator Hansen.
Senator HANSEN I have no questions
I, too, would like to commend you for a very excellent overview of
the problems you have, Doctor.
Dr. BATES. Thank you very much, Senator.
The CHAIRMAN. Senator Moss.
Senator Moss. A very lucid presentation, which makes me look
forward to what is to follow, which I am sure will be of a high
caliber, too.
The CHAIRMAN. Dr. Hibbard, we want to extend to you a warm
welcome, and we are looking forward to your presentation.
You may proceed in your own way.
PAGENO="0015"
SCIENTIFIC PROGRAMS
11
STATEMENT OP DR. WALTER R. HIBBARD, JR., DIRECTOR, BUREAU
op MINES, DEPARTMENT OP THE INTERIOR
Dr }IIBBARD If you do not mind, I ~s ould like to talk to these
charts-that is-a chart talk.
It is a tradition at the universities.
The CHAIRMAN. It has become part of a Senate tradition, too. We
serve on other committees such as the Atomic Energy Committee and
over the years we have become acclimated to the tools the scientists
use at colleges and now in government. We will try to be good pupils.
Dr. HIBBARD. I have a biographical sketch which may be put in
the record, if you prefer.
The CHAIRMAN. Yes. It may be included at this point.
(The biographical sketch follows:)
BIOGRAPHICAL SKETCH OF WALTER R. HIBBARD, JR., DIRECTOR, BUREAIJ OF MINES.
U.S. DEPARTMENT OF THE INTERIOR
Dr. Walter R. Hibbard, Jr., internationally known metallurgical engineer,
has been director of the Bureau of Mines since December 1, 1965, following
his appointment by President Lyndon B. Johnson in October of that year.
Dr. Hibbard's selection to head the Government agency charged with the
major responsibility for the conservation and development of the Nation's mill-
eral resources came after notable successes in earlier careers in education and
research and development, and in directing metallurgy and ceramics research
for one of America's largest industrial concerns.
Born in Bridgeport, Conn., on January 20, 1918, Dr. Hibbard was graduated
from Wesleyan University, Middletown, Conn., in 1939, and received a Doctor
of Engineering degree from Yale University in 1942.
Following his military service in World War II as a naval officer attached
to the Bureau of Ships, he joined the faculty at Yale as an Assistant Professor
and later became Associate Professor.
Dr Hibbord s growing reputation in the teaching and research fields attracted
the attention of industry and in 1951 he was recruited by the General Flectric
Oompany for its Research and Development Center in Schenectady, N.Y. There
he progressed to the position of Manager of Metallurgy and Ceramics Research,
directing a broad range of ~ fundamental and applied research projects, a posi-
tion he held when selected to become Directoi of the Bureau of Mines
Dr. Hibbard's achievements in such fields as the plastic deformation of metals
and the metallurgy of copper and its alloys have won him wide recognition from
many professional societies. In 1950 be received the Raymond Award of the
American Institute of Mining, Metallurgical, and Petroleum Engineers. From
1957 to 1961 he served as director of the Institute and in 1987 he will serve as
its President. He recently was named by AIME to receive the Institute's James
Douglas Gold Medal, awarded for his notable career. For many years a regis-
tered professional engineer Dr Hibbard has served as President of the Metal
lurgical Society of the AIME and is a past chairman of the Society s committees
on the metallurgical profession and on engineering management. In January
1963, he was one of ten eminent metallurgists elected to the newly created grade
of Fellow of the Metallurgical Society In addition Dr Hibbard belongs to the
British Institute of Metals and the New York Academy of Sciences and is a
fellow of both the American Academy of Arts and Sciences and the American
Association for the Advancement of Science He also is a member of the Ma
terials Advisory Board of the National Academy of Science and was recently its
Chairman In 1966 he was elected to the newly organized National Academy
of Elngineering.
Dr Hibbard is the author of more than 70 scientific papers and has been
widely recognized as a major contributor to the science of metallurgy In 1957
he was a member of the exchange delegation of United States metallurgists visit
ing the Soviet Union.
~ He has been elected to many honorary and professional fraternities including
Phi Beta Kappa, Sigma Xi, Alpha Chi Sigma, and Gamma Alpha. He also holds
PAGENO="0016"
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SCIENTIFIC PROGRAMS
an honorary Doctor of Laws degree from the Michigan Technological University,
Houghton, Michigan.
Dr. and Mrs. Hibbard have three children and reside in Rockville, Md.
Dr HuBBARD I would like l?o say I am happy to have the oppor
tunity to explain Project Badger.
There are three very important ingredients. First of all, there is a
technological challenge which I think is an extremely important chal
lenge-where you see a way of accomplishing something that you
know will make a breakthrough in excavation technology.
Secondly, it involves interagency cooperation. There are nine agen-
cies in the Federal Government interested in this and we are all work-
ing together as a team, with a lead agency. In this case it is the Bureau
of Mines.
Thirdly, this is a chance to serve society. The mining industry has
been for many years scolded for its air pollution, water pollution,
land pollution, for being robber barons of natural resources. Here
is an opportunity for the mining industry to develop the technology
to be used to serve society.
The name of the project is Project Badger. It is a project in rapid
subsurface excavation technology. The increasing application of this
boring machine, a 20-foot in diameter machine, which can bore a hole
in soft rocks represents the beginning of a breakthrough which may
be as important to this country as the discovery of dynamite and its
use in mining 100 years ago. The usefulness of this machine will go
far beyond mining Indeed, its broad applicability to the many and
varied problems of a technological society is a consideration that
makes the effort to advance it very rewarding
The nine agencies working together on this are the Army, Air Force,
Atomic Energy Commission, Geological Survey, Bureau of Reclama
tion, Housing and Urban Development, high speed transportation,
Bureau of Public Roads, water and power agencies and Bureau of
Mines.
The geophysical distribution of the kind of problems that the pro
gram can be responsive to is shown in this chart. This chart is also in
your text following page 14. It affects all areas of the country. It can
be used for highways and parking For example, today we are going
into the high-rise development. If you go to Chicago and see the
marina, it is a circular cylinder going up in the air where parking is
on the first 13 floors and apartments on the next 13 floors. I think the
trends in the future will be to go underground We have used up much
of our urban upper space so we will have to tunnel highways, parking
areas and living space underneath the earth We are going to have
urban rapid transit underground We are going to have urban utili
ties : we are going to have high speed intercity transportation, water
tunnels, sewage tunnels, power tunnels, oil and gas pipelines, defense,
atomic energy installations ; and, of course, the continuation of mining
underground. So the tunneling, in fact, is going to have a large ~m-
pact. It is going to be in a sense a renewal of Jules Verne.
Two examples I would like to mention very quickly There has been
a study of the commuter problem in Los Angeles. Everyone who has
commuted there in the morning knows it is really rugged The
thought is they could build 1,000 lane miles of commuter roads under
ground as tunnels, saving surface sp'Lce, solving the pollution prob
PAGENO="0017"
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lem and, in addition, developing parking space underground: From
the standpoint of getting to work you would come up to the surface
and work in an office building and have a view ~of reviving natural
beauty rather than the concrete landscapes many of these highways
have produced.
A similar situation exists in Chicago. There they would need an esti-
mated 1,300 miles of tunneling. Chicago is talking about putting their
airport 5 miles out in Lake Michigan and having a commuter system
back and forth to this platform from the shore. These are the kind of
things which will be involved.
All in all, we can identify at this stage of the development poteri-
tially 13,000 miles of tunnels to be driven for these various purposes.
And here on this chart (p. 47) is the estimated growth in need for
subsurface excavation during the next 15 years for urban highways;
mass transit, and others ; including water, sewage, power. These are
annual figures estimated over 15 years from now to the $~½ billion
spent annually in 1982 for this purpose. Incidentally, the figures are
derived from the 9-agency study so the input is across the board.
The estimated cumulative cost of subsurface excavation during the
next 15 years is shown here on this chart (p. 48) . It is shown with
research and development to total $11 to $12 billion and without re-
search and development totaling $20 billion.
In other words, if we continue with the evolutionary kind of tech-
nological development which is occurring now in this field, the cost of
this tunneling will be about $20 billion on a cumulative basis.
We believe that with a properly focused enthusiastic research and
development program, we can cut as much as $8 to $9 billion from the
cost of these tunnels. Most of these tunnels will be paid for by the pub-
lic, by public utilities. Therefore, this advantage of $8 billion could
accrue to the public, to the taxpayer. Therefore, it is an appropriate
kind of research and development program for the Government to
undertake.
In actual fact the experience with the development of this tech-
nology, I think, illustrates the point here. On this chart (p. 14) is the
historical and projected development of tunneling technology over
the years. Starting in 1850, the initial mining efforts, I think if I
may just show you this picture-there were a group of men who
had hammers and chisels and were single jacking. Then we devel-
13
82-221 0-67-2
PAGENO="0018"
14
SCIENTIFIC PROGRAMS
oped piston drills and the ordinate is the rate advanced in feet per
week shown. As we developed slowly, about 1860 when drills and
dynamite first came in, 1867, specifically, we could advance about 20
feet of mining a week on a three-shift basis. Then we developed the
locomotive for carrying away the muck, and developed hammer drills,
mechanical loaders, and multiple hole drilling. We developed the
tungsten carbide bits and at the same time we could drill faster. We
learned the fact that if you drill a particular pattern of drill holes,
explosives were much more effective. Until today, 1967, by this tech-
nique, drilling and blasting, we can progress about 250 feet per week,
a factor of more than 10 over this period of roughly 125 years.
Now, with this tunneling machine, with the appropriate kind of
soft rock, can go about 375 feet a week, which is up in here. If we
permit this technology to evolve in the way it has in the past, we
could expect to attain something like 750 feet per week by 1982. For
example, the boring machine was developed for a specific job in New
Mexico. I saw the manufacturer's representative in Pittsburgh last
week. I asked them what improvements had been made in the last
6 months. They said none. I said why. They said because we have not
had any contracts for purchasing advanced equipment. You do have to
have contracts for development. Their research and development is
very small otherwise and the development will be only as fast as they
have contracts to stimulate them.
For example, in the 25 miles of subway scheduled for the District,
no consideration is being given to `this tyipe tunneling device~ The
PAGENO="0019"
SCIENTIFIC PROGRAMS 15
equipment has not been advanced far enough to be certain it will work
in the geological structures underground in the District and there-
fore it is not being considered.
The CHAIRMAN. Dr. ilibbard, I do not wish to interrupt your train
of thought, but as you have been discussing this, I have thought of the
enormous amount of money we are spending in connection with our
nuclear testing program underground. Maybe you can relate, to the
extent you can in open session, what contribution has occurred from
the work that has been done in this area ? Certainly there has been a
substantial amount of research and coordination that takes place be-
tween the Interior Department and the Atomic Energy C~mmission.
Dr. HIBBARD. There has been major fallout from these. We work
very closely with the Atomic Energy Commission. In fact, the Atomic
Energy Commission is one of the nine agencies we are working to-
gether with on this matter.
The CHAIRMAN. I hope you will explain it at the proper time. I
think it is a very important point. If you want to elaborate on it now,
it will be fine.
Dr. HIBBARD. As part of our program, we hope to get access to one
of their large boring machines in Nevada. This is one of the ways
we believe we can speed our development because certainly this equip-
ment has been built as the result of Atomic Energy Commission con-
tract, Bureau of Reclamation contract. We think this is a starting
point of our research program. We are working very closely together.
To continue, we believe, with appropriate research and development
program as mentioned, instead of ending up in the range of 750 feet
per week, we can probably develop equipment that will permit speeds
in the range of 1,ThO per week. This will make a tremendous difference
in the cost of tunneling and thus the use of the tunnels. Either we can
do the same amount of tunneling with less money or, in my opinion, I
think tunneling will be much more accepted and we can spend the
same amount of money fOr much greater amount of tunneling.
I think one of the most exciting areas today is Montreal where they
have put in a new subway, where they have an underground complex
which illustrates this trend away from moving skyward toward mov-
ing underground. In Montreal you not only drive underground and
park to take the subw~ay but there are stores, restaurants and hotels.
To summarize briefly, the concept of advanced tunneling systems,
the equipment we have today is simply the borer or cutter. I say simply
because when a tunnel is bored with a 36-foot diameter machine, it
goes forward 1 foot and produces 36 cubic yards of muck to dispose
of. This is about 90 tons. When the equipment is advancing 10 to 20
feet an hour there is a tremendous requirement for removing material,
and a brand new system is required. Here it is in concept on this next
chart (p. 46) . It looks like a vacuum cleaner, but it is continuous
removal.
Secondly, when the equipment moves this fast a whole new concept
of ground stability is required. Here again, in concept a liner slides
in place as the machine moves forward and maintains the cut.
Thirdly, you must be able to cut whatever rock, whatever material
is in the path. There are mountains with both soft and hard rock.
The borer must be able to cut both so we believe there will be new
designs of cutting tools. In addition, when we move this fast under-
PAGENO="0020"
16
SCIENTIFIC PROGRAMS
ground the whole environment problem is intensified. Air must be
supplied to the working people. So here we have a sealed capsule
with people driving the machine. At this speed and this size they must
be sure they are driving accurately. When you are going 25 miles at
1,750 feet a week, a few degree off will cause intolerable inaccuracies
So a system of laser beams is set up to control and direct the guidance
of the machine accurately.
Most importantly, we must design the tunnel using the geology of
the terrain to our advantage. The rock formations must be considered
in ~ relation to the path of the tunnel. Selection must be based on
geological considerations.
Well, to sum it up, we think this is a very exciting program. We
think we can make real headway with the tunneling system operat-
ing, to a point where we can not only advance the technique of
mining-incidentally, a machine of this type is being considered for
oil shale-but we can also advance the concept for subsurface utilities
for use in every day society Thus not only making a contribution to
our own special industry but a contribution to society as a whole.
Thank you very much.
The CHAIRMAN. Thank you, Dr. Hibbard, for a very fine presenta-
tion.
Senator Hansen.
Senator HANSEN. I am quite impressed with it. Especially when
I think we might be drilling at 1,750 feet a week.
The CHAIRMAN. Senator Anderson.
Senator ANDERSON. I have one question of Dr. Bates.
You mentioned some relationship of atomic energy to space groups
for work on the moon.
Dr. BATES. Yes.
Senator ANDERSON. What was that again?
Dr. BATES. The Geological Survey is now developing a 10-wheel
mobile unit which they call the Trespasser which will, hopefully, be
flown someday to the moon. It will be able to move over the surface,
carrying its own atmosphere with it, in order to better analyze the
nature of the lunar surface. I am sure Dr. Pecora would be glad to
give you more detail.
Senator ANDERSON. Is this in connection with the space program?
Dr BATES That is right I am sure you already know the Geological
Survey has been very much involved with NASA's study of the moon
on the basis of exploration we have had so far.
Senator ANDERSON. Well, there is a device they are now ~ working
with on the moon that was put `there by the Space Administration.
What is this particular experiment you are having ?
I)r. BATES. This is Dr. Fischer, who is Research Coordinator of
the EROS program. .
Dr. FISCHER. I do not believe, sir, the one operating 1S capable of
carrying men. The one the Geological Survey is developing is a manned
vehicle. It is being developed only in cooperation with NASA. They
are testing a prototype with NASA in the field leading to develop-
ment of a suitable vehicle. .
Senator ANDERSON. We are ready to start appropriations and I was
wondering if this was a duplication.
Dr BATES I think not, Senator Anderson We must work very
`far ahead in the development of devices which may not be on the
PAGENO="0021"
SCIENTIFIC PROGRAMS 17
moon for some time to come. Some of the work being done now will
undoubtedly not come to fruition for a good many years. But some-
day we will be able to move a man and analyze the surface just as
they do on earth.
The CHAIRMAN. Do you have any questions of Dr. Hibbard?
Senator ANDERSON. No.
The CHAIRMAN. Senator Moss.
Senator Moss. Dr. Hibbard, I enjoyed your presentation very much.
This is a fascinating project you were talking about. Would this
tunneling machine be able to go up and go down as well as across?
Dr. HuBBARD. Yes. It will go straight down and bore a hole at any
angle.
Senator Moss. Do they use anything like this in all those extension
tunnels in Montreal ? I have been through them, too.
Dr. HIBBARD. There are some cutting machines used today. I was
up in the Coeur d'Alene area and there they have a reamer which
will drill a hole 6 feet in diameter. They just finished a ventilation
rise 500 feet long which they did at a rate of 30 feet per shift. It is
just amazing when you see these things. They did have problems of
muck disposal. They let the muck fall into the bottom of the hole
and it took them about 2 weeks to remove it.
Senator Moss. After they moved ahead?
Dr. HIBBARD. Yes, after they moved ahead. There was so much
muck as they moved ahead that they could not handle it. This is
why it would take a whole new system to remove this much muck as it
is generated.
Senator Moss. I was impressed. We encounter big trucks every
morning taking the fill out of the cut in the Mall and the trucks
are moving the fill every morning. I think there ought to be some
better way to get rid of it instead of running all around all the time.
Dr. HuBBARD. Oh, there is. We could do that with a rapid under-
ground excavation or tunneling system.
Senator Moss. If they had a boring machine working there maybe
it would do better.
One other question. You said you deal with soft rock. I just won-
dered, is that in the current machines you are talking about?
Dr. HIBBARD. Yes, sir.
Senator Moss. What is soft, what kind of rock?
Dr. HIBBARD. Soft is sandstone. Let me put it another way. One of
these machines was tried on one of the recent tunnels on Long Island
and could not cut it. The rock was too hard. We believe we can advance
the cutter design to a point where we will have a boring machine to
cut through any rock we are likely to encounter. This is one of the
new advances that must follow from this program.
Senator Moss. The drilling bit used for drilling oil wells and shafts
like that are diamond bits. Could they be fitted into the face of this
so they would cut hard rock?
Dr. HIBBARD. The cone-shaped bits like those used for oil wells can
be used. Part of the problem is the design of the carbide inserts, the
location of these cutters on the rotating members and sequence of the
cutters. But this, I think, is well within the grasp of today's science
and technology.
PAGENO="0022"
18
SCIENTIFIC PROGRAMS
Senator Moss. We have been talking, of course, in this committee
about the central Arizona project where the water will have to be
taken a long distance across a very arid State.
The CHAIRMAN. Are you confining your tunnels to Arizona~ ~
Senator Moss. Just Arizona only. Is the state of the art far enough
advanced now to be considered putting a tunnel underground?
Dr. HIBBARD. This type equipment has been used for underground
tunnels by the Bureau of Reclamation, I think, in New Mexico. One
of their tunnels in New Mexico was bored.
Senator Moss. As the chairman suggests, I have other ideas for it,
too.
Senator ANDERSON. Who pays for this work ? From where is the
aporopriation?
Dr. HIBBARD. I believe that the research and development to stimu-
late this type program is properly the responsibility of the Govern-
ment.
Senator ANDERSON. I want it broken down a little bit. What is this
function?
The CHAIRMAN. Who is participating in Project Badger?
Dr. HIBBARD. At the moment there are nine Federal agencies. At the
moment Project Badger consists of a study which is being carried out
ill the National Academy of Science National Research Council to
outline for us the most effective, the most needed kinds of research and
development which will bring this program forward. They are to re-
port back from study within the next year.
Senator ANDERSON. I was trying to find out how this project is being
financed. It is my understanding the Interior Committee knocked it
out and you are making quite a play for it.
Dr. HIBBARD. There are funds proposed for appropriations in our
1968 budget. And in the House markup, these funds were largely al-
lowed. In the Senate markup these funds were not allowed. I hesitate
to answer your question because I am not sure what our funds will be.
But I certainly hope that we can get these funds.
The CHAIRMAN. What amount have you requested in the budget for
fiscal 1~)68?
Dr. HIBBARD. $2.7 million.
The CHAIRMAN. Is that the total amount the Federal Government
would be spending in connection with this program?
Dr. HIBBARD. This is the specific amount for this development.
There are other Federal expenditures specifically concerned with the
particular projects, but this would be the total amount for this develop-
ment ; yes, sir.
Senator ANDERSON. I think one of the things that concerns me is the
fact that industry would be primarily the beneficiary in the sense in-
dustry would be engaged in the manufacture of this equipment. What
sort of contribution does industry make ? Obviously, we all will benefit
by reduced costs and improved technology, but how is this handled
from that standpoint ~
Dr. HIBBARD. Industry contributed to the budget about $500,000 a
year, which is largely associated with construction contracts. This is
not a research-oriented industry. They are responsive only to competi-
tion and need.
Senator ANDERSON. You mean bidding on equipment?
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Dr. HIBBARD. Yes.
Senator ANDERSON. Is all the basic research being done by the Fed-
eral Government?
Dr. HIBBARD. It is ]argely being done by the Federal Government.
Senator ANDERSON. Then you contract out certain portions of the
project, that is mainly equipment, then you get your bids and make
awards ; is that right?
Dr. HIBBARD. Yes, sir.
Senator ANDERSON. But all the research is being done by the Federal
Government?
Dr. HIBBARD. Yes, sir.
Senator ANDERSON. Why should industry not be more involved in
this ? This was the question, I understand, that was raised in connec-
tion with the turndown by the Senate Appropriations Committee.
While we are on it, I think it would be useful just to have that.
Dr. HIBBARD. First of all, I think it is important to know, equip-
ment manufacturers are not the kind of people to undertake research
necessary to produce the kind of advancement we are talking about
here. In other words, in my chart there are three curves. I think the
kind of evolutionary development occurring if the Government un-
dertakes no additional research is shown by the green line. This is the
kind of development that has been going on, the kind of development
which has been satisfying industry, so to speak. Now, the substantial
part of this $20 million we foresee being spent in the next 15 years
will, in fact, be spent by public agencies, people who will need tun-
nels or subways. For example, for building highways, for transporting
water. Therefore, the major benefits of this advanced technology, tun-
neling technology, will be a decrease in costs to the taxpayer.
Senaor ANDERSON: Yes. But how about the fellow who is manu-
facturing this equipment. He is not going to starve.
Dr. HIBBARD. No.
Senator ANDERSON. I mean the benefits flow ultimately like any im-
provement in science and technology to the people as a rule, but it
seems to me inchistry, and I refer to it in the plural, the ind~ustry has
a tremendous opportunity. If they are looking for growth, if you are
looking ahead and take a careful look at the requirements thiring the
period you outlined there, if we find this approach happens to be feas-
ible, I would think the equipment industry would move into this area
and say to their board of directors, "This is a neglected area and I
think we ought to get on the stick and get with it." Is that not what
business is looking for?
Senator Moss. Is this not the key to the SST development ? They
decided industry would not do it, so the Federal Government
moved in.
Dr. HIBBARD. It is going to be extremely expensive. Something in-
dustry is not going to do alone. Today they can sell everything they
can make because the mining industry is booming. To be perfectly
honest, if I were-I am speaking for myself now-a chief executive or
officer in one of these corporations I am not sure I would do research
because the cost would squeeze my market from $20 million to $12
million.
Senator ANDERSON. Except that you open up ne* markets. This is
the key point, Doctor, that is being missed. You know, years ago Ford
19
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20
SCIENTIFIC PROGRAMS
discovered by reducing the price of automobiles he sold more auto-
mobiles and made more money. This is way back in 1914. I am talking
about mass production techniques but I do not think that follows.
Dr. HIBBARD. I completely agree with your line of reasoning.
Th~ CHAIRMAN. Or to use another expression, when the break-
through comes.
Dr. HuBBARD. Yes. Once the breakthrough comes everybody will be
in there with their own money. But I think what you need for this
kind of research and development program is to establish a feasible
way of doing this work. I know that is not the kind industry is going
to do.
Senator ANDERSON. Just to pursue it a little further, what has hap-
pened with the tremendous demand created by use of underground
subways ? Is industry doing this?
Dr. HIBBARD. Yes, sir. This has largely been done in response to
contract.
Senator ANDERSON. I mean, they have improved the State of New
York as a result of this great demand for x number of underground
tunnels each year.
Dr. HIBBARD. Through Federal funding.
Senator ANDERSON. What happens to the patent ? What I am talking
about is the expenditure of Federal funds with no participation by
industry. Who is going to get the patent rights?
Dr. HIBBARD. I think the U.S. Government should have the patent
rights.
Dr. BATES. I see no difficulty there with regard to our policy in
Interior.
The CHAIRMAN. I think this is important. I am surprised industry
has not come forward with a joint venture approach in which indus-
try could make available its talent and facilities working in coopera-
tion with the Federal Government.
Dr. BATES. If I might add my point, Senator, a good deal of the
work that needs to be done is pretty basic knowledge as well as applied
knowledge for this whole area. Rock mechanics, for example. We must
know how a rock is put together, in order to take it apart.
Dr. HuBBARD. One other very important point, we do not have the
people for this program. We are stimulating the universities to pro-
duce people in this field. As of now we do not have enough technical
engineering talent.
The CHAIRMAN. Do not misunderstand. I am saying it is a very im-
portant program.
Senator Anderson.
Senator ANDERSON. I am still curious about it. Two large tunnels
were built in the Navaho project in New Mexico. Who paid for that?
The Department of Interior offered the contract but the industry has
not-
Dr. BATES. Mr. Mermel, of the Bureau of Reclamation, can answer
that question.
Mr. MERMEL. The Hughes Manufacturing Co. makes a boring
machine Few manufacturers are in this business because of the
tremendous-
Dr BATES Who actually paid for the tunnels ~
Mr MERMEL I would like to comment on this and say so far as the
contractor's bids on the tunnel, he gets paid by the cubic yard regard
PAGENO="0025"
SCIENTIFIC PROGRAMS 21
less of how it is excavated. If he has incentive and imagination to buy
one of these machines and make a profit, then he will make a profit.
This is motivation. Not very many contractors are willing to invest
money in a machine of unknown character. Therefore, they continue
excavating under conventional method because the man is paid and he
gets paid and is not losing anything. To venture into a new device is
a risk not very many want to undertake except the imaginative ones in
the Navaho tunnels and those cases.
Senator ANDERSON. That is right. But what I am trying to say is
that industry is interested enough to go out ~nd bid on these contracts
and the Government has not a penny in them. Does the Government
need to invest in this?
Mr. MERMEL. The Government is not investing anything in the
machine. It is purely a deal between the contractor and the Hughes
Manufacturing Co.
Dr. HIBBARD. This is where the green line goes-
Senator ANDERSON. The big tunnel machine does not know whether
it is red or green. It just digs a hole.
. Dr. HIBBARD. However, the machine would not have been built if
it had not been a Federal contract.
Mr. MERRILL. The contractor's own initiative brought about the use
of this machine.
Senator ANDERSON. Exactly.
Dr. HIBBARD. Because he was trying to make a profit and find faster
excavating methods. None of the savings from the machine develop-
ment went to the taxpayer. If the Government does the research in
this field to develop new techniques of excavation therefore they will
make it more efficient and more economical to bore tunnels, the savings
will accrue to the taxpayer in the contract price-not to the contractor
in lower cost and high profits.
Senator ANDERSON. This tunnel was bored and built without Gov-
ernment incentive for a new machine.
Dr. BATES. Senator, if I may make a statement. If we rely on what
companies have been doing by their own initiative we will progress
by 1982-according to Dr. Hibbard's chart-from a rate of 400 feet
per week without continuous boring machines to about 750 a week
with such machines. However, if the Federal Government is willing
to put in additiotial research and development, we can jump this rate
to about 1,'T50 feet per week. .
Senator ANDERSON. The water supply eventually carried in this
tunnel will be, what, about 110 acre-feet ? Would that not be big
enough ? Will not the tunnel they now have carry all that water ? Why
should it be bigger ? .
Dr. BATES. I think the truth of the matter and the point Dr. Hibbard
was trying to make was that in terms of the total amount of tunneling
done~ all of the uses we have for tunneling, we have to do it more
effectively and more rapidly.
Senator ANDERSON. But you would not have to in the case of the
San Juan Tunnel. Why would it be necessary to have the Federal
Government do it? .
Dr. BATES. I think we are talking about relative progress, moving
much faster if we are willing to put in a certain amount of Federal
money to stimulate industrial activities.
PAGENO="0026"
22
SCIENTIFIC PROGRAMS
Senator ANDERSON. It was fast enough before, was it not?
Dr. BATES. Dr. Hibbard has pointed out that in the case here in the
District of Columbia we could probably show that it would be possible
to move forward more rapidly with regard to moving the excavated
material if we could use boring machines ; and we could get those
trucks out of Senator Moss' way.
Dr. HuBBARD. The reason the nine agencies got together to discuss
this problem was that this technology is not developing fast enough
and the savings from such technology are not reflected in contract
prices. In our opinion there must be a response to these needs, ,a meet~
ing of these requirements. The plan for the District of Columbia sub-
way is to drill and blast. But it would be much faster and more effi-
cient if it could be bored. We do not have the equipment to bore it.
No contractor is coming forward willing to take a risk to do it. I
think all these agencies feel a certain amount of stimulation by the
Federal Government will be a good investment and will pay back
many times this amount to the taxpayers.
The CHAIRMAN. Senator Hansen.
Senator HANSEN. I would like to add a word in support of Senator
Anderson's statement here today. I know very little about mining.
I have been down in a few of the tungsten mines in Wyoming. I sus-
pect, though I do not know, that the development of that machinery
there would be largely through the efforts of private industry. I would
venture the opinion that some of the important discoveries that are
going to be hit upon in the days ahead and weeks and years ahead
will be innovation by practical people down there who are concerned
with lessening costs and increasing profits, that sort of thing. I would
suggest also they are having considerable experience. I would expect
in the order of hardness that would be soft rock, would it not ? Yet this
provides an easy and fruitful area, in my judgment, Senator Ander-
son, to gain some valuable experience in the ways a man can propel a
machine into the face of a rock wall and to bring the material back. I
know this part of the operation down there. I raise this point because
I think it lends credence to the point you are trying to make.
Dr. BATES. It is the role of the Bureau of Mines to work with in-
dustry in cooperative ventures. I do not think it is an either/or situa-
tion. We need some of both.
The CHAIRMAN. I do not think there is any question butwhat there
is great opportunity here. The metropolitan areas are just one part of
it. Obviously the applications go beyond that. I think we can all
agree we need to exploit the opportunities. I think the problem, in
part, is whether industry could nc~t do a little more. Maybe if they are
more effectively exposed to the opportunities that lie ahead they would
show a little more initiative. I understood', Dr. Hibbard, you have done
this by meeting with large equipment manufacturers to discuss this
whole program.
Dr. HIBBARD. Yes. In fact, part of this program is specifically to go
to them on a joint venture or cost-sharing basis to stimulate them to do
research, develop research.
The CHAIRMAN. Senator Moss.
Senator Moss. No questions. .
The CHAIRMAN. Thank you, Dr. Hibbard. We appreciate having
your very fine presentation.
PAGENO="0027"
SCIENTIFIC PROGRAMS 23
Dr. Leon Weinberger, who is the Assistant Commissioner for Re-
search and D~ve1opment of the Federal Water Pollution Control
Administration.
Dr. Weinberger, you may proceed in your own way with whatever
approach you feel is most convenient.
STATEMENT OP DR LEON WEINBERGER, ASSIST'A1~T COMMIS-
SIONER FOR RESEARCH AND DEVELOPMENT, FEDERAL WATER
POLLUTION CONTROL ADMINISTRATION
Dr. WEINBERGER. Mr. Chairman, members of the committee, I would
like to abstract some of the remarks in the publication that you have
before you.
The Nation and the world are beginning to realize that natural
resources must be used and used again many times to sustain our in-
creasing rate of population growth and industrial and economic devel-
opment. It is not fully recognized that our waters are reusable re-
sources and are being used, reused, and used again.
The purpose of this presentation is to indicate that a more dehber-
ate reuse of our water is not only possible but also practical and that
it will be one of the best ways of meeting our water needs.
We have been relying, at least in part, on nature to modify our
waste discharges by natural forces, but remedial measures are being
overwhelmed by increased waste loads.
Fortunately, science and technology can be expected to meet the
challenge, What is this challenge ~ The challenge is to conserve rather
than to destroy our water resources.
Gentlemen, I will try to cover a few points very briefly.
What is the pollution relationship between water quality and water
quantity ? What is the relationship between water pollution control
and water quality-water quantity ? The relation revolves around the
reuse of water.
I will present some examples of water use and reuse facilities and
additionally, I will perform for you an actual demonstration of the
redemption of water purification and reuse.
What is water pollution ~ Well, it is the introduction of bacteria,
carbon or any impurity that interferes with a water use.
On the chart are some of the classifications we can use to define
water, but the uses I am referring to include, of course, all uses : by
cities, municipalities, and industries ; uses for agriculture and irriga-
tion, plus for propagation of fish and other aquatic life and wildlife.
Whatis the relationship between water quality and water quantity?
A question frequently asked is : Are we running out of water ? The
correct answer is : We may be running out of water.
I will concentrate the next few moments on the question of our
fresh water resources.
There are increased demands for water-for example due to our
industrial growth, our population growth, and water requirements
for agriculture aiid recreation. Increased demands are associated with
all water uses, even the increase in the amount of waste that must be
disposed of. One of the most common ways of disposing of these
wastes is into these waters. To meet the increased demands for fresh
PAGENO="0028"
24
SCIENTIFIC PROGRAMS
water we must either : (1) increase the amount of fresh water, (2)
discover new sources of fresh water, or (3) reuse our available fresh
water sources.
One may lookat pollution control as a program dedicated to permit
the multiple use of our water. For example, so that water used by
municipalities, can be reused for propagation of aquatic life. Our
fish and aquatic life water might be reused by industries and further
reused for irrigation. Water used for irrigation, to be reused for
recreation. Indeed, water used by one municipality, to be reused by
another municipality.
Wastewater treatment is the most common method for removing
manmade impurities so that our environment is protected. We must
remove enough of the impurities so that their presence cannot be
overwhelming. Obviously, since the amount of fresh water is rela-
tively fixed and since the amount of pollution we generate increases
steadily, more impurities have to be removed.
To illustrate this, I have some bottles here, one of which includes
raw waste water. As the waste loads increased, we had to introduce
treatment which we refer to frequently as primary treatment to re-
move some impurities and then we discharge the waste water. With
further treatment we are able to remove more impurities ; as pollution
continues to grow we will have to remove more and more of the im-
purities. Many locations in the United States today are providing this
degree of treatment.
The degree of waste water purification required is determined by
the specific purpose for which the treated water will be used.
Gentlemen, this is a plant for the treatment of polluted water. I
am going through the illustration First is primary treatment, fol
lowed by secondary treatment ; one often hears about it. The third
treatment is advanced waste treatment which now adds all known
processes. One of the interesting things in our approaches has been
that it enables us to build on existing facilities.
It becomes apparent that, as we remove more and more of these
impurities, we end up with water that certainly looks pretty good.
As a matter of fact, it is too good to throw away. We find many places
throughout the United States-the West, East, North, and South-
where people are looking at this way of augmenting certain waters
which they may need.
This is an illustration of a 2i/2 million gallon per day plant at Lake
Tahoe where this degree of treatment is provided today.
Here is a plant at Santee, Calif., where waste water is being treated
for reuse in recreational lakes. People swim in that water ; they are
fully aware that it is treated waste water. It was because of the demand
by the public, that it was finally opened for swimming.
This represents a waste water treatment plant at Whittier Narrows,
Calif. ; the treated waste water is used to recharge the ground water
so as to augment the municipal water supply.
Gentlemen, it is possible that we can solve two major problems by
applying existing improved and new technology. One of the major
problems being total water pollution control from known sources
and the removal of all impurities I have indicated There is a pos
sibility that we can reduce the low flow augmenMtion requirements
needed to enhance the quality of our streams. And, this actually rep-
PAGENO="0029"
SCIENTIFIC PROGRAMS
25
resents almost as much pollution protection, gentlemen, as ways of
augmenting our supplies of water. This is not a "blue sky," long-
range program ; instead, it represents systems which are in use today
and which are being placed in use every day.
Gentlemen, while I have been talking to you I have been conducting
that experiment because the water I have been drinking is treated
waste water. This is purified waste water.
Gentlemen, this water-no sleight-of-hand-this water is safe and
meets or exceeds the highest drinking water quality standard any-
where. I might say my staff has indicated it is safe. This is in part a
tribute to the staff. It also represents my faith in my staff.
Gentlemen, in conclusion, I might say I will show the other bottle
to Senator Jackson. What this other bottle represents, sir, is drinking
water of the common variety. This is treated waste water by some
advanced techniques.
Gentlemen, I have tried to illustrate, perhaps by a dramatic ex-
ample, what, I think, indicates what can be done and what is being
done. We do have a limited amount of water. We have some glasses.
We will be pleased to pass them around to the group and to anybody
who would like to participate.
The CHAIRMAN. You are extending this doctrine of faith quite far.
Dr. WEINBERGER. Gentlemen, I thank you. If there are any questions
at this point.
The CHAIRMAN. Doctor, how much water are we wasting at the
present time by failure to utilize this process of reuse for vai~ious
purposes, either for agricultural use or for human consumption. Do
you have any figi~res on that or can you estimate it?
Dr. WEINBERGER. Sir, I do not because one of the assignments given
to us by the committee last year was to come up with a specific figure.
Every stream in the country which is polluted, if you will, is an ex-
ample of us not using that stream to the fullest. By this particular
experiment, which is perhaps the ultimate, I am not suggesting this
is what we need every place.
The CHAIRMAN. Now, to follow up on that point, what is happening
on the cost factor ? You are involved in research to achieve these reuse
objectives. What can you tell us about costs?
Dr. WEINBERGER. Let me come back to one of the bottles-if one
looks at this from a pollution control point of view, the cost of provid-
ing this degree of treatment-the primary and secondary treatment-
will be somewhere between $50 and $200 per 1 million gallons.
The CHAIRMAN. Which is a relatively low cost?
Dr. WEINBERGER. Yes, sir. Now, we have cut the cost by approxi-
mately 50 percent more. In other words, we actually have plants in
operation today, where to cut the pollutant level by using carbon ad-
sorption, all the way to here, costs about another 10 cents per 1,000
gallons. I might say this (primary and secondary) treatment plus car-
bon adsorption, pius chlorination would remove most of the poiiu-
tion and would take care of bacterial pollution. This is actually dem-
onstrated in a rather large pilot plant.
Further treatment, using an electrodiolysis or reverse osmosis proc-
ess, would remove the salt content. Reverse osmosis is based very much
on the treatment being developed by the Office of Saline Water. The
current project we are talking about here may very well be building
heavily o~i their technology.
PAGENO="0030"
26
SCIENTIFIC PROGRAMS
The CHAIRMAN. Through research the cost figures can go down?
Dr. WEINBERGER. Yes. We have been able to reduce the past cost
figures by 50 percent. There is a very good indication of following
up on the previous presentation. Industry is very much in this thing.
The CHAIRMAN. Is industry becoming increasingly more active in
advancing research to improve techniques ~
Dr. WEINBERGER. Senator, they are now.
The CHAIRMAN. I meant in the last couple of years.
Dr. WEINBERGER. Yes. And I would say, in large measure, that
part of it results from some stimulation provided by Federal funds.
The CHAIRMAN. European countries have been involved in the re-
use factors of water for many years, have they not?
Dr. WEINBERGER. No, sir. Not as a rule. Europeans at the present
time lag behind our technology. I should not be talking about that so
generally.
The CHAIRMAN. I did not qualify it, but I meant the percentage of
their use of water. Has there been a substantial recycling program
going on?
Dr. WEINBERGER. In some places. Some parts of Europe have been
doing this. This is a very important point. We are going to have to
do this in the United States.
The CHAIRMAN. Senator Hansen.
Senator HANSEN. I do not have any questions. I, am certainly very
much interested in the presentation you make here, Doctor. Coming
from the West, I appreciate the importance of these developments. We
have already felt the pinch of inadequate water supply. We look for-
ward to the further development and refining of these techniques you
described this morning, not only as a means of providing a more nearly
adequate supply to some of the coastal regions, but also to make addi-
tional water available to the upper reaches of the Basin States and to
agument the supply generally.
The CHAIRMAN. Senator Anderson.
~ Senator ANDERSON. You do not try to get absolutely all the pollution
out of the water, do you?
Dr. WEINBEROER. No, sir. This is one of the things that makes my
job a little easier. You do not have to remove all of the pollution be-
cause the drinking water we have has a certain amount of impurities.
There is a certain amount of salt in it. It is not harmful. In fact, with-
out it you would not want to drink the water. So, you do not have to
remove all the impurities. In some cases we have to remove more than
others.
Sir, if I may indicate here, each one of these steps should be looked
at as removing a different kind of pollution. In certain situations we
might end over here and not require more removal. But in some places
we would remove it over to here in order to get back to the original
quality.
But, certainly, we do not have to remove all of the minerals in the
water.
Senator ANDERSON. I think the slight pollutants make a better taste
in the water. I have had some samples.
Dr. WEINBERGER. Exactly the point, sir. One would not want to take
out all the minerals found in the water.
The CHAIRMAN. We do not want to get into the fluoride question, do
we?
PAGENO="0031"
SCIENTIFIC PROGRAMS 27
Senator ANDERSON. The point of my question was that I have two
wells. One is about 10 percent polluted and the other is free of pollu-
tion. I found out my family wants to drink a little dirty water.
Dr. WEINBEROER. I was going to point out that samples of water
may be of different quality and better quality but, as the Senator points
out, pure water is supposed to be tasteless and odorless. You can ap-
preciate that this may not have a nice pleasant taste.
The CHAIRMAN. Senator Moss.
Senator Moss. Your second chart, Dr. Weinberger, where you show
distillation and then the water is united with water that has not been
through this process, is that to upgrade the quality of the part that goes
through distillation?
Dr. WEINBERGER. Senator, this is, again, partly in response to Sen-
ator Anderson. What I am indicating is that there is the possibility
of splitting a stream of water so one can take water, somewhat higher
in mineral content, and blend it with a distilled water so you do not
need very high removals. The advantage is attained when you are
able to combine two processes and come up with a blended water of
good quality. One process is very expensive, and the other is very
inexpensive.
Senator Moss. It is treated to remove pollutants and then blended
with stream water to upgrade the natural water?
Dr. WEINBERGER. That is the purpose. The distillation process up-
grades the water, with blending back to a potable quality.
Senator Moss. Thank you.
The CHAIRMAN. Thank you, Dr. Weinberger, for a very interesting
presentation. You have your work cut out for you.
Dr. WEINBERGER. Thank you.
The CHAIRMAN. Off the record.
(Discussion off the record.) S
The CHAIRMAN. Our next witness is Dr. William T. Pecora, Di-
rector of the Geological Survey.
Dr. Pecora, we are delighted once again to welcome you back to the
committee. You may proceed in your own way.
STATEMEI'IT OP DR. WILLIAM T. PECORA, DIRECTOR, `GEOLOGICAL
SURVEY, DEPARTM~T OP THE INTERIOR
Dr. PECORA. Thank you, sir.
I recall being here a year and a half ago and appearing before this
same committee. Sometimes I wish you had advised and consented
negatively because we have so many things to do, so many programs,
and we have, of course, to do this with limited funds and facilities at
our disposal that the life of a bureau chief is a harried one.
I should like to talk to the committee today, sir, about EROS.
E for earth ; R for resources ; 0 for observation ; S for satellite. This
program has brought the Department of the Interior together in a
major enterprise, more so, I think, than any other single effort be-
cause the intent of the program is to use every available science tech-
nique which we are developing through our national space program
to use on earth for man and his resources.
I have some illustrations I would like to present to you briefly and
go through them but the first one will make the basic point.
PAGENO="0032"
28 SCIENTIFIC PROGRAMS
The EROS program has made a number of experiments with air-
craft-carrying instruments so to determine their feasibility for cer-
tam purposes and then judging whether these techniques can be used
successfully in orbiting vehicles. So the EROS program, per Se, iS a
combination of both aircraft and spacecraft. One of the remote sensors
used in this program is the infrared sensor. This determines the ther-
mal conditions of terrain, and the distribution of water as free water
and as moisture. This and other sensors will provide information on
the distribution of vegetation, the vigor of vegetation, the distribution
of alien fluids within water, the coloration of rocks and soils, and the
relative differences in temperature.
This exhibit shows ~n experiment which was conducted in the
Hawaiian Islands. It was known to the natives there was fresh water
under the sea ofF the Hawaiian Islands. In aircraft mounted with
an infrared sensor we flew and located more than 200 offshore springs
where fresh water from the land was being lost but is coming out of
the ocean bottom. I happen to have here a jug of water taken from
the bottom of the ocean near station 2. Two springs are located there.
This is a most important scientific discovery because we can apply
this technique not only to Hawaii, which is relatively short of water
on the west and south side, but to other coastal areas. If we can locate
such lost water springs we can then recover the water for use on
land. You can see many applications in recovering this undersea water
before it is lost to the sea.
Since this infrared sensor measures relative temperature it is the
cold fresh water coming up through warm sea water that has been
detected.
Relating to our aircraft experiment again we wanted to see if we
could in someway observe the distribution of pollutants. This is a
photograph of the mouth of the Maumee River as it enters Lake Erie;
a polluted lake. The photograph depicts the course of the pollutants
issuing from asewage treatment plant and shows that the breakwater
is effectively impounding the sewage and preventing its dispersal into
Lake Erie. We have only one station located on shore which analyzes
the quality of this water, obviously this meter is not giving the whole
answer. This same illustration is given in black and white in your
booklet. The job here is to determine what is happening to the general
flow of these polluted waters in such areas. Such experiments will give
us an overview immediately rather than requiring a great number of
quality measuring stations or a great number of vessels at the mouth
of the river to determine what is happening.
The next illustration shows results of an infrared sensor experiment
that determined the temperature differences between salt water and
fresh water at the mouth of the Merrimack River in Massachusetts.
The fresh water is on the left and the salt water is on the right. They
have a different color because their temperature is different.
The CHAIRMAN. What is the temperature difference between fresh
and salt water? How do you know it is really not fresh water tem-
peraturewise?
Dr. PECORA. The Atlantic Gulf Stream shows a 50 to 100 difference
in temperature from the bordering ocean. We can measure down to
a degree or better, depending on the nature of the instrument.
This infrared sensor can detect the interface of the fresh and ~salt
water during movements of the tides and floods. This exhibit shows
PAGENO="0033"
SCIENTIFIC PROGRAMS
29
a major city located right at the interface One would have to investi
gate other situations like this in hundreds or thousands of estuaries
throughout the world to best locate fresh water supply intakes. It
becomes rather important also in relation to fishing to identify the
contact of fresh and salt water. I know in some European waters it is
important to know ocean water temperatures to determine how the
fishing is going to be today or tomorrow.
The next illustration is also contained in the briefing book. One of
the major responsibilities of the Federal Government is to acquire a
great deal of scientific information about the crust of the earth so we
may indicate a mineral resource target which the private sector may
then pursue. The private sector will risk large sums of money if there
are ideas for them to work on. The target area is in bright color and it
is our principal aim. The block below it, exploration, development,
production, consumption, is entirely the area of the private sector.
However, in order for us to lead to the target point, we need to throw
in all the information which we can get. Now, here is a case where
data from space, if it can be provided, gives another input. Because
our feet cannot cover all the ground at the same time, the Eros Pro-
gram can give us clues as to the structure and determination of the
crust which will lead us to thetarget areas for resources.
We have mentioned the measurement of difference of heat. Here is
a simple application-Mount Rainier taken from an airplane. The
photo on the left shows snow as white and rock as black. On the right
we have measured the different heat, again with the infrared system,
from an aircraft. We can outline the areas of abnormally high tem-
perature materiaL This has a real significance. Mount Rainier may
still be a geologic hazard or it may not be. It is, also, possible that it
could serve as a source of geothermal energy-in any event it bears
watching, and we can watē~h it from aircraft or space.
The Taal volcano eruption in the Philippines a few years ago was
a major catastrophe. We immediately put in a system of temperature
measurement periodically with an aircraft to determine the point of
later temperature buildup. Another eruption took place a couple of
months later at this point. We think this kind of warning device and
the attempt to locate geological hazards, if we can get this kind of
coverage worldwide, would be a great service to mankind.
This system can point out other hot spots on the crust of the earth
such as forest fires or geothermal regions. But if we can locate the hot
spots which are warming up to erupt again it will be of real benefit
to man.
Our scientists are applying both infrared and radar techniques to
their study of geologic hazards associated with the San Andreas Fault
in California. This effort is an adjunct to other Geological Survey
studies that are predicated on the proposition that earthquakes are pre-
dictable. Readings with these new tools are adding to our understand-
ing of the history of movement along the San Andreas Fault, and
hopefully we will soon be able to interpret them in terms of the dy-
namics of earthquake regions.
The radar image shown in this exhibit is an example of the kind
of small-scale imagery that is becoming a valuable aid in studying
potential geologic hazards to obtain guidelines for safe urban devel-
opment. The San Andreas fault is more than 600 miles long and goes
82-221 0-67-3
PAGENO="0034"
I
30
SCIENTIFIC PROGRAMS
from the southern part of California through the San Francisco area
out to the ocean. It has been the source of earthquakes many times,
the most disastrous being 1906. Population has increased in the mean-
time. It is our intent to locate as many earthquake faults as we can
and we do better by a broad coverage rather than individual piece-by-
piece coverage.
For the past 3 or 4 years we have been working as partners with
NASA and with transfer of funds from NASA. This year the trans-
fer was in the order of $11/2 million. Added to this are resources from
our own organization. This partnership enables us to get the best pos-
sible results from our studies of test sites in the United States.
Also the illustration shown in your booklet locates test areas that
have been used in various kinds of experiments in order to determine
the feasibility of making resource observations from manned or Un-
manned satellites. This means we have, we thinks obtained a kind of
experience which makes us ready now to look ahead for other pos-
sibilities.
We have organized within the Department of the Interior on a broad
base. As I said, for the last 3 or 4 years we have been building up this
kind of experience. Now we are assembling a program involving many
bureaus and missions within the Department looking toward such an
approach. Secretary Udall in his earlier remarks referred to this
broad program. You can see also in your booklet eventual help with
mapping requirements, making engineering map surveys, marine re-
source, and oceanography, commercial fishing, geological surveys, hu-
man resource activities, including parks, recreation, fish and wildlife;
and, finally water resources, not only for discovery of new supply
but also for their conservation, for example a means by which pollu-
tion control can be achieved.
In this program, as it is set up, the Secretary has designated a
central office-a central clearinghouse. At the National Academy of
Sciences we have had special advisory committees in these areas. We
are hoping to continue our joint enterprise with NASA.
Secretary Udall has mentioned we have had many conversations
with Agriculture. We are ready to consider now what might be done
In the future, reaching out to apply science and technology to our joint
needs in land management and total resources.
Mr. Chairman, I believe that is a very quick review. I merely wanted
to touch on the highlights because time is moving along.
The CHAIRMAN. That is an excellent presentation, Dr. Pecora.
In connection with the discovery of fresh water in the ocean areas,
have you been doing any testing off the east coast or west coast or the
gulf?
Dr. PECORA. Only in a limited sense, we did image one spring off the
coast of Florida ; but this is an ideal application, particularly to the
coast of southern California.
The CHAIRMAN I was thinking of southern California
Dr. PECORA. In southern California we can try to locate the areas
of fresh water along the coast. This is one of the main applications of
that procedure ; yes, sir.
The CHAIRMAN. Certainly, worldwide, the opportunity is tremen-
dous.
Dr. PECORA. Yes, sir. In many areas, Mr. Chairman, the country
is dry not because of shortage of rainfall but because the water sinks
PAGENO="0035"
SCIENTIFIC PROGRAMS 31
i9to the ground and becomes "lost" water. If we can apply techniques
like this we see a great application in this one area alone.
The CHAIRMAN. Senator Hansen.
Senator HANSEN. In that connection, Dr. Pecora, let me ask : Has
your technique been perfected to the degree you might be able to locate
underground active reserves or is this difficult?
Dr. PECORA. No, sir. It is related, Senator, the temperature of the
surface of the ground is affected by the proximity of ground water
to the surface. Soils on one side of a fault can have a different tempera-
ture because the level of ground water is different on one side than
?`~ the other. Reservoir structure can be delineated for many resources
in addition to water-bearing formations.
Senator HANSEN. It is a very exciting realrh of research. I compli-
ment you for a very fine presentation.
Dr. PECORA. We would like to show you and your colleagues on
the committee when you have more time together some of the benefits
that have already been determined by this. We see many applications
for the future. We are in this stage now, groping, reaching out and
foreseeing great benefits to mankind. With your continued support,
interest, and sympathy we hope to succeed.
The CHAIRMAN. We want to commend you and compliment you
on all you are doing. You have our support.
Dr. PECORA. While I am here, I am going to show you-
The CHAIRMAN. Another act of faith.
Dr. PECORA. This water was collected off the shore of the Hawaiian
Islands.
Off the record.
(Statement off the record.)
Dr. PECORA. It is not as chemically pure as that offered by Dr.
Weinberger, but it has a healthy mineral content. It is a sample of
"lost" fresh water.
The CHAIRMAN. Thank you very much.
Our next and last witness is Dr. J. L. McHugh, Deputy Director
of the Bureau of Commercial Fisheries.
Dr. McHugh, we are pleased to welcome you to the committee and,
as in the case of the previous witnesses, you may proceed in your own
way.
STATEMENT OP DR. J. L. McHUGH, DEPUTY DIRECTOR, BUREAU OP
COMMERCIAL FISHERIES, DEPARTMENT OP THE INTERIOR
Dr. MCHUGH. Thank you, Mr. Chairman.
I will try to be brief, but I will hit the highlights, at least.
The Bureau of Commercial Fisheries has a very broad responsi-
bility for research on living resources of the ocean, and for freshwater
studies not only for purposes of conservation but also to get the prod-
uct to the consumer in prime condition.
The CHAIRMAN. We want to thank you for the cookies.
Dr. MCHUGH. You are welcome, sir.
The CHAIRMAN. Also, I was very much interested in the global food
situation. These cookies are one of the examples due to help feed some
of our less fortunate neighbors in other parts of the world.
PAGENO="0036"
32 SCIENTIFIC P1~OGRAMS
Dr. MdHuc~H. I would like you to consider the problems of the tuna
fisherman. Incidentally, I am confining my remarks to tuna because
it is impossible to cover our entire program and I thought tuna was
pkrticularly applicable worldwide. It illustrates practically all the
problems of the fisheries.
Consider the problems of a tuna fisherman based in San Diego. As
I will indicate on the first chart, he must decide whether to fish off
Washington and Oregon for albacore, off Baja California for bluefin,
off Mexico or South America, or perhaps the Marquesas Islands for
yellowfin or skipjack, in the Hawaiian Islands region for skipjack, in
the Atlantic, off our eastern seaboard for skipjack or bluefin, or off the
west coast of Africa. Up until recently, our tuna fisherman had to
make his decision pretty much by rule of thumb. Sometimes he would
simply go out and seek the fish at random or sometimes simply by long
experience from learning where the best fishing grounds are.
A modern purse seiner may cost $1.5 million and require a crew of
about 15 to operate it. Investment is high and risks are great in the
highly competitive world of high-seas tuna fishing. The uncertainty
of supply of raw materials also creates a serious problem for proc-
essors. They cannot be certain from one month to the next how much
fish will be available.
The second figure gives us an example of what happens under cer-
tam conditions. This is the history of the albacore tuna, which is the
white meat tuna and the most valuable one.
There was quite an important fishery off our west coast which began
shortly after the turn of the century. After about 10 years the catch
dropped off to a low point and for a period of 10 years there was
hardly any catch at all. Then the fish began to show up again and
there has been a substantial catch in the last 25 years with rather
large variations. There have been tuna off our coast every year since
the late 1930's. This is an example of the kind of probems the tuna
fisherman faces. In the period from 1925 to 1935 they did not do very
well. The industry was in rather bad shape economically.
Let us go on to the next chart. This gives some ideas on the general
reasons why the variations occur. This chart of the North Pacific
Ocean represents the water conditions in 195~. The area outlined in
red was much warmer than average over a period of years before this,
and the blue area off the western side of the Pacific extending out from
Japan represents an area several degrees colder than normal at this
time of year. We call the years 1957 to 1959 the warm years, for on
our side Qf the Pacific the water temperatures were as much as eight
degrees higher than normal. The whole circulation had changed.
To understand the fluctuations in the tuna fisheries, it is helpful to
know something of the circulation of the North Pacific Ocean. This
circulation is characterized by a large clockwise gyre, essentially simi-
lar to the atmospheric circulation. The North Pacific drift to the east-
ward splits off the Oregon-Washington coast into a northward flow-
ing current which forms the Alaska gyre and a southeastward flowing
cold California current which turns to the westward off Baja Cali-
fornia. The current flows past Hawaii as California current extension
waters, becomes part of the north equatorial current, passes north-
ward as the warm Kuroshio current and mixes with the cold south-
ward Oyashio to complete the clockwise pattern.
PAGENO="0037"
SCIENTIFIC PROGRAMS 33
We are able to identify those currents and water masses by their
temperature and salinity characteristics.
For instance, the California current, since it originates in northern
latitudes, is a cold current. High rainfall and reduced evaporation in
north latitudes also keep its salinity relatively low. By monitoring the
temperature and salinity characteristics of the ocean waters, we are
able to detect changes in current patterns and forecast distribution
of the fish associated with these current systems.
For example, the Coast Guard provides monthly flights along the
Pacific coast from Seattle to southern California, to enable the Bureau
of Sport Fisheries and Wildlife to make aerial infrared measurements
of surface temperature patterns. This information is distributed
promptly to commercial and sports fishermen.
Albacore distribution in the eastern Pacific was affected by these
changes in ocean conditions. Albacore are known to make transpacific
migrations. At some stage of life the same fish may be sought. by
Japanese live-bait fishermen off Japan, Japan long-line fishermen in
the west central North Pacific, and sport and commercial fishermen
off the west coast of North America. In May and June each year the
albacore move from central North Pacific waters into North American
coastal waters. When spring warming occurs early in coastal waters,
the albacore arrive early. If the coastal waters are warmer than usual,
the fish appear farther north. The area of best catches during typical
years is off northern California, Oregon, and Washington.
The CHAIRMAN. You say warm year ; you are talking about the
temperature of the water?
Dr. MCHUGH. Yes, sir. I am talking about. the years in which the
water is warmer along our coast than it normally is.
The CHAIRMAN. It may not go hand in hand then, it may be cold on
land and the water may be warm?
Dr. MCHUGH. Yes, sir.
The CHAIRMAN. The relationship to the fact that the Japanese cur-
rent plays a part in this case is why you get tuna fishermen off Alaska
as well?
Dr. MCHUGH. That is right. Downstream from the California cur-
rent, variations in the California current extension waters affect the
Hawaiian skipjack fishery. We know a little bit more about the causes
there. We have discovered that tuna always live in the shaded area
labeled California current extension. The boundary between the Cali-
fornia current extension, with relatively low salinity, and the North
Pacific central water, with relatively high salinity, is well defined
by a salinity gradient which usually lies just south of the islands dur-
ing late autumn and early winter. During February or March it begins
a northward movement, passing the islands in spring and reaching
its northern position just north of the islands in July or August. The
movement of the boundary is reflected in changes of surface salinity
which are monitored by regular sampling near Koko Head, Oahu. We
can determine pretty accurately when the tuna will be coming. In fact,
for the coming year we are forecasting a very poor catch because the
salinity started high and it did not look as if the waters would move
as far north as it does in most years. Our forecasts have not always
been completely accurate but we are looking into the future on how
to improve our forecasts and to determine the causes and effects.
PAGENO="0038"
34
SCIENTIFIC PROGRAMS
The CHAIRMAN. You are getting a lot more data now, I take it, re-
garding the quality of the water from a temperature standpoint, and
so forth, than you were heretofore ~
Dr. MCHrjGH. Yes, we are conducting many more oceanographic
surveys in these areas.
The CHAIRMAN. But the application of this knowledge goes beyond
fisheries and gets into the problems of undersea warfare, does it not?
Dr. MCHUGH. Yes, indeed.
The CHAIRMAN. So it is this tremendous interest in oceanography
and ocean temperat~jres that you feel are particularly important to
many other areas besides resources in the sea.
Dr. MCHUGH. Yes, we are working very closely with the Navy and
a number of other Government agencies and State agencies, too. We
have a very close relationship with the Navy in the Pacific to get in-
formation on ocean characteristics from the tuna boats, from our own
research vessels, and merchant ships. These are sent in by radio. They
are then transmitted back to the Navy and are run into a computer
and produced on charts which can then be relayed back. This has
helped the Navy also because they are getting information and we are
both benefiting.
The CHAIRMAN. Therefore you have a good exchange program with
other agencies in the Government.
Dr. MCHUGH. We feel we do. And it is very much to their advantage
and ours, too.
One other thing I wanted to mention, another rule of thumb, is
by fishing around the sea mounts which are so abundant off the coasts
of California and Central and South America. Fishermen have known
for years that tuna will congregate at times near islands or reefs. Later
it was discovered that they also like to gather around sea mounts,
which do not reach the surface. The regular navigational charts were
not adequate to locate these features on the fishing grounds, so the
Bureau developed its own set of charts. These are in great demand by
tuna fishermen. Using information gathered by the Navy, too, we
have found that some of the differences in tuna abundance are related
to the topography of the ocean bottom. These charts have been very
helpful and the fishermen say they catch them more easily.
I would like to come back to chart No. 1 which shows the entire
ocean. We are now beginning to realize the changes in tuna abundance
are not only related to changes taking place in the ocean conditions but
also we have to look farther and farther over the horizon, sometimes
many thousands of miles away, to try to explain why the ocean
changes.
For example, scientific studies recently carried out by the Inter-
American Tropical Tuna Commission have shown that the strength
and position of the Azores high-pressure cell over the Atlantic Oceaii
affects precipitation and winds in the eastern tropical Pacific Ocean,
which in turn affect ocean circulation and distribution of tuna in the
Eastern Pacific. The strength and position of the Azores high also af-
fects upwelling and increases biological productivity off the coast of
Africa, with profound effects, no doubt, upon fisheries there also.
In another study it was suggested that the severe flow of warm
surface water into coastal Peru where normally cold water was found
is related to meteorological and oceanographic processes thousands of
PAGENO="0039"
SCIENTIFIC PROGRAMS
miles to the westward in the Pacific Ocean. It is also known that the
severe storms that roar into the Pacific in the winter through Mexico
affect the biological productivity of ocean waters and movements of
tuna in the eastern Pacific. Events that push cold air southward over
the United States into the Gulf of Mexico frequently have their
origin in the north central Pacific or even over northeast Asia. The
same atmospheric conditions over northeast Asia that may ultimately
produce winds in the Gulf of Mexico also cause winter monsoons in
the northern Indian Ocean. Northeast winds bring dry continental
air over the Indian Ocean, causing surface water flow to the westward.
Low rainfall and high evaporation cause a rise in salinity. The process
reverses in the summer monsoon from May to December. Undoubt-
edly, but in a way still little understood, the monsoons have a pro-
found effect on abundance and availability of Indian Ocean resources.
So, just these two high pressure areas have a tremendous effect.
Senator HANSEN. Dr. McHugh, do I infer from your testimony
that there is a rather significant fluctuation in the degree of salinity
in certain currents in the ocean at different times of the year or com-
paring one year with another?
Dr. MCHUGH. Well, the currents each have their own characteris-
tics of temperature and salinity. The California current, for exam-
pie, has a low temperature. And it has a fairly low salinity, too,
because a great many rivers run into the north Pacific. It is charac-
terized by its low temperature an low salinity. We can tell simply
by that and we can watch the movements of these currents. They do
not always flow in the exact place and change with atmospheric
circulation, too.
Senator HANSEN. Dr. McHugh, I think you have presented a very
interesting story here this morning and I can appreciate the ap-
piicability that it has. It goes far beyond simply the concern we all
have in fisheries and takes in other areas as well.
I do not think I have any further questions. I would like to corn-
mend you for a very interesting discussion here.
Dr. MCHUGH. Thank you, sir.
I would like to make one other comment. Dr. Pecora mentioned
briefly ojir interest in Eros satellite. We also have been working with
manned satellites, working very closely with the Gemini astronauts.
In fact, on their last flight we had them take pictures so that we
could follow the currents. Unfortunately, we were working over the
mouth of the Mississippi River, afl covered with ~ clouds at the time.
But we have all their photographs and we have learned a great deal.
It looks to us it will be very significant and will be very useful in
the future.
The CHAIRMAN. Dr. McHugh, this has been very helpful. I am sorry
I had to step out just a minute. I hope at another time we will be able
to have you back as well as your predecessors who made their presenta-
tion. Obviously we have not been able in this limited time to get into
all the facets of your work and the work of the other departments
within the Department of Interior.
Your testimony has been extremely helpful and enlightening. I am
sure I speak for my colleagues when I say how much I am impressed
by the display. I think Stan Olsen has been responsible for arranging
that, Dr. Bates.
35
PAGENO="0040"
36
SCIENTIFIC PROGRAMS
Dr. BAii~s. That is correct.
The CHAIRMAN. Mr. Olsen was here but has left the room. We have
had a number of compliments and the press have particularly men-
tioned how helpful and useful the displays have been.
Many times we get displays that are really so complicated they do
not tell a story to the layman. The displays you have presented here
today have been extremely helpful in that respect and I want to thank
each of the witnesses and you, Dr. Bates, for the wonderful job you
have done in putting this together. Especially to you, Dr. Bates.
I want to wish you well in your new assignment. We hope you will
become an "in-er-out-er"---be out for awhile, but we hope you will be
back in.
Really, the way we run our Government today the public does not
always appreciate the role played by private citizens who serve a short
time but are not career employees of the Government. When they are
in they are very able and distinguished career people. But I think
more and more we need to have the support of those individuals who
are willing to give a portion of their professional career to public
service and then go back to their calling, whether it is in an institution
of higher learning or private business or any other sector within our
society. And I want to thank each and all for this very fine presenta-
tion.
Dr. BATES. I would just like to thank you for your words and say
in parting that my feeling about the future of the Department of the
Interior is illustrated by the story of the lady tourist who said to the
cab driver as they passed a building, "What do those words mean,
`the past is prologue' ?" He said, "Lady, that means `You ain't seen
nothing yet.'"
The CHAIRMAN. The entire written portion of your report, of course,
which could not be fully presented in the limited time, will be in the
record.
I think the presentation which you put together is certainly an ex-
cellent one. I am going to take it home and in spare moments I will
be able to complete my reading in this area and probably come up with
some more questions later to ask all of you.
Again, many thanks. We are in your debt for a very excellent
morning.
Dr. BATES. Thank you, Senator.
(The report referred to follows:)
* THE INVESTMENT IN NATURAL RESOURCE SCIENCE AND TECHNOLOGY-A SPECIAL
REPORT ON SCIENCE AND TECHNOLOGY AND THE MISSION OF THE DEPARTMENT OF
* THE INTERIOR-PREPARED FOR THE SENATE INTERIOR AND INSULAR AFFAIRS
COMMITTEE, MAY 18, 1967.
INTRODUCTION
u.S. DEPARTMENT OF THE INTERIOR,
OFFICE OF THE SECRETARY,
Washington, D.C.
Hon. HENRY M. JACKSON,
rJf~t. senate, Washington, D.C.
DEAR SENATOR JACKSON : I have the honor to tranSmit to you herewith a special
report on science and technolOgy and the mission of the Department of the
Interior.
Today's world stands on the shoulders of yesterday's scientific achievements.
We may quarrel with the manner in which our science and technology are being
used, but we cannot deny the awesome power they place at our command.
PAGENO="0041"
SCIENTIFIC PROGRAMS 37
Even if we would, it is far too late for us to shut the lid on Pandora's toolbox.
Long ago, for better or for worse, we elected to grasp the mechanical extensions of
our biceps and our prehensile thumbs-we chose to equip our feet with the wings
of accelerated speed-we opted not to blink at the things beyond 20-20 vision that
microscope and telescope would show our eyes.
From the earliest days of its history the Department of the Interior has been
one of our Government's leading research agencies. Over the years Interior has
invested more than 10 percent of its total program effort in scientific and en-
gineering research on the nation's natural resources. This has amounted to ex-
penditures of several billion dollars since the Department was organized back in
1849. Its geologists and its mining and construction engineers were there to help
pioneer the West.
This long-term investment in research has brought us the basic knowledge
required to manage over 460 million acres of public lands, to administer mineral
leasing on all federally-owned lands, to provide water for nine million acres of
farm land, to protect 230 national parks, monuments and historic sites, and to
handle wisely our valuable fish and wildlife resources.
These are all direct Departmental applications of our continuing research pro-
grams. But the benefits from this research reach far beyond the Department's
bofindaries. Interior furnishes vital information on the entire environment. It
supplies our basic geologic and topographic maps, tells of earthquake hazards,
predicts natural water supplies and aids the minerals and fishing industries
through its research and information services.
Few mineral deposits have been discovered and brought into production with-
out the Geological Surveys having played a role in some aspect of the explora-
tion, or the Bureau of Mines having had a hand in the characterization and
processing technology. The predictable catches of our U.S. fishing fleets today are
the result of research performed many years ago by Interior and cooperating
agency scientists.
This nation has a dependable resource base. The fact that we are sure of this
base is largely due to Interior research efforts. We have shortages and we know
that present supplies are far from inexhaustible. But we know where those
shortages exist, we know how fast the depletion is taking place, and we are at
work to find alternatives for resources that will someday no longer serve us. We
need to continue, even to step up, our efforts in this direction.
We have concern too for how our resources have been developed. In the process
of extraction we have been guilty of waste, of pollution, of landscape mayhem.
Yet along the way we have found, through intelligently directed research, the
means to match this ugly record with a creative one-discovery of additional re-
sources, reuse of present resources, invention of new resources.
The scientific ability and determination of our past has established the depend-
ability of our resource base. It is scientific ingenuity, honed by experience and
tempered by concern, that will guarantee this dependable resource base into a
future where the spoilage and pollution, which we also inherited from the past,
are happily missing.
We already possess the kind of technology necessary to continue tearing away
at our resources. If we choose to sit down at Nature's peace table and negotiate
for her remaining treasures, then stepped-up research, mirroring our new en-
vironmental concern, is needed.
We are in, and have grown to accept, the Nuclear Age and the Space Age.
Spectacular as these are, they leave us with the challenge of the next Age,
which is the Age of Environmental Quality.
This will be an Age in which man truly understands the earth and air and
water that sustain him. He will try to operate in concert with these elements,
rather than at their expense, for he will see clearly that the expense ultimately
is his.
Many of our most pressing social problems have their roots in lack or misuse
of our land and its resources. Development of a peaceful working relationship
between man and Nature can do nothing to harm man's relations with his fellow
men, and might indeed do much to improve them. The need for continued envi-
ronmental research is not merely a resource need-it is an increasingly urgent
human, social need.
Every scientific achievement opens the door to several alternative avenues of
advance. And as we make our choices, some of these doors swing shut-forever.
We need to be surer than we have ever needed to be in the past that we see all
the doors and that we choose the best possible route available.
PAGENO="0042"
38 SCIENTIFIC PROGRAMS
Today's scientific and engineering efforts of the Department of the Interior
are an investment in a brighter, healthier, more enjoyable American tomorrow.
We welcome this opportunity to tell you briefly the nature of this investment-
to show you how we intend to make it produce for the nation not just dividends,
but capital gains.
Sincerely yours,
STEWART L. UDALL,
Secretary of the In~terior.
THE INVESTMENT
In his letter of transmittal Secretary Udall has stated the challenge facing
his Department as it shares with the Congress and the President the formidable
task of using properly America's natural resources to attain an Age of Environ-
mental Quality. The Department he has directed so effectively for six years
consists of 68,500 men and women. These people are grouped in various bureaus
and offices, and possess a tremendous variety of talents and interests. They have
unity in that each has a contribution to make in helping to meet this challenge.
7,500 of these men and women are scientists and engineers. They have similar
capability, knowledge, and prestige in the scientific community to that of their
colleagues in industry and the universities. They differ only in that they have
chosen to apply their skills to help in the accomplishment of Interior's missions.
Their primary role is to serve the Secretary and his management team by pro-
viding the research results, the data, and the engineering know-how which are
essential to the utilization of our resources and the attainment of a high quality
environment.
This role is not a new one. During the past century the Department of the
Interior has established a position of leadership both in solving immediate
problems and in the long range research necessary to produce solutions in natural
resources conservation and development. This has been accomplished by the
accumulation of an outstanding work force of scientists and engineers, by pro-
viding them with the facilities and equipment essential to their task, by encoür-
aging them to participate fully in the activities of the scientific community, and
by placing them in strategic locations where their work could be made more
meaningful and effective through cooperative endeavors with municipal, state
and other government agencies, with the universities, and with industry.
These three components-top quality personnel, good facilities with specialized
equipment, and excellent cooperative arrangements with other responsible
groups-constitute the investment that you and this nation have made in antici-
pating the challenge of more effective use of our resources and environment.
From the time of the Department's creation, effort has been concentrated on de-
veloping a scientific and engineering staff eminently respected by colleagues and
dedicated to close cooperation with the academic community. As a result the
Department today has a professional cadre sufficiently outstanding in quality to
attract other top-flight scientists and engineers thereby continually renewing and
improving the caliber of the research and development team.
In a department with as many and as diverse responsibilities as Interior, this
team must consist of experts from almost every scientific and engineering dis-
cipline. Figure 1 illustrates the interdisciplinary character of the Department's
attack on the problems of our land, water and living resources. The mix of tal-
ents and experience penetrates through the bureaus and other organization
groups to the laboratories and experimental sites where the problems are faced
and solved. The generalized relationships portrayed in the figure are detailed on
the rosters of the Department's various agencies. The following examples are
illustrative:
According to the latest figures of the Civil Service Commission, 1374 of the
Government's 1965 geologists-or 70%-are in the Department of the In-
tenor. They are largely in the Geological Survey, but we also find them on
the payroll of the Water Pollution Control Administration, the Bureau of
Mines, the Bureau of Indian Affairs, the Bureau of Land Management, the
National Park Service, and the Bureau of Reclamation. At the same time
the Geological Survey does not depend on geologists alone to get its job done.
It employs 108 physicists and geophysicists, 229 chemists, 141 cartographers
and geographers, 436 hydrologists, 2 oceanographers and 1096 engineers of
all types. As might be expected an astrophysicist is included among the ex-
perts on the astrogeology program.
The Department has the largest group of aquatic and fishery biologists of
any agency in the government, or, for that matter, anywhere else.
PAGENO="0043"
SCIENTIFIC PROGRAMS
39
The Bureau of Mines leads all other organizations in the number of mining
engineers, mineral benefication experts, mineral economists, and metal-
lurgists. Ceramists, mathematicians, and statisticians are also important
members of the total team devoted to the evaluation, mining, processing and
use of our mineral and fuel supplies.
. THE MANftWER MIX
Interior Scientists & Engineers Engaged in Research & Development
W~er Resources
Und Resources
~ CI'~L
~ ~ HYDRAULIC
::i~~~
SANITARY
&M~CHAN. CEOLOGY
HYDROLOGY
. 2842
FIGURE 1
In the "living resources" area the range is just as great. Wildlife biologists
look to the Bureau of Sport Fisheries and Wildlife for some of the best em-
ployment opportunities open to them. Oceanographers, pathologists, physiol-
ogists, zoologists, ~ biometric~ians, bacteriologists, geneticists, parasitologists,
animal husbandry experts, foresters, botanists, food technologists, and even
home economists are on the roles of the bureaus responsible for the health
of American animal and bird populations and for the quality and develop-
ment of fisheries products,
Archaeologists and historians perform the research that is vital to proper
management and use of the nation's many national parks, monuments, and
historic sites. Lawyers.aud eeonomistsare engaged in social science research
activities in a wide variety of programs throughout the Department.
The proportion of scientists and engineers in the various disciplines is far
from static within the Department. Significant shifts may be the result of a
number of factors such as changes in the nature of the missions, accession of new
responsibilities, and reorientation of effort because of scientific and technologic
developments. Thus, the new knowledge and engineering know-how that makes
weather modification an essential part of our total water system, justifies-
indeed requires-additions to the Interior staff of outstanding meteorologists
and atmospheric physicists to manage and participate in the expanding Atmos-
pheric Water Resources program. Of the 2400 scientists and engineers added
to the Department's personnel roster in the past six years, 1326 or 55% are
specialists trained in the numerous disciplines important in the solution of the
nation's water resource programs. An important reason for part of this signifi-
cant increase was the transfer in May 1966 of the Federal Water Control Admin-
Istration to the Department of the Interior.
The soundness of an investment depends more on qualitative than quantita-
tive factors. Training, experience, imagination, enthusiasm and leadership are
all required. In an evaluation of the caliber of science and engineering talent on
Interior's 7500 man research and development team, the record of the past five
years speaks for itself.
During that time Interior specialists published 15,050 technical papers in
national and international scientific journals,
3027
1648
PAGENO="0044"
40
SCIENTIFIC PROGRAMS
national
279 people served as members of advisory panels.
Interior scientists and engineers sųrved as presidents of 13
scientific societies ; and 122 held other offices in such societies.
Professional societies made 113 awards to Interior specialists ; and 26
special awards were made by other national, state and local groups.
Seventeen individuals are members `of the National Academy of Sciences
or the National Academy of Engineering, and 37 are members orthe National
Research Council.
Despite the strength of Interior's in-house science and engineering groups, the
magnitude and complexity of the problems they face demand that the best people
in the universities, industries, and non-profit research organizations be brought
into the total effort in a variety of ways. As an example, table one shows the
disciplines and degrees held by `the principal and co-principal investigators di-
recting research on some of the projects supported by the Office of Water Re-
sources Research in fiscal year 1966. The truly interdisciplinary nature of the
effort required to solve the nation's water problems is strikingly demonstrated by
the spread of these 629 scientists and engineers over 35 disciplines, including
seven social science areas, history and law. Over 1300 students, largely graduate,
participated in the 603 research projects at the 81 universities involved Similar
contract and grant programs are sponsored by all of Interior's bureaus in varying
degree depending on their need for extramural expertise and facilities in order to
perform the mission in the most effective manner. During fiscal year 1966 an
estimated 1300 man-years of top-level talent was added to the in-house effort
through the expenditure of $52,200,000 in contracts and grants. This significant
part of the total Interior science and engineering investment not only helps to
provide for the interchange of knowledge so vital to technological progress, but
works effectively toward the ultimate solution of the increasingly formidable
problems of the future by aiding in the training and direction of the scientists
and engineers who will have to face and solve them.
PAGENO="0045"
In addition to contracts of all types, numerous other mechanisms exist by
which the Department makes use of experts not on its regular payrolls. As one
example the use of both specialists and students on a "While Actually Em-
ployed" (WAE) basis not only furthers the goals of the agency by the employ-
ment of the best talent available outside the organization itself, but has proved
to be a sound way of interesting talented students in government programs and
problems, and ultimately recruiting some of them for more permanent employ-
ment. Of the over 400 Ph.Ds now employed by the Geological Survey, for ex-
ample, it is estimated that nearly one-third worked for the organization as
students in the "WAE" capacity. A break-down by states of the total extramural
effort that constitutes a formal part of Interior's research and development pro-
gram is shown in Table 2. The listing effectively demonstrates both the national
scope of the Department's responsibility and the widespread dispersal of its
funds as it seeks nationwide support in the attainment of the nation's goals
for which it is responsible. The formal agreements with state agencies are of
a variety of types, such as:
Cooperative Project research
Contractual arrangements
Matching fund agreements
Data and information exchanges
Sharing of facilities
Problems Of coordination are met through the use of field coordinators, by
liaison with municipal, county and state planning commissions, and through
a multitude of informal communication channels.
SCIENTIFIC PROGRAMS
TABLE 1.-DEGREES HELD BY PRINCIPAL AND COPRINCIPAL INVESTIGATORS, OFFICE OF WATER RESOURCES
RESEARCH PROJECTS, 1966
Discipline of
investigator
41
Degrees held by investigators of-
Allotment projects
Doc-
toral
Mas-
ter's
Matching grant projects
Bach-
elor's
Other
Doc-
toral
2
Mas-
ter's
Bach-
elor's
Other
2
2
3
30
12
22
25
130
1~
54
10
7
4
75
3
8
4
11
12
18
4
Total
number
of
degrees
by dis-
cipline
12
3~
13
26
1~1
45
242
1~
1~
7~
1~
1~
1~
14
Agronomy
Atmospheric science
Biology
Botany
Chemistry
Climatology
Conservation
Ecology
Economics
Engineering
Fish and wildlife
Food science
Forestry
Geography
Geology
History
Horticulture
Hydrology
Law
Limnology
Meteorology
Mineralogy
Oceanography
Physics -
Planning
Political science
Psychology
Radiology -
Recreation and parks
Seismology -
Sociology -
Soil science
Veterinary science
Water resources -
Zoology -
Total -
Percent
2
5
4
2
2
13
4
2
2
12
2
2
4
10
2
21
4
2
11
3
5
407
75,6
115
21.4
1 Bachelor of laws.
13
2. 4
13
.6
67
73. 6
22
24. 2
1/
24
1. 1
11
1. 1
629
PAGENO="0046"
SCIENTIFIC PROGRAMS
The column in Table 2 giving the number of Interior scientists and engi-
neers working in each of the fifty states is illustrative of the Department's
effort to keep its experts face to face with the problems at their source. This
"extension service" aspect of the Department's research and development pro-
gram provides an essential awareness of the character and changing nature of
the job to be done, and enables the scientist and engineer to evaluate his efforts
in the light of the present and potential needs of the community he is trying
to serve.
State
17
33
14
10
35
18
12
12
17
21
14
10
15
14
12
16
11
18
20
22
12
10
16
16
19
20
12
18
10
19
14
23
18
20
10
16
21
18
15
13
12
13
19
21
13
29
12
17
12
Universities
4
16
88
3~
1~
1'~
24
16
9
4
4
14
30
29
1~
10
9
11
12
60
15
1~
19
36
9
13
15
10
23
23
3~
29
Industry
0
2
in
Total
22
39
30
14
141
56
18
15
37
32
18
16
42
24
29
29
14
22
25
36
47
40
24
18
30
30
13
41
13
37
26
105
34
20
33
38
57
61
21
26
27
23
46
46
14
23
63
21
47
19
13
Number of
Interior
personnel
50
152
130
31
494
1,330
12
9~
147
4~
79
I
5~
- 23
25
366
151
100
166
22
77
17
4
92
82
248
36
58
57
295
172
382
405
3~
26
12
155
10~
196
610
169
28
86
709
42
TABLE Il-NUMBER OF AGREEMENTS ENTERED INTO BY THE DEPARTMENT OF THE INTERIOR AND
NUMBER OF RESEARCH AND DEVELOPMENT EMPLOYEES AT DUTY STATIONS BY STATES, FISCAL YEAR 1967
State
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
Florida
Georgia
. Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky -
Louisiana
Maine
Maryland
Massachusetts -
Michigan
Minnesota
Mississippi -
Missouri -
Montana -
Nebraska -
Nevada -
New Hampshire
New Jersey
New Mexico
NewYork
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Districtof Columbia
Puerto Rico
Virgin Islands
American Samoa
Guam
2~
2!
Total
831
752
130
1,713
7,517
Note: In addition, the Department has entered into 25 agreements with 19 different foreign nations.
PAGENO="0047"
SCIENTIFIC PROGRAMS 43
Since the talents and training of scientific personnel are wasted if appropriate
facilities and specialized equipment are not available, the far-flung groups of
experts require that support functions be provided throughout the country. Nat-
ural resources being extremely varied in character, appropriate research facilities
are similarly so:
The Department owns and operates 18 hIgh seas oceanographic vessels-
fourteen for the Bureau of Commercial Fisheries, three for the Bureau of
Mines, and one for the U.S. Geological Survey. Additional ship space is ob-
tamed by charter. The Bureau of Sport Fisheries and Wildlife makes effec-
tive use of a two-man submersible and other small submarines have been
used under charter.
Twenty-six mobile laboratories measure everything from gold dust to fish
and the characteristics of the environment for each. A 10-wheel lunar ex-
ploration vehicle called "Trespasser" is being readied by Geological Survey
to roll on the moon.
Research observatories range from the famous, 55 year old laboratory
perched on the rim of Kilauea volcano in Hawaii to portable blinds used for
studies of bird-and hunter-behavior on remote duck marshes.
Pilot plants explore advanced waste treatment methods for sewage, liqui-
fication of coal, salvage of junk car metal, desalting of sea water and a host
of other processes designed to reclaim and reuse water, air, and solid wastes.
Yellowstone and other natural parks, as well as wildlife refuges, national
monuments, estuarine oyster beds, Alaskan glaciers, and the high seas and
ocean bottoms are but few of the research sites that hold the secrets per-
taming to effective utilization of present and future resources.
A four and a half mile direct-current test line ( the longest in existence)
is tied into test transformers which can step up voltages to as high as
1,100,000 volts in order to further our knowledge on power transmission.
Snowmobiles, instrumented airplanes, trucks, and radar units converge
on western mountain slopes to develop means of augmenting the natural snow
fall to irrigate more of the next summer's crops.
The land resources, the water resources, and the living resources are all about
us, but Atlantic and Pacific fish differ, Utah copper and Pennsylvania coal have
little in common, and pollution problems vary from river to river. The network
of Department of Interior laboratories has been designed to place groups of spe-
cialists in the best places to solve present problems and conduct the basic research
that is necessary to meet presently unseen future needs. University campuses are
the sites for 36 of the Department's major laboratory installations ; and have
long provided a natural mechanism for strengthening both the institution and
the agency in common efforts to produce trained specialists and research results.
In line with the President's directive of September 1965 on "Strengthening Aca-
demic Capability for Science Throughout the Country," the Department is moving
to increase the effectiveness of the relations that have long existed.
Taken in total-the 7500 people, the far-flung facilities, the innumerable sup-
porting arrangements-the investment represented by Interior's research and de-
velopment program is significant, but nonetheless modest in relation to the size of
the needs. The Department's science and engineering team has played a vital
role over the years in making America great. Vast mineral developments can
be traced directly to Geological Survey research. Entire industries have been
born in processes developed by the Bureau of Mines. Major new U.S. fisheries
have been started in recent years because of fisheries research begun 15 years
ago. We have Hawaiian geese today because of the efforts of avaian biologists
20 years ago. Nucleus flocks of the Aleutian Canada geese and other endangered
bird species with restricted ranges are being held in captivity today as insurance
against catastrophic changes in the wild. The adequate handling of water sup-
plies in the Eastern drought was predicated on the research and records of Inte-
nor hydrologists working much earlier in tin~es of plenty.
The Interior research and development team that has helped America live off
the land, now faces the much greater challenge of leading the nation into an
Age of Environmental Quality in which the people must live in harmony with the
land. It will not be easy. Despite all of our science of the past, the ecological
relations are not well understood. We live in ignorance of the details and sensi-
tivity of the balances of nature that exist all around us. Until such basic
knowledge is obtained we will not be able to measure accurately the effects of
man's actions on his surroundings. The "clean" river basin is an attainable goal
PAGENO="0048"
44
SCIENTIFIC PROGRAMS
providing we agree on how clean is "clean" as determined not only by potability
of the drinking water but what kind of biota it should support-in what "mix,"
over what distance, and in the presence of what human activity.
As our civilization overflows more and more from the land into the marine
area, how are the shippers, miners, oil drillers, fishermen, waste disposers, sports-
men, explorers and the military going to work together on the continental shelves
and in the coastal bays and estuaries?
Must we soon zone whole regions for work and play, for resource recovery and
wilderness, for asphalt and grass, highway and hedgerow ? We don't now have
all the maps and knowledge to do it wisely. We build suburbs over the gravel and
construction materials we should be using in the houses. We pave aquifier
recharge areas and dry up the ground water supplies we plan to use in our cities.
Whatever the management problem, it is solved best from a sound base of
knowledge and know-how. 7500 scientists and engineers in the Department of
Interior are engaged in a wide range of projects-of both basic and applied
research nature-that are pertinent to the challenge. These activities are de-
scribed in the following pages under one of three categories. Four have been
selected for special treatment as examples of the major subject-matter areas of
research in the Department : 1 ) the development of appropriate instruments and
tools with which to make major advances (Project Eros) ; 2) a program for
increasing the speed and efficiency of underground excavation and tunneling
(Project Badger) ; 3) the effort dedicated to the recovery of food from the sea
with emphasis on forecasting the movements and habits of Pacific tuna ; and 4)
the problem of resource reclamation using advanced waste water treatment as
a specific example. Figure 2 shows how these 4 illustrative topics cut across
the matrix of problems that canbe classified on the basis of land, water and
living resources on the one hand, and transformation processes on the other.
Natural Resource Science and Technology
FIcwnE 2
In addition to these, eighteen other science and engineering activities deemed to
be of particular interest are used to illustrate in slightly lesser detail the wide
range of programs underway in the Department's research and development
effort.
Finally, 45 other programs are very briefly described to provide information
on the breadth of Interior's involvement and investment in science and technol-
ogy. It is important to point out here that the amount of space given to a par-
ticular activity results from constraints determined by the amount of material
that eould be included rather than the importance attached to the activity.
PROJECT BADGER
Never before has the mining community been faced with such exciting chal-
lenges and opportunities as those confronting it today. The primary technology
with which it is concerned i.e., the assemblage of giachines that are used to ex-
I
RESOURCE
E~ASE
bfl/otatlbn
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RESOURCE
1EVELOPMENT
V
ADDING
ECONOMIC
& SOCIAL
VALUE
-Y---
USE
RE-USE
-Y--
`-
)
BA
LAND
RESOURCES
E
WATER
RESOURCES
R
~
LIVINc3
RE5OURCES
GER~-
*-T
NA
R RE
~-WAi
~
JSE-~
~ORECA
IING
PAGENO="0049"
SCIENTIFIC PROGRAMS 45
tract mineral raw materials from their place in the earth's crust, is on the
threshold of a revolutionary advance. The increasingly successful application of
rock-tunnel boring machines., such as the one shown in figure 3, represents the
beginning of a breakthrough in excavation technology as important as the intro-
duction of explosives to replace human toil in tunneling for minerals during the
middle ages. We can look forward to an era of rapid change in mining as new
science, new machines, and new engineering techniques are developed that will
permit economic production of the increasing amounts of minerals the Nation
must obtain from deposits that are becoming harder to find, deeper in the earth
and lower in quality.
The usefulness of this new rapid-excavation technology will, of course, go far
beyond mining. Indeed, its broad applicability to the many and varied problems
of a technological society is a consideration that makes the effort to improve it
potentially so rewarding. Increasing population, attended by profligate use of the
land surface in the past and by growing congestion in the present, is resulting in
a demand to go underground with the utilities and facilities vital to a complex
society, wherever it is economically feasible to do so. Figure 4 shows the nature
and geographical distribution of some of the problem areas in the United States
that are causing increasing national concern. Some of the major problems are
water supply, sewage, mining, urban mass transportation, mass intercity high-
speed ground transportation, and highways through mountainous and urban
areas. Only very limited use is being made of the earth's subsurface to alleviate
these problems, because current technology is inadequate. An improved technol-
ogy that would permit faster, cheaper, more efficient development of the earth's
subsurface would be a significant contribution.
Almost all of the service functions shown in figure 4 now require at least some
subsurface excavation. As the population of the United States grows and beconies
increasingly urbanized, this requirement obviously will accelerate. An estimate
of the current and the projected annual rate of expenditure over a 15-year period
for subsurface excavation is illustrated in figure 5. In 1967, an estimated $~/~
billion will be spent for tunneling, and by 1982 the annual rate will increase five-
fold to $2.5 billion. These estimates are probably conservative, because they are
based solely on projected needs in these problem areas derived from space con-
siderations alone. In other words, if present population and urbanization trends
continue, this is the amount of subsurface excavation that will have to be done,
regardless of the cost. Obviously, if the cost could be reduced sufficiently, the
amount that would be done would increase because more of the smaller cities
could afford subway transit systems. Furthermore some of the bold new concepts
for utilization of the subsurface would then become feasible. An example is the
dramatic plan proposed by the North American Water and Power Alliance to
reverse the flow of several sub-arctic rivers and redistribute their waters in the
western United States, Canada, and Mexico. This project, which would make
extensive use of tunnels, would bring new life through irrigation to 90,000 square
miles of arid land, help flush pollution from the continent's waterways, and gen-
erate enormous amounts of electric power. Other ambitious plans have been pro-
posed to solve vehicular traffic and parking in some large cities. For example, a
Rand Corporation study showed that an efficient private vehicular commuter
system for Los Angeles would require 1,000 lane-miles of tunneling exclusive
ofparking facilities. Chicago would require 1,300 lane-miles.
The minimum amount of subsurface excavation that will be required will
represent a sizdble public investment. As shown in figure 6, it is estimated that
during the next 15 years the tunneling required for all purposes, excluding de-
fense needs, will cost at least $20 billion. This will be the cost if the technology
advances only at the normal rate that can be expected without Government
action. However, by an aggressive, well structured research and development
program, it is confidently believed that the cost can be reduced substantially,
probably by as much as 50 percent within the next ten years. Halving the cost
of underground construction then would result in fi saving to the taxpayer of
between $8 and 12 billion in the cost of construction of just these minimum
facilities.
The benefit to the public would, of course, go much further than the monetary
savings. Increasingly valuable land surface would be saved for other purposes.
The quality of our environment would be improved. Needed public utilities
could be put into service much more quickly.
The need for subsurface excavation technology is not new. Since prehistoric
times, man has gone underground for minerals. The caveman probably did some
82-221 O-67-----4
PAGENO="0050"
46
SCIENTIFIC PROGRAMS
tunneling to improve his shelter. And throughout history, one of the usual
developments of an advancing society has been an increased use of tunnels
and other subsurface structures as a consequence of increasing urbanization.
The Romans and Egyptians, and even earlier civilizations, were tunnel builders.
The need is much more urgent now than ever before, simply because of the
constantly increasing size of our population and the magnitude and complexity
of the services it demands.
A ROCK TUNNEL BORING MACHINE
BORES A 20 FOOT DIAMETER TUNNEL
IN SOFT ROCKS
FIGURE 3
PAGENO="0051"
SCIENTIFIC PROGRAMS
47
FIGuRE 4
FIGURE 5
PAGENO="0052"
The United States is fortunate in having available today resources which, if
brought to bear properly, can produce the advanced rapid-excavation technology
required to meet this need. Mining research done by the Bureau of Mines and
at a few of the universities is developing basic scientific knowledge, experimental
procedures, and engineering techniques that will provide the springboard for
accelerated progress. The strong national scientific and engineering community
developed since World War II as a result of research in atomic energy, aero-
space, and defense, can make major contributions to advancing excavation
technology, a field to which its talents have not yet been applied. The long
experience and the engineering and production know-how of the mining, con~-
struction, and equipment industries form the final element in a capability for
advancement of tunneling technology far beyond anything that has ever before
been available.
Among the most important of the advanced techniques available to us now
as a result of the rapid progress in science and engineering during the past
20 years, is the systems approach developed by the military to produce advanced
weapons systems quickly. This approach is based on the simple and rather obvi-
ous truth that the quickest way to improve any technologic system designed
to accomplish a specific task is to work toward improving all of the elements
of the system simultaneously. In practice, this is not quite so simple as it sounds.
The elements, or series of acts, that make up a system are usually interrelated
and interdependent. Any change in one element usually affects the performance
of one or more other elements of the system. The systems approach only became
feasible, therefore, with the development of the high-speed digital computer,
which makes possible the rapid evaluation of alternative hypothetical solu-
tions to the problems involved in the many elements of a complex system.
The success of this approach has been amply demonstrated in the weapons
systems and the aerospace technology that we now take for granted. It can do
as much for us in excavation technology.
The tunneling technology we have today has evolved slowly, one step at a
time, in the normal evolutionary manner. Some brilliant man with a mineral
deposit to mine or a tunnel to drive had an idea that he thought would save
him some effort or make him some money, and so he built a new machine. If
it proved successful, others adopted it and improved it until it became a standard
item of the technology. Then some later genius recognized another opportunity,
perhaps made possible or even necessary by the earlier innovation, and he built
48 SCIENTIFIC PROGRAMS
FIGURE 6
PAGENO="0053"
SCIENTIFIC PROGRAMS
another new machine And so it went as ahown in figure 7 until our present
bag of tools evolved
The change in rate of improvement that can be expected with the systems
approach is illustrated by the slop~ of the curve at the right side of figure 5
The current average rate of tunnehng with mechanical boring machines is 375
feet per week With an intensive research and development program it is
expected that the rate could be increased to 1500 feet per week in ten years
In 15 years the projected rate is 1750 feet per week. Without an accelerated
research and development program i e at the current low effort the tunneling
rate as shown in figure 5 is expected to be only about 800 feet per week in
15 years.
Any excavation system, whether for construction of a subway or for mining
coal, involves a complex series of actions which can be grouped, according to
their purposes, into four principal sub-systems-rock disintegration, materials
handling ground control and support and environmental control First the
rock soil or mineral must be broken i e it must be separated from its original
place in the crust of the earth. Second, it must be loaded and transported to
some other location. Third, the ground around the opening must be stabilized,
or supported, to prevent or control its movement. And fourth, the environment
must be controlled, i.e., the influx of water and noxious or explosive gas must be
prevented, and a safe livable atmosphere maintained for the workmen.
Therefore, a logical approach to the effective advancement of tunneling tech-
nology would be to conduct research on each of the subsystems according to
the needs of the total system. Because of this logic, the Bureau of Mines has
established its excavation research organization on a subsystem basis. During
the past few years, the Bureau has been developing an in-house capability for
each subsystem. It is, in fact, the only research organization in the United States
that encompasses all functions of the excavation process. The professional staff
comprises a diversity of disciplines including mining, civil, mechanical, electrical,
electronic, hydraulic, and general engineers, physicists, geophysicists, geologists,
chemists mathematicians computer programmers metallurgists and statistical
theorists These professionals numbering approximately 300 are located at four
research centers : in Denver, Colorado, Spokane, Washington, Minneapolis, Mm-
nesota and Pittsburgh Pennsylvania Their objective is to improve present
technology and to provide new technology through scientific and engineering re
search It was because of this capability that the Department of the Interior
was selected by President Johnson to coordinate a government wide subsurface
excavation research and development that would benefit, not only mining, but
any activity involving subsurface excavation.
49
I
Fieuan 7
PAGENO="0054"
SCIENTIFIC PROGRAMS
An initial and historically significant breakthrough has been made just recent-
ly in the first and probably the most critical of the underground excavation sub-
systems-rock disintegration with a continuous-mining machine. This does not
imply that, prior to this breakthrough, rock was particularly hard to break.
Egyptian slaves were able to break rock in a tunnel many centuries ago by driv-
ing wooden wedges into cracks of the rock face and wetting them so they ~ou1d
swell and dislodge fragments. But the manner and rate of breaking the rock is
generally the governing factor in determining the performance of the total ex-
cavation system. Drilling and blasting, the rock-breaking method generally used
for tunneling in the harder rocks, is a cyclic, essentially manual operation, in
which one act must be completed before the next is started, thus establishing
limits on the performance of the other subsystems and of the total excavation
system.
Because of the built-in cyclic nature of the drill-blast method, a truly rapid
and continuous excavation system could never be developed around this method.
Nevertheless, even with these severe limitations, the drill-blast method can be
used to illustrate what can be accomplished in time through refinement and de-
velopment of the crude model existing at the brink of an important break-
through. In the 1860's, when mechanical drilling and high-explosive dy]aamite
were introduced for tunneling, the rate of advance was about 20 feet per week.
This was about twice as fast as the era's conventional method of manual drill-
ing and blasting with low-explosive black powder. But even though the tunnel-
ing speed was doubled, the cost of drilling with the first generation of mechani-
cal drills was three times that of manual drilling. Now, after 100 years of hap-
hazard and unsystematic development of this method, tunnels can be advanced
about 250 feet per week which is more than a 12-fold increase. This improve-
ment is attributed primarily to semiautomation of the drills, better material for
the drill unit and rock bits, more efficient transfer of energy to the rock bit,
upgrading the explosives, and improving the other elements of the system built
around and supporting the drill-blast rock-disintegration subsystem.
The recent introduction of the mechanical boring machine is considered just
as significant as the introduction of mechanical drilling and high explosives. It
provides an entirely new concept around which a rapid tunneling system can be
developed. The attractive feature of this method is that it breaks and loads the
rock continuously and simultaneously, thereby eliminating the slow and costly
periodic interruptions of the cycle. With continuous breaking, work can now
begin toward making continuous and concurrent the other three subsystems. This
opens the way to spectacular increases in speed and reductions in cost. In addi-
tion, serious consideration can be given to remote control and guidance, which are
essentially precluded at present by the cyclic nature of drill-blast methods.
Today's mechanical boring machines, although impressive, are still in an
early stage of development, perhaps at the same crude stage of the first mechani-
cal drills a century ago. Until now, they have not been successful in very hard
rock. Even so, in rock where they are applicable, they are already outperforming
the conventional drill-blast method. An important point to remember is that
these boring machines have been incorporated into a system built around the
cyclic drill-blast method of breaking rock. Both the materials handling and the
ground support subsystems used with the continuous-boring machines are the
same cyclic methods developed for the cyclic drill-blast method. Obviously con-
tinuous materials handling and ground support must be developed. Based upon
experience to date, if a method could be developed to continuously transport the
rock broken by current boring machines, their efficiency would probably be in-
creased 50 percent without any other improvement in the system., Actually, high-
er-capacity continuous materials handling systems must be developed to match
the output of the future boring machthes. It can be stated confidently that both
the machine performance and the range of effectiveness of the mechanical boring
can be improved substantially by the application of new scientific and engineer-
ing knowledge developed in the rapidly advancing fields of materials science and
applied mechanics. For example, current machines apply static thrust and a ro-
tating head with fixed or rolling cutting bits to bore through earth or the softer
rocks. With better materials and mechanical design, a machine could probably
be designed using dynamic thrust to bore through the hardest rocks. The latter
principle has proved to be one of the best methods for drilling small-diameter
holes in hard rock.
Also, many other attractive possibilities exist for accomplishing continuously
and rapidly this first key step in the excavation process. The Bureau of Mines
and others are experimenting in an exploratory way with unconventional energy
50
PAGENO="0055"
SCIENTIFIC PROGRAMS 51
sources for breaking rock, such as the flame jet, plasma jet, dielectric heating,
hydraulic jet, laser, chemical softening, ultrasonics and electrolinking. A few.
have already been successful for special applications, such as the jet-piercer for
drilling blast holes in the hard taconite ore, but none has approached the stage
of development where it can be seriously considered for incorporation in a tun-
neling machine in the near future. Nevertheless, these avenues are well worth
exploring, because one or a combination of these new rock-breaking methods
could provide another revolution in tunneling technology. Before any of these
methods can be considered for further development, a considerable amount of
fundamental research on properties, failure mechanisms, and other aspects of
rock behavior must be done.
Some of the remote guidance-and-control technology developed in the fields of
atomic energy and aerospace is sure to find use in reducing the cost and improv-
ing the performance of continuous-tunneling systems. But the earth medium in
which excavation technology functions is much more complex and variable than
the atmosphere or outer space. Indeed, less is known about it. A beginning has
been made in such concepts as the sensing devices used for the remote direction
of coal mining machines and the laser guidance system developed by Hughes
Tool Company for the tunnel borer shown in figure 3. This beginning, together
with a national geophysics capability that has reduced the problems of nuclear
blast detection to reasonable proportions, makes us confident the goal of an almost
completely automated tunneling system is not beyond reach.
Another area worthy of intensive research is remote measurement and char-
acterization of the subsurface prior to excavation. Significant savings would
result if superior techniques could be developed to analyze underground condi-
tions from the surface and through a relatively small number of strategically
placed drill holes. The most favorable sites or routes could be selected, where
alternatives exist, resulting in lower costs for excavating and supporting the
opening. Contractors could submit bids with low risk yet closely approximating
actual costs, rather than high bids based upon the most unfavorable subsurface
conditions.
A method using statistical correlation and computers for delineating mineral
deposits is being developed by the Bureau of Mines. It has good possibilities for
meeting part of the needs in characterizing the earth's subsurface for general-
purpose tunneling. These techniques have already demonstrated the capability,
not only to provide more accurate interpretations of some exploratory drill-
hole data than conventional graphic methods, but also to provide them faster.
The development of continuous methods of ground support and control has
not yet been given serious attention. However, we anticipate that the fund of
knowledge and the basic technology already available will permit rapid advance-
ment of this subsystem. The science of rock mechanics, a field pioneered by the
Bureau of Mines, is advancing rapidly. Consequently, safe and efficient design
of the underground structures required for some of the more daring concepts
advanced by urban planners is just a matter of increased research effort. New
materials, not yet considered for tunnel linings, are available. Although con-
tinuous placement of these materials will present some problems, they appear to
be amenable to good imaginative engineering.
The materials-handling subsystem is probably the one that will require the
most effort and imagination. Except for some research on hydraulic pipeline
transporation and development of complex belt-conveyor systems, essentially
no research in materials handling, applicable to high-speed tunneling, has been
done. Substantial innovation will be required to obtain maximum effectiveness
of the present generation of tunneling machines.
The Bureau has recently started some research on broken rock particles and
aggregates with respect to the behavioral properties and flow mechanisms in-
volved in their loading and transport. Also some exploratory experimentation is
being done with a novel type of conveyor which may be useful in tunnels. But
this work must be expanded and other capabilities brought to bear on the problem
to develop materials-handling equipment that will meet the performance re-
quirements dictated by the projected speeds of future tunneling systems.
The principal problems to be solved in the area of environmental control, i.e.
coping with inflows of water and gas, are related to the discovery of their
presence before they are encountered. Bureau research on definition of the areal
scope and control of methane and water problems in mining will provide a
nucleus for a sound national effort in this area. Life-support already developed
PAGENO="0056"
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in the fields of aerospace and oceanography will furnish a good foundation for
development of the technology required to provide a good working environ-
ment for the operators of the rapid excavation systems of the future.
*To sum up, we are confident that the resources are available to develop a
rapid-excavation technology that will not only save the public money, but that
will make available additional space that is vitally needed. The problems have
been defined and, by using the systems approach to tackle all of them simul-
taneously, rapid progress can ~ be made. An artist's conception of the future
tunneling equipment and techniques is shown in figure 8. Note that all sub-
systems are compatible and continuous and can be controlled with minimum
resources. The remotely-guided boring machine has a streamlined design. Both
the temporary and permanent lining are being applied automatically and con-
tinuously. And the materials-handling concept not only provides for loading and
transporting the broken rock continuously but also removes any dust generated
and all of the water and gasses that may be encountered. This drawing illustrates
the 15 year technological objective of Project Badger.
TUNA FORECASTING
The Bureau of Commercial Fisheries has very broad responsibilities, which
cover all aspects of the fishing industry We study the living resources in their
natural environment to gather information necessary for conservation We study
the technology of fishing fish preservation and fish processing to reduce the cost
of catching fish and to get them to the consumer in prime condition. To these
ends we provide a variety of services to industry and the public.
It is not commonly recognized how large a scientific program the Bureau of
Commercial Fisheries supports. We employ more oceanographers, limnologists,
and marine biologists than any other agency Federal State or private Over
120 of these scientists hold a doctor's degree. We operate some 30 scientific
laboratories on the ocean and the Great Lakes, and 12 research vessels longer
than 100 feet. Many of our scientists and laboratories have worldwide reputa-
tions for their competence and special skills in radiobiology shellfish farming
pesticides air sea interaction plankton and many other Important fields of
research
In a short presentation it would be impossible to describe even the highlights
of our scientific accomplishments and plans for the future. I do not intend to
try. We have selected some aspects of tuna research, because the resource and
its fisheries generally illustrate the problems and objectives of all fishery
research.
52
FIGURE 8
I
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Worldwide resou~rce
Tunas are worldwide in distribution. They support one of our most valuable
fisheries. Some species make long migrations, and some are capable of support-
ing much larger catches. On the other hand, some tunas are restricted in distribu-
tion and movements ; some are already producing the maximum possible yield
or are overfished ; and some fluctuate widely in distribution and abundance.
Research on the living resource provides a basis for forecasting. Sometimes
it is difficult for the layman to understand how a particular piece of research
can be useful for forecasting or prediction, especially when it is described in the
jargon of the scientists. But prediction is essentially the goal of all our scien-
tific programs on the living resources. To reduce to a minimum the cost of catch-
ing fish and to maintain the resource of its maximum productive capacity it is
essential that we learn how to say in advance where, when, and in what num-
bers the fish will be and how many can safely be caught. I will show you how
we propose to answer these questions for tuna, and this will give you a gen-
eral idea how we can accomplish the same objectives for salmon in the Pacific
Northwest and Alaska, sardines and anchovies off California, fresh water fish-
eries in our lakes and streams, a variety of fishery resources in the Atlantic
and Gulf of Mexico, and sport fisheries generally.
It is said that our tuna fisheries in the Pacific Ocean began in 1903 because
the run of sardines off southern California failed that year. The following quar-
ter century saw a gradual increase in the size of the fleet, the size of vessels,
and the extent of the fishing grounds. By 1930, the day of the large bait boat,
or tuna clipper, as it is commonly called, had arrived. Vessels from southern
California were fishing as far south as the Equator, and when brine refrigera-
tion was developed in the late 1930's the working time and range of the fleet
were further increased. When World War II broke out a number of large tuna
vessels were under construction and many new vessels were entering the fleet.
The U.S. Navy took these and sent them with crews intact to the South Pacific
where they provided invaluable logistic support.
For several years after World War II the economic climate was favorable
for expansion of the U.S. tuna fleet. Imports were not yet available. Profits were
good and were used to build new vessels. Later, however, competition from for-
eign fishing fleets, especially the developing Japanese high-seas tuna fleet, cut
into the profits of the U.S. fishermen. United States fishermen have remained
competitive by increasing their efficiency through assistance from Federal and
State Governments and by their own ingenuity.
The Pacific coast fleet is composed of approximately 140 large vessels capable
of extended voyages at sea. Most of these operate from southern California ports.
About 1,000 small coastal vessels fish for albacore seasonally along the U.S. Pa-
cific coast. Over the past two decades, landings of Pacific-caught tuna by U.S.
fishermen have consistently been among the most valuable catches of the United
States, along with shrimp and salmon. The tuna fisheries are worth about $50
million annually to U.S. fishermen, about $150 million at retail value.
The fisherman's diTemma
One of the most difficult problems facing a sport or commercial fl~herman is
to decide where and when to go to make the best catch. Consider the decisions
that a purse seine captain from southern California has to make. He must
decide whether to fish off Washington and Oregon for albacore, off Baja Cali-
fornia for bluefin, off Mexico or South America or perhaps the Marquesas
Islands for yellowfin or skipjack, in the Hawaiian Islands region for skipjack, in
the Atlantic off our eastern seaboard for skipjack or bluefin, or off the west coast
of Africa. A modern purse seiner may cost $1.5 million and requires a crew of
about 15 to operate it. Investment is high and risks are great in the highly com-
petitive world of high-seas tuna fishing. The uncertainty of supply of raw mate-
rials also creates serious problems for processors. They cannot be certain from
one month to the next how much fish will be available.
53
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Changes in absolute abundance of tuna are obviously a problem to fishermen,
but so are the movements of tuna as they range the oceans to feed and spawn.
Over the years, fishermen have accumulated a vast amount of experience which
usually tells them where to go to find fish. In many years and seasons, however,
to the dismay of the fisherman, his "rule of thumb" breaks down and he is left
literally with an empty bag. Fishery oceanographers in post-mortems of these
fluctuations in availability have been able to explain in part, on the basis of a
changing ocean environment, why the changes in distribution of tuna occurred.
However interesting this may be to the oceanographer, it is not much help to
the fisherman to know why he failed last year. The trend now is toward in-
creased emphasis by fishery oceanographers in understanding the ocean, ulti-
mately to predict these changes in tuna distribution in space and time. The bene-
fit to fishermen will be enormous if precision can be reached in forecasting, so
that San Pedro purse seiners can be told several months in advance that the prob-
ability for good catches is better, say, off northern California than off the U.S.
east coast.
In any fishery, fluctuations in landings a~e caused by changes in absolute
abundance of a species or its distribution in the ocean, and changes in intensity
of fishing. Catch of albacore off the U.S. west coast varied widely from almost
nothing in the late 1920's and 1930's to over 60 million pounds in 1950 (Fig. 10).
Bureau of Commercial Fisheries scientists in cooperation with their colleagues
of the State of California have been studying possible causes of these fluctua-
tions. They have concluded that these fluctuations are caused mainly by chang-
ing ocean conditions. Thus, it is probable that if we had known as much in the
late 20's and early 30's as we know now, the fishery would not have failed.
Similarly, fluctuations in skipjack landings in Hawaii appear to be the result of
changes in ocean conditions in that area. Enough has been learned of the relation-
ship between these tuna resources and environmental conditions that forecasts
54
SCIENTIFIC PROGRAMS
Fiauim 9
PAGENO="0059"
SCIENTIFIC PROGRAMS
55
can be made several weel~s in advance of fisheries. Forecasts by Bureau labors-
tories in Hawaii and California usually are successful.
Ocean current 8y8tem~s
To understand fluctuations in the tuna fisheries, it is helpful to know something
of the circulation of the North Pacific Ocean. This circulation is characterized
by a large clockwise gyre, essentially similar to the atmospheric circulation. The
North Pacific drift to the eastward splits off the Oregon-Washington coast into
a northward flowing current which forms the ~&laska gyre, and a south-eastward
flowing cold California current which turns to the westward off Baja California.
The current flows past Hawaii as California Current Extension waters, becomes
part of the North Equatorial Current, passes northward as the warm Kuroshio
Current and mixes with the cold southward flowing Oyashio to complete the
clockwise pattern.
~,IIIIII'
r' ALBACORE
FIGURE 10
We are able to identify these currents and water masses by their temperature
and salinity characteristics. For instance, the California Current, since it orig-
mates in northern latitudes, is a cold current. High rainfall and reduced evapo-
ration in north latitudes also keep its salinity relatively low. By monitoring
the temperature and salinity characterisitcs of the ocean waters, we are able
to detect changes in current patterns and forecast distribution of the fish asso-
ciated with these current systems. For example, the Coast Guard provides
monthly flights along the Pacific Coast from Seattle to Southern California,
to enable the Bureau of Sport Fisheries and Wildlife to make aerial infra-red
measurements of surface temperature patterns. This information is distributed
promptly to commercial and sport fishermen.
Our laboratory at Stanford University has been studying broad-scale changes
in the Pacific Ocean temperatures by month over the years 1949-1962 to discover
what changes have occurred (Fig. 11). In the early years of the period the
eastern Pacific Ocean temperatures were lower than average, but between 1956
and 1957 a major change occurred: the eastern Pacific became much warmer
and the western Pacific colder and remained so for several years.
PACI FIC COAST, U.S.
30 -
20-
I
1915 20 25 30 35 40 45 50 55 60 65
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C)
SEA SURFACE TEMPERATURE
Heavy shaded area colder June 1957. Light shaded area warmer June 1597.
FIGuRE 11
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Albacore distribution in the eastern Pacific was affected by these changes in
ocean conditionS. Albacore are known to make transpacific migrations (Fig. 12).
At some stage of life the same fish may be sought by Japanese live bait fisher-
men off Japan. Japanese longline fishermen in the west central North Pacific
and sport and commercial fishermen off the west coast of North America. In
May and June each year the albacore move from central North Pacific waters
into North American coastal waters. When spring warming occurs early in
coastal waters, the albacore arrive early. If the coastal waters are warmer than
usual, the fish appear farther north. The area of best catches during typical
warm years if off Northern California, Oregon and Washington. In cold years
most of the fish remain off Baja California and California (Fig. 1~).
SCIENTIFIC PROGRAMS
57
FIGURE :12
FIGURE 13
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z
58
SCIENTIFIC PROGRAMS
The temperature changes are a reflection of changes in the California Current
system. Once these conditions develop, they persist for several months and some-
times for several years, which is why we can forecast where the fish may appear
off our coast. But sometimes we have made forecasts only to be contradicted
by radical ocean changes between time of forecast and onset of fishing. We must
understand causes behind these broad-scale ocean changes if we are to increase
our precision in forecasting.
Downstream from the California Current, variations in the California Cur-
rent Extension waters affect the Hawaiian skipjack fishery. Of importance in
Hawaii are the North Pacific central and the North Pacific equatorial water
types of the transition zone between these, the California Current Extension
(Fig. 14) . The boundary between the California Current Extension, with rela-
cc~
N.
NORTH PACIFIC CENTRAL WATER
__ ~`~` L~
20°
10°
Fiounu 14
PAGENO="0063"
SCIENTIFIC PROGRAMS 59
tively low salinity, and the North Pacific central water, with relatively high~sa1-
inity, is well defined by a salinity gradient which usually lies just south of the
islands during late autumn and early winter. During February or March it begin~s
a northward movement, passing the islands in spring and reaching its northern
position just north of the islands in July or August. The movement of the
boundary is reflected in changes of surface salinity which are monitored by
regular sampling near Koko Head, Oahu. It has been found that when the
California Current Extession bathed the islands in summer skipjack landings
were above average, whereas when North Pacific central water prevailed land-
ings were below average. From these findings and additional information on
water temperatures, we are able to predict whether skipjack landings will be
above or below average for the season.
Other factors
We have found that some of the differences in tuna abundance are related
to the topography of the ocean bottom. Fishermen have known for years that
tuna will congregate at times near islands or reefs. Later it was discovered that
they also like to gather around seamounts, which do not reach the surface.
The regular navigational charts were not adequate to locate these features on
the fishing grounds, so the Bureau developed its own set of charts. These are
in great demand by tuna fishermen.
Tuna also gather around floating objects in the sea. This characteristic also
has possibilities for aiding the fishing fleet. We are studying phenomenon from
a floating raft with underwater viewing ports. Preliminary results have been
spectacular. In a relatively short period the raft accumulates a following of
oceanic fishes, from small forage fish to large dolphins, tunas, and sharks.
Although we can explain causes for local variations in abundance and dis-
tribution of fish stocks on the basis of changing ocean conditions, we have had
to look farther and farther over the horizon, as much as many thousands of
miles away, to try to explain why the ocean changes.
The answers lie in understanding interactions between global atmospheric and
ocean circulation. Scientific studies recently carried out by the Inter-American
Tropical Tuna Commission have shown that strength and position of the Azores
high pressure cell over the Atlantic Ocean affects precipitation and winds in
the eastern tropical Pacific Ocean, which in turn affect ocean circulation and
distribution of tunas in the eastern Pacific. The strength and position of the
Azores high also affects upwelling and increases biological productivity off the
coast of Africa, with profound effects, no doubt, upon fisheries there also.
Another study by the Tuna Commission suggests that the severe 1957-58
"El Nino"-a flow of warm surface water into coastal Peru where normally
cold water is found-was related to meteorological and oceanographic processes
thousands of miles to the westward in the Pacific Ocean. It is known also that
the severe Tehuantepec storms that roar into the Pacific in the winter through
the Isthmus of Tehuantepec, Mexico, affect the biological productivity of ocean
waters and movements of tuna in the eastern tropical Pacific. Events that push
cold air southward over the United States into the Gulf of Mexico, producing
Tehuantepec winds frequently have their origin in the North Central Pacific
or even over northeast Asia. The same atmospheric conditions over northeast
Asia that may ultimately produce Tehuantepec conditions also cause winter
monsoons in the northern Indian Ocean. Northeast winds bring dry continental
air over the Indian Ocean, causing surface water flow to the westward. Low
rainfall and high evaporation cause a rise in salinity. The process reverses in
the summer monsoon from May to September. Undoubtedly, but in a way still
little understood, the monsoons have a profound effect on abundance and avail-
ability of Indian Ocean resources.
We are convinced that we must pay more attention to global atmospheric and
oceanic circulation. In this respect we are now studying possible application of
earth orbiting satellites, which will give us this global look, to assist in marine
resource development. Problems in marine resource development and manage-
ment will intensify in the future, and we must use the best of the newly de-
veloping technologies to solve these complex probeims.
WATER USE +REUSE==FORMULA FOR PROGRESS
This Nation and the world are beginning to realize that natural resources
must be used and used again mnay times to sustain our increasing rate of
population growth and industrial and economic development.
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60
SCIENTIFIC PROGRAMS
The principle of use-rense applied directly to many of our most common
natural resources. As examples, steel used in automobiles is salvaged and re-
used again, even in automobiles; the oil drained from crankacses is often
refined and reused. Wood products are refinished and reused, perhaps occa-
sionally as an antique but more often as a raw material for cardboard or
pressed wood manufacture or, at least, as a fuel in some domestic or industrial
furnace. Wool and cotton are reprocessed and rewoven into cloth. The air we
breathe, even now, has been inhaled and exhaled by others and used previously
in manufacturing, combustion, or cooling processes. Soil and minerals are re-
used-the whole concept of crop rotation is built upon this principle anti build-
ing materials, brick, stone, concrete, are frequently re-used, if not directly in
construction then in landfill or breakwaters. Even the fashion world has
jumped on the reuse bandwagon-hair cuts provide the source material for
toupes and wigs. And on it goes-the examples are almost endless.
If we did not purposefully reuse our natural resources, it would be as if we
traded in the family car every time it got dirty. We cannot afford that luxury
or, rather, that needless extravagance. So it is with water-along with air,
our most basic and most essential natural resources. We wash our cars when
they get dirty ; likewise, we must "wash" our water when it becomes dirty.
The hydrologic cycle
The volume of water on this earth is fixed. This volume has served the needs
of this planet over and over again through a natural use-purification-reuse
process called the hydrologic cycle. Briefly, water evaporates from the ocean
into the atmosphere, it condenses to rain and falls on the land, it is "used"
by man, by animals, by nature, and then it flows into our rivers to the ocean
where it evaporates again, and the cycle continues. But water is used and
re-used much more directly when we consider the withdrawal of water from
streams by cities and by industries to be used and then returned to the very
same streams as wastewater.
Many people have heard the old adage that a stream is purified every seven
miles. This natural renovation of used water is what we call "stream self-
purification" and there is some validity to the concept. In simpler times stream
self-purification was often able to accomplish satisfactory results. Unfortunately,
by today's standards and with today's waste burdens, natural purification can
cope with only a small fraction of our wastes and with only the simpler, non-
persistent types.
Giving nature a~ hand
What pollution control scientists of the Department of the Interior are trying
to do, in essence, is to supplement the natural treatment involved in stream
self-purification and in the hydrologic cycle. Research and development in water
pollution is aimed at obliterating the pollution burden which man is placing
on the natural water purification cycle and simultaneously at supplementing
the earth's natural supply of fresh water by providing man-made purification
systems allowing the purposeful and direct recycling and reuse of water. In
other words, we are trying to find ways to renovate wastewaters so that they
are no longer detrimental to the environment and so that they, effectively,
become "new" supplies of clean, fresh water.
Because man's and industry's wastes are complex and are becoming increas-
ingly more complex, the new purification methods being developed are quite
sophisticated and advanced technologically. These methods to combat water p01-
lution are among the highest examples of the scientist's and engineer's art.
They are being developed by the Department of the Interior's Federal Water
Pollution Control Administration, and in a sense may be looked upon as an-
alogous to a scientifi~ formula. Like a formula, advanced waste-treatment sys-
tems are composed of numerous factors which may be fitted together and inter-
changed to solve particular pollution problems or to produce reusable water
of a desired quality. The more difficult the pollution problem is, the greater the
number of factors in the formula.
The degree of purification required is determined by the specific purpose for
which the treated water will be used. At some locations the irrigation water
used for non-edible crops, for golf courses, and for parks is municipal waste
effluent that has been conventionally treated and then chlorinated ; many of the
organic and all of the inorganic impurities are not removed. To produce water
for industrial reuse, the treatment sequence might have to remove scale-forming
and corrosive components. To reuse wastewaters recreationally, treatment must
include steps to disinfect, remove algae nutrients, and to eliminate distasteful
conditions such as color, odor, and foaming. To renovate a wastewater so that
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SCIENTIFIC PROGRAMS
it could be deliberately reused for municipal purposes, that is, for drinking,
cooking, and bathing, a treatment sequence would be needed to completely
purify the water of suspended and dissolved organic and inorganic impurities.
As can be seen, a number of purification processes must be available to remove
- the various types and quantities of contaminants. These various processes are
the variables in the advanced waste-treatment formula.
Types of treatment
There are two general types of treatment sequences. They represent the con-
certed efforts of research and development over the last six years by scien-
tists and engineers in the Federal water pollution control program. In the series-
type system (Fig. 15), the total flow passes through all processes or steps in
sequence. In the parallel sequence (Fig. 16), the flow is divided into two parts;
each part passes through different treatment steps and then the flows are
recombined.
61
SERIAL FLOW RENOVATION SYSTEM
RAW WAS TEWATER
RENOVATED WATER
82-221 O-67---5
Fiounu 15
PAGENO="0066"
62
SCIENTIFIC PROGRAMS
Advanced waste-treatment now generally involves the treatment of waste-
waters after they have passed through conventional primary and secondary
treatment. Primary treatment removes materials that easily settle or float ; in
general, these are the impurities that can be easily seen with the naked eye.
Secondary treatment involves the use of bacteria to break down impurities-
called biologically degradable contaminants-under controlled conditions. These
degradable contaminants are primarily organic compounds of natural origin.
After secondary treatment, the waste may be purified by such processes as filtra-
tion, coagulation-sedimentation, activated carbon adsorption, chemical precipita-
tion, electrodialysis, distillation, reverse osmosis, or ion exchange. A possible
advanced waste-treatment plank is shown in figure 17 and changes in water
quality through such a plant are given in figure 18
PARALLEL
FLOW RENOVATION SYSTEM
RAW WAS TEWATER
FIGURE 16
RENOVATED WATER
PAGENO="0067"
SUSPENDED SOUDS,
BOO (BIOGHEMIUNS UNSEEN DEMAND),
ppm
TAP RAW PRIMARY SECONDARY
WATER SEWAGE EFFLUENT EFFLUENT
RENOVATED
WATER
LESS THAN
0.1
IDEAL DRDAND MATTEL
(TOO), ppm 2 100 75 (5
(x(0~ 1 xI0~ j~j~4
FIGURE 18
For removal of suspended and colloidal solids and for precipitation of phos-
phate nutrients, several coagulating substances can be added to wastewater.
Alum, line, or both can remove solids quite efficiently, and, with proper modi-
fication and control of the operation, over 90% of the phosphates can be removed.
Soluble organics including synthetics, petrochemicals, pesticides, etc., may then
be removed very effectively by passing the wastewater through a bed of activated
carbon granules. As the carbon granules become saturated or "spent," they are
passed through a high temperature furnace where the carbon is "reactivated"
and the adsorbed contaminants are incinerated to harmless carbon dioxide and
water. Adsorption, using granular activated carbon, is perhaps the furthest devel-
oped of the advanced waste-treatment processes.
SCIENTIFIC PROGRAMS
63
FIGURE 17
NOMIN~~L WATER AN~ WASTEWATER GOMPOSITIONS
LESS SHADE
ppm 0.1
300 200 30
300 200 30
IDEAL D(SEDLVED SDDDS,
ppm 400 800 800 750
MIERODRSPNIDMA Mo. IDE ml
ml TDTAL EDUALTAD 37°C.
Al CDLIFDRMS
500 lxlO' slO' 1~10~
400
I 00
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64
SCIENTIFIC PROGRAMS
A municipal wastewater treated with the two preceding processes in series
will, with one exception, have been restored to a chemical quality generally corn-
parable to that of the city s tap water before it was used The exception is the
dissolved inorganic salts which are added during each use of a water but which
are not removed by these two processes. A single municipal use of water adds
about 300-400 mg/i of dissolved salts. Since many water supplies contain dis-
solved salts at approximately this same concentration one municipal use of the
water roughly doubles the dissolved solids or mineral content of the water
Fortunately a single pass through a treatment process called electrodialysis can
reduce the concentration of dissolved minerals by about half the removal
achieved therefore is roughly equal to the salts added to the water during use
Electrodialysis is one of the most promising methods for removing these in-
organic pollutants from water.
Other processes
Other potential advanced processes are on the drawing boards or in various
stages of development. Bio-denitrification is a process in which microorganisms
reduce harmful nitrates to elemental nitrogen under certain process conditions.
The use of finely powdered activated carbon instead of. granular carbon is being
studied. The adsorption rates for powdered carbon are much higher than for
granular carbon. The foam separation process makes beneficial use of the Un-
wanted foam so common in many municipal and industrial wastewaters. Organic
contaminants may be removed from waste by deliberately generating a foam and
then physically separating the foam from the liquid.
Chemical oxidation can selectively destroy the refractory or highly resistant
organic materials which are only partially degraded by conventional biological
treatment. Oxidants such as ozone, chlorine, and even oxygen from the air itself
are under investigation. Chemical oxidation has the advantages of removing
organic contaminants without producing a residual waste concentrate and of
simultaneously destroying all microorganisms, bacteria and viruses.
Experimental work on distillation of wastewaters is in an early stage of
development. From studies to date it has been established that volatile con-
taminants will carry over into the distillate. Fortunately, it appears that these
materials may be removed by activated carbon treatment or by ion exchange, but
considerably more research and development is needed to assess the applicability
of distillation as an advanced waste-treatment process.
Reverse osmosis, in which highly pure water is actually squeezed through spe-
cially made plastic membranes, is one of the more intriguing processes now under
study. Laboratory and small-scale pilot plant tests to date have produced prod-
uct water containing less than 50 mg. per liter of dissolved solids.
Finally, the ion exchange process, which was earlier given low priority because
available ion exchange resins tended to become fouled by organic materials corn-
monly found in wastewaters, is being given new emphasis. As a result of new
developments in resin technology, this process shows considerable promise for
removal not only of dissolved minerals in general but potentially of specific im-
purities also both organic and inorganic.
Using processes already developed and now being operated in pilot-scale in-
stallations, it is possible to achieve any degree of waste treatment desired and,
in fact, to purify wastewater to drinking water quality. The water in this con-
tamer was wastewater from the City of Lebanon, Ohio, near Cincinnati. At
Lebanon we are operating an advanced waste-treatment pilot plant incorporating
coagulation-sedimentation, filtration, activated carbon adsorption, electrodialy-
sis, and disinfection. This water is potable. In fact, it exceeds in quality the tap
waters of a great many communities in the United States at the present time.
Our present research is aimed at bringing these processes to full-scale embodi-
ment and confirming through full-scale demonstrations their cost, performance,
and operating reliability. It is also our aim to explore and develop new and
improved systems capable of achieving these treatment goals at even lower costs
and with even greater efficiency.
Pilot projects
The FWPOA is operating pilot plants at Pomona (fig. 19) and Lancaster
(fig. 20) , Calif., as well as at Lebanon, Ohio (fig. 21) . Additional pilot plants are
being designed or constructed at Piscataway, Md., and Manassas, Va., as well as
right here in Washington, D.C. Advanced waste-tieatment projects now being
supported by research and development grants include those at Santee, Irvine,
and San Jose, Calif.; Lake Tahoe on the Nevada-California border; Dallas, Tex.;
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SCIENTIFIC PROGRAMS 65
Fort Collins, Cob.; and Green Bay, Wis. Full-scale water re-use for irrigation
and industrial processes is becoming more widespread in Texas, New Mexico,
Arizona, Nevada, and California. Serious consideration is being given to install-
ing a complete water renovation facility at Grand Canyon.
FIGURE 19
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The project at Santee, Calif., near San Diego, is particularly noteworthy.
Here, wastewater is purified to the extent that it can be used without dilution
in a series of man-made lakes for recreational purposes-boating, fishing, and
even swimming (fig. 22). The public acceptance of renovated was~ewater at San-
tee is a real milestone in wastewater re-use. The public is completely aware of
the source of the water and has accepted it enthusiastically. A similar project is
being planned at Lancaster, north of Los Angeles. In this community, adjacent
to the arid Mojave Desert, renovated wastewater will be used to develop an
inland aquatic park. Overflow from the recreational lakes will then be used
industrially and finally, will serve as irrigation water for adjacent lawns, parks,
and golf courses.
66
SCIENTIFIC PROGRAMS
Fiaunn 21
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FIGURE 22.-Use of renovated waste water for swimming at Lake Santee,
. Santee, California.
Several advanced waste-treatment processes are being tested for treatment of
irrigation return flow waters. Potentially, such waters could be recycled and
reused thereby eliminating the pollution load on streams and simultaneously
augmenting the irrigation water supply.
In the industrial area, the project at Fort Collins, Cob., involves studies to
develop high efficiency treatment for sugar beet factory wastes. The objective
is to concentrate the wastes by chemical precipitation and to re-use the purified
effluent in a closed in-plant recirculation system. Can you imagine such an in-
dustrial plant without a waste outfall? Such is the ultimate objective of this
research. Another research project at Richiand, Wash., is aimed at developing
selective ion-exchange materials which could remove ammonia from industrial
or domestic wastewaters as well as from agricultural run-off. At Green Bay,
Wisc., a research study is just getting under way to evaluate various advanced
processes for treating combined municipal and industrial wastewaters.
In summary, research and development on advanced waste-treatment and
wastewater renovation technology has been under way since late 1960. Its
objective has been the development of an arsenal of treatment tools capable of
achieving any goal in waste water purification. ApprQximately 30 advanced
waste-treatment processes have been or are now being screened to assess their
technical and economic feasibility. About one-third of these have been rejected
from consideration, and several have been developed into the large pilot-scale
stage. In the last few months a number of research and development grants
have been awarded by the Department of the Interior to various communities to
initiate design and construction of full-scale demonstrations, large-scale field
evaluations, and pilot plant investigations of these processes. Other processes
now undergoing feasibility evaluation or in the engineering development stage
would allow purification of wastewaters from either municipalities or industries
to such a degree that pollution from these sources could be completely eliminated.
In advanced waste-treatment lies the final answer to many of our water re-
source problems. With this technology we believe we can come close to fulfilling
President Johnson's recent pledge to "doom water pollution in this century."
SCIENTIFIC PROGRAMS
67
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SCIENTIFIC PROGRAMS
EROS
Wivat is EROS?
Recent aerospace activities have shown that data acquired from spacecraft can
provide much important information on the earth's natural resources. EROS is
the acronym from Earth Resources Observation Satellite, the Department of the
Interior's program for applying all types of space data to the natural resources
problems it faces. A satellite designed especially for sensing and transmitting
information on natural resources is envisioned and would be of tremendous value
to the program. EROS is being carried out cooperatively with NASA, the De-
partment of Agriculture, and other agencies of Government, and is designed to
blend the resources expertise of Interior with the space flight engineering ex-
pertise of NASA into a meaningful and economical earth resources survey
program.
Where do we sta'iuZ techn4caflij?
The Geological Survey and other Bureaus of the Department of the Interior
have been applying remote sensors to resources problems for more than a quarter
of a century. This experience, supported by the fund of resources information and
resources associations developed through more than a century of study, enables
the Department to define its data needs and to apply the data toward the solution
of national resources problems.
During the past four years, we have been working intensively with NASA in
aircraft sensor surveys of selected sites in the United' States (Fig. 23). These
recent surveys have improved our ability to apply well known sensors, such as
cameras, in an optimum manner and have developed a greater understanding of
the resources applications of the newer sensors, such as radar.
Studies of data acquired from Gemini and other spacecraft have demon-
strated the validity of our theoretical conclusion that data acquired from space
have unique qualities that recommend their use for analysis of changing condi-
tions on the earth's surface and for the design of regional developments. These
data also fill a role in the logical process of "zeroing in" on a resources target
(Fig. 24).
FIGURE 23
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69
NEW INPUT TO SYSTEM
DATA
~ ~Y SYNTHESIS : GEOLOGY
AIRCRAFT~~'~ FIELD GEOCHEMISTRY
DATA ____________ GEOPHYSICS
A[TARGETAREAS]A
EXPLORATIOI
DEV E LO PM E NT
PRODUCTION
CONSUMPTION
FIGURE 24
Our experience has enabled us to develop a simple set of performance specifica-
tions for a general purpose, resources satellite. We believe that these specifica-
tions can be met with equipment already in existence or with equipment that
could easily be built We also believe that there will be a continuing need for a
satellite of the type we envision and that the results of a survey of the earth
with this satellite will amply justify a continuing, cooperative program of re-
search utilizing increasingly sophisticated sensor systems
Our performance specifications have been transmitted to NASA they are cur
rently being equated against available satellite and sensor systems by the God-
dard Space Flight Center, and we have offered to help fund an experiment, pro-
vided the recommended system fulfills our requirements and can be expected to
lead toward an operational system.
Where do we stand adniinistratively?
Secretary Udall has asked the Geological Survey to act as the lead agency in
developing a unified EROS Program that will meet the data needs of the largest
possible number of Bureaus and Agencies We have organized this effort on a
Departmental basis (Fig 25) Dr William T Pecora Director of the Geological
Survey is serving as the Director of the EROS Program
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70
SCIENTIFIC PROGRAMS
EROS
PROGRAM
DIRECTOR
Program `Manager'
Associate Progra
`Manager'
NASA HQ _-~ Spaceflight
I Liaison F- i;~;;-i
& MSC
INAS-NRC Adviso~i]
~1Committees I
Interior Program
Review Committee
FIGURE 25-EROS Program Organization.
Various Bureaus of the Department have appointed liaison personnel who meet
regularly with the EROS Program staff to review progress and to develop data
requirements. As shown in figure 3, an Advisory Committee has been organized
in the National Academy of Sciences ; this committee meets approximately four
times a year to review overall progress toward objectives and to recommend addi-
tional studies to provide proper program balance.
A contract has been awarded to the Westinghouse Corp. to conduct an applica-
tions and cost-benefit analysis for the Department. We expect that the analysis
will be complete by early fall. This effort, complementary to cost-benefit studies
being undertaken by the Department of Agriculture and NASA is funded by In-
terior Bureaus from their own resources.
What are we doing now?
At the present time, we are completing work on a rationale for an initial, gen-
eral purpose, earth resources observation satellite. This satellite is specifically
-H~r:~~ns
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SCIENTIFIC PROGRAMS 71
focussed on the problem of developing small-scale thematic maps. The prepara-
tion of smali-scale thematic maps is our most difficult resource task ; it takes a
great deal of time to collect and reduce data from many places in a large region
in order to produce a map giving a broad overview. These small-scale maps can-
not, with present methods, effectively portray features of a dynamic quality.
The sensors that have been selected for the initial satellite will provide in-
formation on the configuration of terrain, including underwater features, and on
the distribution of water as free water and as moisture. These same sensors will
also provide information on the distribution of vegetation, the vigor of vegeta-
~ tion, the distribution of alien fluids within water, and the coloration of rocks and
soils. We believe these observations are the most meaningful ones that can be
made to serve the needs of the largest number of disciplines.
These sensors have a common geometry so that the results of the observations
may easily be compared. The selected sensors and orbital parameters produce
images that contain the least possible number of variables so that the data m~y
be usefully applied to resource purposes by scientists having a minimum of train-
ing and experience. Also, the data are amenable to automatic analysis.
We are planning on a long-life vehicle so that we may determine the rates at
which land use and other changes are taking place and so that we may obtain
resource information from seasonal variations in the appearance or character
of the terrain.
One of the initial objectives of the program is to produce a photo-image map
of the world. The desirability and practicality of undertaking such a task is
demonstrated by the mosaic of space photographs of Peru, recently compiled by
the Geological Survey. Secretary Udall, in describing this mosaic before the
recent meeting of the American Society of Oceanography, said "This mosaic
covers roughly a third of a million square miles. In just one pass, the Gemini
astronauts photographed almost 80% of Peru ; it took just three minutes. The
scientists who have seen this mosaic consider it to be superior to any available
map of the region, in terms of information conveyed. One can see the gross pat-
terns of land use, distribution of snow, the levels of the lakes, geologic features
of possible economic significance-all at a single glance . . . the value of such
mosaics in planning the development and use of lands is so great that I believe
we ought to do more of this kind of work." Because of the inherent orthographic
~ quality of space photography, this mosaic is in essence a map ; the cost of corn-
piling this mosaic was approximately one-tenth of one cent per square mile.
In addition to applying available space data to our current resources problems,
and looking ahead toward the development of an initial program of space flight
for resource purposes, we are participating in NASA's continuing program of
remote sensor research. This research has the dual purpose of (1) developing
new and increasingly sophisticated instruments for resource observation pur-
poses and (2) evaluating instruments that have been developed elsewhere in
the Government (principally in the military establishment) with respect to their
potential use for resource purposes.
The Geological Survey is actively investigating the design and development of
aircraft and spacecraft instruments to detect and measure reflected ultraviolet
energy, ultraviolet stimulated luminescence, emitted infrared radiation, reflected
radar energy, and the magnetic field of the earth. We are also working coopera-
tively with the Department of Commerce in defining camera systems which, when
flown in orbit, will make possible timely revision of our national topographic
maps. A recently completed cost-benefit study suggests an annual benefit of $155
million per year from domestic map revision alone.
What are the potential benefits of our continuing re$earch?
They Can Help inOur Studies of Geologic Hazards and Our Search for Sources
of Geothermal Energy
Figure 26 compares an aerial photograph and an infrared image of Mt.
Rainier, Washington. Bright areas on the infrared image are areas of abnormal
warmth. The presence of thermal anomalies suggests that Mr. Rainier may still
be a hazard ; however. these anomalies also suggest that the mountain con-
tains sources of thermal energy that might be harnessed for the benefit of man.
The Geological Survey, the Government of Iceland, and the Air Force recently
completed a cooperative infrared survey of known geothermal power sources in
Iceland. These surveys demonstrated that modern infrared systems could be used
to map potential geothermal power sources; all known thermal anomalies were
successfully imaged, and a few previously unknown anomalies were found.
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Infrared techniques have also been used to survey the Kilauea volcano in
Hawaii, Taal volcano in the Philippines, and Irazu volcano in Costa Rica. The
aerial inspections of Kilauea and Taal suggest that detectable changes in ther-
mal emission precede some eruptions by as much as eight months.
Our scientists are applying both infrared and radar techniques to their study
of geologic hazards associated with the San Andreas fault in California. This
effort is an adjunct to other Geological Survey studies that are predicated on
the proposition that earthquakes are predictable. Readings with these new
tools are adding to our understanding of the history of movement along the
San Andreas fault, and hopefully, we will soon be able to interpret them in
terms of the dynamics of earthquake regions. The radar image, shown in
figure 27 is an example of the kind of small-scale imagery that is becoming a
valuable aid in studying potential geologic hazards to obtain guidelines for
safe urban development.
72
SCIENTIFIC PROGRAMS
FIGURE 26
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73
They Can Help in Our Search for Mineral Resources
Radar images of the Carlin, Nevada, area have revealed surface expressions
of a number of faults, and they show that the recently discovered Carlin mine
(the largest new gold mine in the United States) is associated with a previously
unrecognized fault structure. These images suggest that other areas nearby
are worthy of intensive exploration. It is almost certain that small-scale images
acquired from space will add greatly to our knowledge of the tectonic frame-
work of the United States and will be of immeasurable assistance in guiding our
exploration programs.
They Can Aid Greatly in Achieving an Understanding of Dynamic Phenomena
Figure 28 is an infrared photograph and a topognaphic map of the Maumee
River as it enters Lake Erie. The photograph depicts the course of the pollutants
issuing from a sewage treatment plant and shows that the breakwater, con-
structed since the last topographic map was revised, is effectively impounding
the sewage and preventing its dispersal into Lake Erie. This photograph strik-
ingly illustrates our need for understanding the distribution of pollutants as
well as their character and concentration. The following facts are particularly
significant in pollution research: water quality meters give us precise data
from pinpoint locations; the Geological Survey operates a water quality meter
at the end of the quay on the east side of the river; the readings from this
meter do not measure the quality of the water in the full cross-section of the
river.
FIGURE 27
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SCIENTIFIC PROG1tAMS
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0)
LTJ
C
0
0)
FIGURE 29.-Iiifrarecl imagery shows edge of salt water intrusion in estuary.
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76
SCIENTIFIC PROGRAMS
Figure 29 is an infrared image showing the interface between salt water
and fresh water at the mouth of the Merrimack River in Massachusetts. Coopera-
tive studies recently undertaken by the Geological Survey and the State of
Massachusetts have demonstrated that we can ttse infrared techniques not
only to locate interface, but to observe movement of the interface with time.
We are now extending these observations to other estuaries, and we look for-
ward eagerly to repetitive viewings of the dynamics of estuaries from space
and to studying the relationship between these dynamics and the food resources
of estuaries.
They Can Help Us Make Effective Use of the Sea as a Source of Food and
Minerals
One can see further beneath the water from space than from any other
vantage point. Improved knowledge of the configuration of the bottom in near-
shore areas could help us significantly in our search for mineral deposits beneath
the sea. Interior's Bureau of Commercial Fisheries, working cooperatively with
the Navy Oceanographic Office, has demonstrated the feasibility of observing
relative ocean temperatures from aircraft or space. Knowledge of water tern-
peratures plays an important role in guiding our fishing fleets to their resource
targets. Through the techniques of absorption spectroscopy, it now appears
possible to identify the species in a school of fish by analyzing the light reflected
from minute traces of oil that fish release to the surface of the ocean. It also
appears possible that our ultraviolet investigations may lead to a system
whereby we may observe bioluminescence directly from space platforms.
They Can Help Us in the Management of Our Nation's Lands
Recent Gemini photographs have shown that relative conditions of range lands
in the United States may be assessed from space, and we plan to employ data
from the initial EROS satellite for this purpose. We believe that this observa-
tional capability can be refined through the use of multispectral imaging sys-
tems so we can make a rapid determination of range condition-this would help
in adjusting grazing densities to achieve greater food production from our
national lands. Observations from space will, of course, help us in assessing the
use of our recreational facilities, in monitoring changes in our national seashore
areas, and in conserving our national parks and wilderness areas.
What Else Can They Do?
The resources potential of observations from space can be the subject of
lengthy speculations, but in all probability some of the largest benefits will come
from applications as yet undefined, and perhaps unimagined. We expect the un-
expected, and we are prepared to adjust our programs to take advantage of these
unforeseen uses.
What i~9 oi~r p1viior~ophy?
Our philosophy is very simple : We wish to take the best available tools, apply
them directly toward solution of resource problems, and make the results avail-
able to the public for their use and benefit, as rapidly as possible. Our philosophy
is perhaps best exemplified by our recent infrared survey of the periphery of
the island of Hawaii. Because the temperature of fresh, ground water differs
from the temperature of the ocean, we were able to map the distribution of
approximately 250 large, unknown springs issuing into the ocean from the island.
In effect, we were mapping the distribution of lost water. The presence of a
number of these springs has been confirmed ; their total flow is hundreds of mu-
lions of gallons per day. Maps have been prepared and released so that the
public can use them to guide their search for water. Unquestionably, this survey
will speed development of the island of Hawaii, and it has stirred world-wide
interest.
SELECTED PROGRAMS-INFORMATION SYSTEMS TECHNOLOGY
NEW APPROACHES TO INFORMATION HANDLING
The most important input to all research, and especially that carried out in
Interior, is the intellectual prowess and creative talent of the scientists and en-
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SCIENTIFIC PROGRAMS 77
gineers who carry it out. Each area of inquiry and each project has its ~ own
peculiarities and complexities and calls into play an individual combination of
technical disciplines and facilities. Vocabularies, techniques, and perspectives
differ-as they ought to-but some common problems can be discerned in vir-
tually all research. Important progress is being made within Interior to ensure
that emerging methodological innovations are applied as widely as possible,
c&nsistent with goals and priorities.
Among the problems shared by nearly all researchers are those of information
sensing and recording, handling, and retrieval. Here electronic communications
techniques offer exciting opportunities. These techniques have been given exten-
sive applications in the major scientific spheres in which Interior scientists are
engaged.
Observing and recording
The first of these is the observation of natural phenomena. In Interior this
problem is often acute, because the research is concerned with phenomena that
occur on a vast scale and cannot be transferred to or duplicated in the laboratory.
Simultaneous observation and recording of widely dispersed data is now feasible
with electronic monitoring systems.
The Federal Water Pollution Control Administration has some 29 complexes
of recording and monitoring devices installed along various rivers and estuaries.
The most sophisticated of these complexes is found along the lower Potomac
where four devices have been installed which automatically collect water
samples and make eight chemical, physical, and visual analyses every hour. The
data are transmitted over telephone cables to central logging equipment at
FWPCA headquarters in Washington. Continuous visual display of daily varia-
tions in pollution indicators will permit rapid response whenever water quality
standards are violated. The equipment also prepares input tapes for digital
computers. Data from all recording and monitoring systems are now stored in a
PHS computer installation in Cincinnati, Ohio, from which Federal scientists,
contractors, and grantees can retrieve information regarding the pollution be-
havior of any of the rivers being monitored.
In the North Pacific, the Bureau of Commercial Fisheries has made a success-
ful start on a project that will eventually result in the dispersal of up to 50
submersible monitoring buoys over a vast area of the ocean. Suspended at vary-
ing depths, these buoys send temperature and salinity measurements via radio
signal to small shipboard computers which process the data in a manner similar
to the FWPOA installation. A major objective of this system is to identify the
boundaries of large water masses which are known to be controlling factors in
fish migrations. An instantaneous picture of water mass locations will greatly
enhance our ability to predict where large schools of tuna are most likely to be.
The Geological Survey has installed 31 seismograph telemetry stations in five
"clusters" along earthquake fault lines in California. Each station consists of a
small electronic package buried in a shallow hole and connected by cable to the
nearest telephone line. The telemetry network permits monitoring of minute but
highly significant earth movements throughout the area. The data are placed
on 16-mm film and processed continuously, making it possible to locate hypo-
centers of seismic events for display on a three-dimensional plot.
Handling Floods of' Data
The second major problem area stems from the "data explosion." Increasingly
we are learning that research must deal with staggeringly complex interactions
and with data in such volume that historic approaches to analysis and evaluation
are totally Inadequate.
In a few cases Interior scientists have found that the interactions of relevant
factors fall into patterns which can be expressed as mathematical models. It
then becomes possible to predict with great accuracy how, for example, a river
system or mining operation will be affected by variations in any factor.
The FWPCA has developed a complex general model for simulating the be-
havior of river basin systems. The model accommodates variations in water and
land use, institutional arrangements, and changes in water management. It per-
mits analysis of the effects of differing rainfall patterns, waste inputs, dams and
reservoirs, and differing water control measures. ITsing the model, scientists at
FWPCA can get answers to questions such as: How do current management
practices in a particular basin influence water quality? What changes in manage-
ment would provide what quality at what cost? And will the flow in a wild river
be sufficient to maintain a required wetted perimeter for fish spawning?
82-221 O-67-----6
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The model has been or will be used on 14 river basins, including the Patuxent,
Chehalis, Merrimack, Red River of the Nerth, and the James. Other models of
river/estuary complexes are in operation and proving successful.
In a similar way, Bureau of Mines scientists and engineers are approaching the
point where computer-operated models can be used to project the operation of
complex mineral recovery and processing systems. Beginning with the ore body
itself, the interlocking system models will reflect the total surface and subsur-
face conditions, including distribution of mineral values, rock types, rock stresses
and strength, and faulty joints and fractures. Also Socio-economic constraints
such as the national need for certain minerals, social policies of the Government,
worker safety and comfort, etc., can be imposed on the models. The objective is
to enable the Bureau to identify optimum approaches to utilization of the coun-
try's diminishing mineral resources.
Keeping up ~o date
The third information problem area is that of communication among scieutists.
As the Department's scientific missions expand and become more complex, it is
critical to ensure that researchers be aware of what other scientists are doing
and have done in the same and related areas. We can safely say that the tech-
nological revolution going on throughout the world is so vast that the scientist
can rely no longer on his personal sources and contacts to gain the aware-
ness and understanding he needs to do his work.
Publications in the fields where Interior is doing research have been estimated
at more than 100,000 annually. Within the federal establishment alone there
are nearly 100,000 on-going research projects, each a j~otentia1 source of useful
information to one or more Interior scientists. Ways must be found to alert the
individual researcher to who is doing what in his field of interest and in related
fields. In many cases this can be done by the development of large stores of
bibliographic data which can be rapidly screened, retrieved and disseminated on
a selective basis. In other cases, the scientist needs to have immediate access to
specific technial information.
To deal with this problem the Secretary of the Interior has established the
concept of a Natural Resources Science Information System. During Fiscal
Year 1968 the Department will undertake to implement a Water Resources
Scientific Information Center. This center will screen the world's literature deal-
ing with water resources and, utilizing computer procedures, match the bibli-
ographic input with the interest profiles of some 10,000 researchers employed
by Interior, other Federal Agencies, and contractors and grantees engaged
in water resources research. Each user will then receive notices of the current
literature which the computer has found to be pertinent to his interests. The
system will also afford users a retrospective search capability permitting them
to look back over a period of time for pertinent information.
Similar systems are already operational at Bonneville Power Administration
and the Bureau of Reclamation serving smaller groups of users in electrical,
civil, and hydraulic engineering.
The Bureau of Sport Fisheries and Wildlife at the Patuxent Wildlife Research
Center has developed and is expanding a data retrieval system of remarkable
speed and flexibility. Through a combination of computer and microfilm pro-
cedures, a Bureau scientist may obtain, in about three minutes, detailed data
on the testing experience of virtually any pesticide. Expansion plans call for
storage of a wide array of data on organic substances, so that the scientist can
enter his query on the basis of a coded expression of the compound's composition
and structure. Through such an approach there exists a strong potential for the
elimination of lengthy. duplicating test procedures.
Meeting the chaüen~ge
These descriptions merely illustrate that in all the major research areas the
challenge of the information explosion is being met through ingenious use of
modern technology. In the past, both financial and technical barriers limited
the rate of progress in this area. Systems and devices for handling information
by electronic means are difficult to design and expensive to implement. The
current thrust is toward overcoming these barriers through the use of integrated
general purpose "software" made possible by the new generation of computer
hardware. If successful, these efforts will substantially reduce the cost and time
lag now associated with design and implementation of specially tailored systems.
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79
I
The Interior scientist can now look forward to a time when he can rapidly
create and interact with a series of interlocking information systems which
parallel and assist the flow of information from the observation of phenomena
to the communication of research results to the ultimate users.
WATER RESEARCH
WEATHER MODIFICATION IN WATER RESOURCES
Rccianta,tion'$ role
Scientific knowledge of the atmosphere and understanding how man can influ-
ence it have advanced sufficiently during the past two decadeS to warrant the
design and operation of large-scale experiments in one aspect of weather modi-
fication-precipitation control. Through major field experiments and continued
scientific research, practical techniques can be developed to augment water sup-
plies for the Nation's continued economic and social growth. This is the role of
the Bureau of Reclamation's Atmospheric Water Resources Program.
Water supplies are now critically short in several regions. Future requirements,
as projected by the 1060 Senate Select Committee on National W~iter Resources,
will soon begin outpacing supplies in many other regions. Northeastern droughts
~I11(l pressing water quality problems clearly verify these projections and indicate
the massive effort required to provide the comprehensive water resource develop-
ment essential for adequate water supplies. In addition to weather modification,
such new techniques as desalination, evaporation control, and watershed man-
agement must be developed to supplemeiit the more conventional methods in
water management.
The broad spectrum of public economic benefits with widespread ecological
and social enhancements from the application of precipitation modification tech-
niques amid the expanded research effort required for their development call for
continued Government leadership, involvement, and support.
~4chievablp goals
Best estimates of precipitation increase range from 10 to 20% Continued re
search and development may revise these estimates upward Weather modifica
tion techniques for increasing. precipitation in mountainous portions of the West
can become a reality in five years. In 20 years, a comprehensive technology can
be developed for modifying precipitation throughout the Nation This is the
present goal of the Atmospheric Water Resources Program
Not only can the specific techniques for increasing precipitation be developed
through research but methods for applying them most effectively to augment
water supplies Scientific research in numerous disciplines must be integrated
into a comprehensive program to accomplish these goals
As the Government s department of natural resources with many and varied
I esponsibilities in the field of water it is logical that an expanded national effort
in atmospheric water resources should be the responsibility or the Department
of the Interior through its Bureau of Reclamation. Weather modification for
increasing water supply is completely harmonious with the basic mission of the
Department and the Bureau
The research and developnrent program~ ~
The Atmospheric Water Resources Program is outlined in the Department of
the Interior's report, "Plan to Develop Technology for Increasing Water Yield
from Atmospheric Sources This plan is the outgrowth of a six year research
program which clearly indicates the possibilities and the nature of the effort
required to develop practical techniques A nationwide research program under
taken by the Bureau would develop regional capabilities to modify precipitation
each tailored to the climatological physical and social economic conditions of
the region concentrating first in regions of most critical water need
A practical technology provides for four functional considerations (1) decid
ing if precipitation modification is feasible (2) recognizIng suitable opportu
nities for application (3) correctly applying the required techniques and (4)
monitoring and evaluating the results. These considerations require inclusion of
broad regional studies to identify and resolve the social legal economic hyciro
logical and ecological problems to accompany the more basic scientific research
activities and field experimental operations. Detailed research is required In
cloud physics and dynamics and cloud development processes where detailed
knowledge is insufficient for devising modificatIon techniques. Needed are re-
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search on condensation and ice nuclei climatology, mechanisms of heterogeneous
nucleation cloud system characteristics diffusion and effects of particle charges
and charge distribution on precipitation Intensified research and development
is required on seeding agents and delivery systems on specialized instrumenta
tion such as airborne rain gages nuclei counters vapor density indicators
doppler radars for vertical velocity measurement and precipitation rate sensors
on data collection systems and on real time analysis and display systems
Because of past and current research programs, orographic cloud seeding
techniques for augmenting the winter snowpack in the western mountains have
been developed to where pilot-type operations are now warranted. Techniques
for increasing precipitation from convective and stratus type clouds and from
frontal storms are still in the development stages and additional years of In
tensive effort will be required before major application can be tested through
pilot operations.
The Important last phase is the establishment of large experimental field
operations or pilot pro)ects for testing feasibility and solving the problems of
widespread application Comprehensive monitoring and evaluation will be in
eluded in these projects.
Most program activity will be performed by university and private firms with
Government agencies generally furnishing the specialized support and manage-
ment. Research conducted through universities will be administered not only
with a view toward producing speeific~ results, but also for strengthening aca-
demic research and educational capabilities in general especially in smaller
colleges.
As a result of the Atmospheric Water Resources Program additional fresh
water is anticipated to be producible for $1 to $1 50 an acre foot in the Upper
Colorado River Basin. In a society and economy highly dependent on water for
continued growth the benefit of this water will be far reaching Support nec
essary for this program must expand from the current $3.8 million to $50 mil-
lion by 1972 with continuing support thereafter
~ BASIC AND APPLIED RESEARCH IN DESALINATION
How does water dissolve a salt crystal ~?
What is a water molecule `~ What is a salt ion ~ What occurs at the interface
between a water molecule and a salt ion ~ These may sound like rather simple
questions in an era of sophisticated research but they are but a few of the
many questions scientists still must answer and these answers will be of utmost
importance to our search for low cost desalting processes
In discussing the desalting of the ocean and other natural saline waters it is
appropFiate first to outline what is meant by these terms Sea water is a homo
geneous mixture of water molecules and salt particles predominantly roek salt
( sodium chloride) with smaller amounts of more than 40 other minerals These
minerals can remain in a dissolved state only because the pulling forces between
the charge-bearing salt particles (ions) and water molecules are not very differ-
ent from the forces between water molecules themselves, yet there are distinct
differences in behavior between the saline and aqueous components We must
take advantage of these differences in order to separate them.
Fortunately though we cannot explain fully the aqueous component is sensi
tive to both the addition and withdrawal of heat while salt is not The applica
tion of voltage will move the salt but have no direct effect on the water These
and other observable differences have been known for many years and used in
various desalting methods It is certain however that subtle molecular scale
events cause and control observed differences. It is reasonable to assume that
there are molecular scale events that are not yet recognized and practical to
expect that basic research into these fundamental phenomena will provide more
efficient means for exploiting distinctions between salts and water
The more we know about aqueous solutions and saline solutions in particular
the better we can manipulate them to effect a separation between the salts and
the water Known desalination processes have reduced the cost of conversion
but they are not presently efficient enough to produce fresh water at very low
cost Thus we have no more reason to be satisfied with known desalting tech
nology than Shockley had to be satisfied with vacuum tubes or Salk with iron
lungs or Fleming with salvarsan
Why are saline solutions so complicated9 That question may be answered as
follows The particles comprising these solutions are so tiny that if each salt
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81
particle and water molecule in a gallon of sea water were enlarged to the size of
a sand grain having the diameter of a typed period (.) , the resulting mass of
sand would cover the entire surface of the earth to a depth of more than 800
feet ! Items this small are extremely difficult to handle, yet it turns out that
scientific techniques can furnish a surprising amount of information about this
submicroscopic situation, and research currently under way is continually giving
rise to a deeper understanding of actions and interactions which is so needed to
generate new ideas.
One example of a desalting method initiated and developed through research
activity to the pilot plant phase of development is reverse osmosis. The first dis-
covery was that by applying pressure on a saline solution in contact with a rel-
atively simple polymeric plastic (cellulose acetate) , fresh water would pass
through the membrane and salt would not. Even though the flux (water flow
rate) was approximately a fluid ounce per square foot per day, it was a major
scientific achievement. Many detailed studies followed in a search to discover
exactly what occurred inside that thin `sheet of cellulose acetate to accomplish
this separation~ As scientists developed a better understanding of this phe-
nomenon, they were `able to design and prepare new membranes which provided
improved water flow while retaining the salt rejection properties. Membranes
are now available with flow rates of 30 gallons per square foot per day and pilot
plants to field test this new process are now nearing completion.
One of the many basic problems scientists faced in the development of the re-
verse osmosis membi~ane was to determine why or how the membrane permitted
the water to pass while rejecting the salt. It could not be simple filtration because
the saline and aqueous component particles are too near the same size. It was
necessary to study the chemical natures of the membrane polymer, water mole-
cules, and salt ions. From these studies a reasonable qualitative description of
how the process works has been evolved and is guiding further investigation as
the search for more efficient membranes is continued.
A great many questions about this process remain unanswered : Why does pres-
sure affect water so much more than salt? What is the exact way In which the
chemistry and geometry of `the polymer determine paths of flow? How can the
procedure of preparation and/or the syntheses of new polymeric materials pro-
duce more durable membranes ? Why is it that some natural membranes can
desalinate? What can be done about the membrane-adjacent buildup of salt which
interferes with flow ? Answers to `these and other questions can be expected to
come from the perceptive application of modern scientific approaches~ and each
new answer can improve the potential of the process.
It is readily apparent that saline water conversion, although a technology
having operational and historical ties to engineering development, has Its roots
in basic science.
Freezing processes provide another example of basic research studies being
conducted by the Office of Saline Water. It has long been known that when salt
water freezes, the ice crystals contain no salt. The freezing temperature is low-
ered by the salt, and both the temperature change and the amount of heat in-
volved have been understood for many years in terms of classical thermody-
namics. Based on this information, engineers have successfully designed freeze-
demineralization processes, but inefficiencies still exist which must be reduced in
order to decrease the cost of product water. One area in which more fundamental
knowledge is needed and is being obtained is to accurately determine what takes
place at and near the surfaces of growing ice crystals. We also must understand
better how the size and shape of ice crystals are related to nucleation, to rates
of cooling, and to the composition of the solution. This is important because a
critical step in the process is washing the brine away from the ice, a step which~
depends strongly on the nature and form of the ice crystals. We also are obtain-
ing new data `and information on the mechanisms and kinetics by which heat,
water molecules, and ions are transported to and across the boundaries between
ice and `solution so that these transfer steps can be made fast and efficient. Care-
ful scrutiny of these research areas leads back to still more fundamental
questions.
. Similar examples could be offe~,ed in other research areas and basic research
is being sponsored to extend the frontiers of knowledge. In each case, there are
good clues to the fundamental questions. The existing evidence is sufficient to
provide ample justification for continued effort by experienced scientists and
engineers to pursue basic research studies in desalination. Indeed, desalting is
a particularly opportune field of research for the very reason that present proc-
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82
esses do not approach theoretical efficiency. Whereas one could only hope to
increase the efficiency of an electric motor by a few percent through additional
research there is a very real opportunity to increase the efficiency of water
desalting processes by a factor of five or more. The best method of attaining
major imprOvements in product water costs is through research on the principal
sources of irreversibilities (inefficiencies) For most desalting processes these
irreversibilities arise largely from transport of energy or matter at phase bound-
aries. Nearly all of the present processes require more than 30 times the work
energy needed for reversible separation Several processes can use the work
available from low-temperature energy, which is seldom useful for other pur-
poses. Existing methods employ semipermeable membranes or interfaces between
phases (liquid-vapor, liquid-solid, or liquid-liquid) . Most of these are rapid but
thermodynamically quite inefficient ; others are more efficient but slow. Basic
research will provide a better understanding of both the transport processes
and the thermodynamic lOsses. Thus, research has an opportunity and potential
of truly unusual dimensions for achieving dramatic reductions in the cost of
desalting water. Additionally, this information will find application in separation
processes used in areas other than desalination
Commercial saline water conversion is already a fact, and industry has assessed
it as a basis for profitable expansion and diversification. As new ~ technology
drives down the cost of product water desalination will find increasing appli
cation as the cheapest or only alternative means of obtaining a supplemental
source of supply in an ever greater number of areas.
The work sponsored by the Office of Saline Water has stimulated research
and development activities throughout the world, and this, in turn, has led to
the accelerated development of new Or improved desalting processes. The Office
of Saline Water is recognized as the world center of desalting technology, and
this information is made available to all who wish it. By utilizing the scientific
capabilities of OSW in a continuing program of basic and applied research the
Department of the Interior will maintain its position of leadership in this new
area of water supply.
ESTUARINE ECOLOGICAL SYSTEMS AND POLLUTION CONTROL
The great coastal zone of the United States in which the land and river
systems join to become the oceans in one of our great natural resources This
unique geological region is the entrance to the river systems for immensely
valuable anadramous fish such as the salmon and the shad the nursery ground
for one stage in the life cycle of the shrimp, and the permanent home for crabs,
oysters and clams and the temporary home for millions of migratory waterfowl
Approximately half of the Nation s population lives within easy driving range
of the estuaries and the coast-a favored location which is exploited to the
fullest degree during the summer months when the seemingly endless coastal
resources are subjected to great multiple use pressures Twenty four States
the District of Columbia Virgin Islands Puerto Rico and Guam enjoy the
ownership and control of this unique area Congress has also recognized the
great national interest in these resources and in the Clean Water Restoration
Act of 1966 directed that a national study be made to provide a technical and
administrative base for development of future management policy
Science and technology necessarily have an important role in understanding
the complex relationships among estuarine biological populations and the re
sponses of these populations to changed environmental conditions induced by
man s actions Cataloged in broad terms these relationships include the problems
of eutrophication in which undesirable aquatic growths are overstimulated by
nutrients from industrial agricultural or municipal wastes sediments 11 om
agriculture construction industry and channel maintenance which change bot
tom characteristics and smother desirable plants and animals biologically active
chemicals such as pesticides sulfite waste liquors and detergents which inter
fere with the most fundamental of the life processes of reproduction and normal
growth the availability of oxygen-necessary for the life of most desirable
organisms-which is directly related to the oxygen depletion characteristics of
industrial and municipal wastes heated water from industry and power sta
tions and its perhaps subtle effects on biological populations accustomed over
centuries to a narrow range of temperatures and oil along with its devastating
effects on both beaches and biological populations as so dramatically brought to
our attention in recent weeks Each of these problems must be understood and
resolved both as an entity, and in relationship to each other, within the broad
PAGENO="0087"
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range of climatic and oceanographic conditions which prevail in our vast estu-
anne systems reaching from the arctic seas of Alaska to the tropic seas of
Hawaii and Puerto Rico.
The dekiands of this task far outrun the availability of scientific knowledge
although considerable progress has been made in many areas in recent years.
There are many recent examples in which the research programs of the Depart-
ment of the Interior have contributed to the understanding of the estuarine
ecological systems and in which the expertise of Interior's scientists has been
applied in programs for pollution prevention and water quality enhancement.
These examples have ranged through such diverse fields as 1 ) oceanographic
engineering studies which permitted the accurate forecasting of the rate of salt
water movement up the Delaware River during the recent period of great
drought in the Northeast and which pinpointed the scheduling of upstream reser-
voir releases thereby protecting the Philadelphia water supply while minimizing
water loss to other upstream users ; 2) documentation of the toxic effects of
sulfite mill wastes on shellfish and fish in Puget Sound ; 3) contributions to the
understanding of problems resulting from the discharges of warm water into
estuarine systems to assist in powerplant site selection ; 4) the development of
methods for the detection of pesticides at "parts per billion" levels and estab-
lishment of the cause-effect relationship of these minute levels to the recent
extensive destruction of fish life in the Mississippi River ; 5) the determination
by the Bureau of Commercial Fisheries of the growth-inhibiting effects of pesti-
cides on oysters ; and 6) the determination by the Geological Survey of minute
quantities of metals such as zinc or copper in streams which discharge into estu-
aries. However, the knowledge bank which is available to the engineer and scien-
tist is as yet inadequate for real understanding of the ecological systems in
estuaries necessary for effective water pollution control and water quality
enhancement.
The technical problems associated with the protection of estuarine resources
are vastly different from those which are encountered in the study of fresh water
streams and lakes. Whereas a river consistently flows in one direction, the
estuary presents a dynamic situation constantly reacting to the forces of wind
and tide. Flow is sometimes in one direction, sometimes in another, and some-
times not at all. This complex situation is made even worse by the difference in
weights of fresh and salt water which permits the lighter fresh water to ride over
the salt water below. Thus, an estuary frequently has dissimilar top and bottom
flow patterns which is reflected in differences in water quality in the top and
bottom layers of water. Consequently, almost any major study of dispersion,
retention, or distribution of a pollutant in an estuary presents problems which
tax the abilities of the most skilled mathematicians, and the capabilities of space
age computers. Mathematical models have, however, been applied to complex
estuarine situations by Interior specialists to determine ecological impacts of
proposed water resource development. Two outstanding examples are the San
Joaquin Master Drain Study in California and the Delaware Estuary Study in
New Jersey, Pennsylvania, and Delaware. Similar models are currently being
applied to the Potomac River-Chesapeake Bay system to develop methodology
which will upgrade water quality in the most effective manner.
The variations in water masses within a given estuary also present many prob-
lems in the collection and examination of water samples for pollution. In general,
many more samples are required ; the cost of collection is higher ; and, the diffi-
culties of laboratory examination are magnified. To meet these challenges the
technician must find ways to obtain adequate data at reasonable cost and to
develop methods for identification of pollutants in water in which ocean salts
are present In varying degree. Progress is being made, and more progress is
likely. Automatic devices ard being developed for the sensing of pollutants and
for transmission of flow and quality data to a central point; such a system has
already been installed in the Potomac River below Washington. The Federal
Water Pollution Control Administration is now developing a research project for
use of infrared imagery for the rapid aerial mapping of thermal pollution
sources (fig. 30). The atomic absorption spectrophotometer has been adapted for
the detection of minute quartities of metallic contaminants.
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FIGURE 30.-Infrared imagery of a portion of Texas City showing thermal effluents.
Tipper : Part of aerial infrared photograph showing two thermal effluents (white).
Black line shows location where temperature profile in lower picture was made.
Lower : Typical temperature profile obtained from infrared photograph. Black
line represents temperature across the picture above. Note sharp spike at loca-
cation of thenmal effluent.
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85
The establishment of water quality standards for estuarial waters also places
great demands upon the marine biologist Again the information now available
to the estuarine scientist is inadequate For example a recent water pollution
control bibliography on nutrients lists only 8 out of 137 references applicable to
the problems of eutrophication in the estuaries Advanced research of the high
est caliber must meet this inadequacy and to fill the gap the National Marine
Water Quality Laboratory has been established in Rhode Island. Initially this
laboratory is undertaking studies of the elusive factors which regulate the growth
of food organisms in estuaries As part of this effort complementary studies are
being undertaken at other Federal Water Pollution Control Administration
laboratories located on the Yaquina Bay at Newport, Oregon.
The effects of many forms of pollution are difficult to evaluate. The spectacu-
lar results of an adult fish kill are easily understood and appreciated. But there
are many biological disturbances which are just as catastrophic but which are
not so easily observed. Waste heat discharged to an estuary may destroy the
food supply of waterfowl Pesticides in trace quantities may slow the growth
rate of oysters so that they may never reach marketable size. Thermal or low-
oxygen-level barriers may prevent anadramous fish from reaching spawning
grounds. Common industrial wastes, such as those from sulfite pulp mills, may
interfere with the natural reproductive processes of bo:th shellfish and fish (Figs.
31 amd 32). Efforts of Federal Water Pollution Oontrol Administration and the
Bureau of Commercial Fisheries have been instrumental in the development of
highly sensitive bioassay techniques which measure the responses of critical
organisms to these adverse combinations of toxic materials.
Even man is not exempt from the hazards of waste discharge into estuaries.
Some species of fish and shellfish have a demonstrated ability to concentrate
bacteria or viruses from sewage-to concentrate insecticides by a factor of up
to 70,000 and to concentrate industrial wastes to levels thousands of times
greater than in the water itself.
Ultimately, the prevention of pollution and enhancement of water quality
rests in the hands of the engineer-scientist who must design the treatment plants
and water quality control methods which have both the capability and the re-
liability necessary for the protection of our marine resources. Scientists of the.
Department are in the forefront of this effort to develop new methods and to
better apply old methods. Advanced research programs are making use of highly
sophisticated laboratory and field projects to explore how nutrients can be best
removed from municipal and industrial wastes. Such processes as ion exchange,
electrodialysis and reverse osmosis processes on the very forefront of knowl
edge are under investigation even now Computers electronic instrumentation
remote sensing devices-in short the most advanced tools of science-are being
brought to bear on the problem
The role of the social scientist must also be recognized for he may well
have the task of interpreting and analyzing public opinion. It is vitally impor-
tant that there be an adequate understanding of the economic and social values
of the estuaries, and that these values be utilized in benefit-cost analysis. This
need is being considered in comprehensive river, basin studies and in pollution
abatement research and studies to help better define these elements as a step
toward better management of the Nation's resources are being developed.
In summary, the Nation appears to have recognized that the estuaries are a
valuable national resource which must be preserved and managed for the public
good. In many cases the control of pollution will be the key to the success of this
effort. In turn, effective control of pollution requires the acquisition of a great
deal of additional knowledge about the effects of thousands of different water
quality factors on a complex biological system of plants and animals Many of
the programs of the Department of the Interior are oriented toward the genera
tion of this information and its translation into effective means for protection
and preservation of one of our great natural resources-the estuary.
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FIGURE 31.-Four observed stages of development of English sole eggs after about
seven days' incubation in test and control solutions. Upper left: Dead egg. No
apparent embryonic development. Upper right: Developing egg. Limited em-
bryanic development. Lower left: Developing egg. Embryonic development
nearly complete. Lower right: Pransfflonal fry. Just after hatching. Organism
has not yet straightened.
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87
FIGURE 32.-Four observed stages Ųf development of English sole eggs after about
seven days' incubation in test and control solutions. Upper left : Normal fr~y.
Upper right : Abnormal fry-most frequent type of deformity. Lower left. Ab~
normal fry. Lower right : Abnormal fry-note great amount of tissue dis-
~ organizat~on.
BRIEF DEsCRIPTIoNs OF ADDITIONAL PROGRAMS IN WATER RESEARCH
WATER QUALITY REQUIREMENTS RESEARCH
The development of water quality requirements for all uses must be based
On the appropriate quality criteria for each use. The uses of water vary from
water to sustain life, to water used for industrial purposes, to water used recrea-
tionally and esthetically. While some of the quality requirements for the various
uses are now known, others are not. The establishment of quantitative quality
requirements for the range of human uses and for use by aquatic life and wild-
life in both marine and freshwater environments is the research problem now
being faced by Interior's scientists studying "effects of pollution." This chal-
lenge involves research in identifying, measuring, and characterizing a myriad of
pollutants and then relating levels of pollution to the various effects on water
quality.
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~ Determination of water quality requirements for fish and aquatic life is now
underway fpr both freshwaters and coastal waters. At the National Water Quail-
ty Laboratory in Duluth, Minn., and the National Marine Water Quality Labora-
tory in Narragansett, R.i., the Federal Water Pollution Control Administration
has initiated programs on the water requirements of diverse species and studies
of their sensitivity to pollutants and toxicants. This necessitates rearing and'
maintenance of plankton organisms, invertebrates, aquatic insects, including
their instars and fishes Bioassays are not being overlooked
The Bureau of Sport Fisheries and Wildlife has an extensive Reservoir Fishery
Research project concerned with the effect of water quality on fish production.
Among the Geological Survey's concerns are thermal stratification processes
and biological influences as related to water quality.
The Office of Water Resources Research supports research in the field of water
quality requirements at some 86 universities throughout the country.
Investigations underway and anticipated will produce essential information
which can be applied in solving problems of control of pollution.
WATER QUALITY CONTROL: POLLUTION FROM MUNICIPAL SOURCES
Polluting discharges from municipalities are of two principal types : (1)
municipal sewage and (2) urban storm runoff (discharges from storm and corn-
bined sewer systems).
Historically, little concern has been paid to urban runoff and pollution from
municipal sewage has been partly controlled through application of waste treat-
ment processes largely developed about the turn of the century. These waste
treatment processes, however, were not designed to cope with the water pollu-
tion problems now emerging. The character of municipal sewage is being altered
by our increasing use of synthetic products and also by the increasing introduc-
tion of industrial wastes directly into municipal sewerage systems.
Pollution from urban runoff is a matter of growing concern The problem of
discharges from storm and combined sewers has received recent attention and
a sizable attack on this problem is already underway The heart of the problem
is of course that during storms the large volume of urban runoff water which
can itself be highly polluted, must be bypassed around conventional treatment
facilities because these facilities were not designed to handle such large peak
loads. This results in the discharge of sizable quantities of polluting materials
directly to receiving waters without benefit of any treatment. This bypass water
contains not only the runoff pollution but also contains in the case of combined
sewer systems, much of the sanitary sewage which would normally have re-
ceived treatment by the municipal facility A variety of possible solutions to this
problem are now being explored For example studies are underway of most of
the more conventional storage techniques, including the use of tanks with pump-
back to the interceptor surface storage ponds and treatment lagoons More
unique applications of storage principals such as localized "upstream" storage to
prevent overloading of "downstream" sewers need further development. The use
of chlorine to disinfect storm and combined sewer discharges is included in
several projects; new disinfection techniques suitable for application to high
volume-short duration flows need exploration as do entirely new concepts in
peak-load treatment devices and in-sewer flow controls.
WATER QUALITY CONTROL: POLLUTION FROM INDUSTRIAL SOURCES
The quantity of industrial wastes discharged annually into the Nation's rivers
is, in the most conservative estimates, equal in its pollutional effect to municipal
wastes. In all probability, it is significantly greater. The determination and de-
velopment of economical methods of treatment of industrial wastes to prevent
these damages to rivers is a challenge of major significance. These damaging
effects run the entire gamut from unsightliness to toxicity ; for example, oil
slicks, tastes and odors, fish kills, floating solids, and even dissolved compounds
poisonous to man.
The economic aspect of industrial waste control requires that both conven-
tional and completely new approaches must be made to this problem. Present
waste treatment methods, although satisfactory in many cases, do not provide
solutions to the problem today and offer little hope that they will provide the
type and degree of treatment which will be needed in the future.
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An effective attack on this problem requires the development of a cooperative
industry government effort to determine develop and install treatment processes
process modifications water conservation programs etc
One specific technique is the evaluation and separation of industrial wastes
into broad categories requiring similar treatment These categories would then
be characterized to form the foundation for subsequent bench scale pilot scale
and full scale studies of new methods of control
Work on waste reduction at the source would be coordinated with treatment
stuthes such that treatment would be pointed toward the processing of an irre
ducible minimum of waste.
HYDROLOGIC 5YST~MS
Hydrologic systems are parts of the earth's water cycle isolated for particular
attention. A single stream, a river basin, or the entire global water supply may be
involved. All are natural states involving inputs by precipitation ; storage as soil
moisture, ground water, or surface supply ; and outputs by evaporation, product
development, or flow to the sea. All are subject to the orderly but poorly under-
stood variations of nature and to the random influences of man Man must un
derstand these complex systems if he is to adapt his operations to their behavior
or to modify their behavior to meet his needs.
$itua~tion an~d outlook
Thus far much piecemeal information has been collected on precipitation pat-
terns, behavior of surface waters, occurrence and movement of ground waters,
sources and fates of water contaminants, and the engineering, legal, and eco-
nomic factors involved in management of specific water supplies. However, little
competence has been developed in integrating these various factors for thorough
understanding, or effective manipulation of even the smallest hydrologic system.
Limited progress has been made in identifying the kinds of water data most
needed for proper understanding of systems and little skill has been developed
in selecting management alternatives to provide best adjustment to, or best mod-
ification of, the particular hydrologic system involved.
Looking to the future we must learn to make these integrations with complex
models so that all of the elements which influence the behavior of hydrologic sys
tems including the constraints of nature and the economic sociological and legal
complexities created by man will be taken into account
Needs
Better understanding and management will require new information and tech
nology. Relatively little is known about the behavior of water as it passes from
the land surface to underground storage. Thus, artificial recharge and effective
manipulation of ground water supplies is impracticable Management of surface
waters for improvement of quality as by artificial reaeration still is in the ex
perimental stage Biological influences on water systems are poorly understood
Better methods are needed for collecting and handling data.
Courses of actio'a
A concerted effort must be made to develop systems analysis techniques for
assessing the value of data now being collected and for identifying new data
needs and management sensitivities to various kinds of data A great variety
of quantitative and qualitative water monitors must be devised for generating
real time information and effective systems must be devised for transmitting
and storing the data they generate Better remote sensing methods must be
developed for probing underground systems and for sensing surface water
phenomena which are either too large or too complex to be analyzed effectively
with ground equipment. We must develop the understanding necessary to perfect
artificial recharge of ground water and quantity and quality control of surface
water on a grand scale
E~vpe~ted benefits of the pro gra~m
A proper program will provide for continuing program analysis and redirec
tion of work toward the most baffling elements of hydrologic systems It will
concentrate data collection and research on those factors of greatest importance
in water management and will provide sufficient understanding of natural
behavior to permit some control of processes such as recharge and reaeration.
It will provide a basis for optimum management of water resources by indicating
the best mix of water supply and water use alternatives for each situation
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WATER SUPPLY AUGMENTATION AND CONSERVATION
The research and development program is devoted to improving the water
supply sitaation by either increasing available supplies or conserving existing
ones Activities include research in reservoir evaporation reduction and research
involving control of phreatopbytes and aquatic weeds. Reducing evaporation
loss is vital for water supply conservation-average annual evaporation from
large lakes and reservoirs in the 17 Western States alone is estimated at over
14 million acre-feet. Also, control of water-wasting weeds and obnoxious aquatic
plant growth by mechanical, chemical, and biological means can significantly
increase water yield.
In the Bureau of Reclamation, where evaporation reduction research is largely
performed the program ob)ectives are to find the most suitable materials for
evaporation retardants to develop practical methods for applying these materials
to large water surfaces and to develop reliable techniques for determining
evaporation savings Reclamation believes that these savings can well mean
the extension of irrigation to new areas, reevaluation to a feasible status of
some projects deficient in water, and increased power revenues. A recent devel-
opment in the Reclamation program involved the testing of a device using a
laser-beam light source for measuring evaporation rates from reservoirs.
Weed control research, also conducted largely by Reclamation, consists of
laboratory and field studies of aquatic weeds phreatophytes herbicides algae
cides soil sterilants pesticides and emulsifiers Included are field scale appli
cations of herbicides and field trials of mechanical eradication devices. A
recently developed atomic measuring method is used as an aid in regulating
dosage rates of certain algaecides used to control weeds in canals and waterways
HYDRAULICS AND ENGINEERING WORKS
This program encompasses research and development activities in hydraulics,
concrete, materials technology, open and closed conduits, soils engineering, and
structural and rock mechanics. Research . is focused on design of water control
structures, on materials used in these structures, and on improved methods of
construction, operation, and maintenance. Since water resource structures are
growing rapidly in number, size, complexity, and cost, the research is directed
toward improved economy, efficiency, and safety of these works.
Research is performed to solve structural problems ; to make best use of
concrete and its constituents ; to investigate hydraulics problems by studies of
dams, spiliways, outlet works, canals, pipelines, gates, valves, water measure-
ment devices, and flow in aquifers ; to investigate soil embankments and founda-
tions ; to develop protective coatings and ~ bituminous materials ; to solve cor-
rosion problems and develop techniques for cathodic protection of metals ; and
to develop special techniques for chemical and physical ani~lyses of materials
and for application of radioisotopes.
The Bureau of Reclamation, which conducts most of these activities, defines
several areas of technology offering great promise : Location of underground
cavities by a new seismic method performance of rock mechanic tests in
remote areas utilizing lightweight portable equipment ; incorporation of earth-
quake and high-pressure forces in soils testing ; development of a mobile nuclear
laboratory for field studies of flow rates in underground aquifers and through
turbines design of a dual purpose salmon spawning and water conveyance
portion of the Tehama-Colusa Canal ; use of "instant X-ray" to detect breaks
in transmission lines and development of an earthquake simulator for more
realistic design of structures subject to earthquake forces.
GRANTS FOR TRAINING PROFESSIONAL MANPOWER IN NATURAL RESOURCES
The research and training grant programs of the Department of the Interior
assist institutions and individuals in specialized training relating to water re
sources management and water pollution control The objective of these pro
grams is to increase the Nation s resource of professionally trained manpower
for scientific, technical, and management positions.
There is a shortage of information needed to solve many varied and complex
problems in water quality and quantity The support of professional and techni
cal training in educational institutions is neces~ary to assure the professional
personnel required
The benefit of these programs is to strengthen the academic capabilities of
educational Institutions for specialized training in the field of water resources
90
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SCIENTIFIC PROGRAMS 91
management and water pollution control, and to increase the number of institu-
tions providing such training.
These grant programs develop new technical information and broaden the
base of scientific participation in water research. This broad participation pro-
vides practical training for professional personnel in specialized fields of natural
resources. The Department's training grant and research fellowship programs
award direct support to institutions and individuals for specialized training in
water pollution control.
ENERGy
GA5IFICATION AND LIQUEFACTION OF COAL
The Department of the Interior's program in this area consists of in-house
scientific and engineering development work by the Bureau of Mines and research
contracted for by the Office of Coal Research. The objective of both agencies is
the production of petroleum-type fuels and natural gas substitutes from coal by
processes that are economically competitive with the natural products. At the
same time, however, the total program is carefully coordinated to avoid any
duplication of effort.
Conversion of coal to liquid and gaseous fuels is being investigated in the de-
velopment stage by five routes, namely, carbonization, solvation, hydrogenation,
gasification, and catalytic synthesis. The processes thus far evolved employ two
or more of these five methods. Gasification is required to produce the hydrogen
for hydrogenation, as well as the synthesis gas for catalytic synthesis. Carboniza-
tion yields a liquid product suitable for hydrogenation into a petroleum-type
liquid. Solvation provides a means of separating the hydrogen-rich fractions
of the coal from its recalcitrant high-carbon content and the mineral matter.
In this way a product suitable for hydrogenation into a liquid petroleum-type
oil is obtained.
Four projects aimed at production of liquid fuels from coal are being con-
ducted under contract to the Office of Coal Research. They are : (1) Solvation
followed by hydrogenation, (2) Fluidized carbonization followed by hydrogena-
tion, (3) Hydrogenation of the whole coal and . (4) Carbonization of coal as
slurry in petroleum-type residues. The in-house projects being performed by the
Bureau of Mines are : ( 1 ) Novel methods for hydrogenation of coal. and tars,
(2) Entrained flash carbonization and vapor phase hydrogenation, and (3) Cata-
lytic synthesis of gasoline.
Work directed toward production of gaseous fuels from coal involves a num-
ber of projects designed to eliminate or reduce the oxygen requirement for pro-
duction of hydrogen and synthesis gas. Contract projects under the Office of Coal
Research are : (1) Superpressure gasification, (2) Use of molten salts, and (3)
Dolomite, to furnish the required reaction heat. In-house projects of the Bureau
of Mines are concerned with : (1) Fluidized gasification of caking coals, (2)
Two-zone gasification with air to produce synthesis gas or a rich producer gas,
and (3) Fixed bed gasification of caking coals to produce an industrial gas.
Two processes are also under development-one by contract, the other in-
house-for the hydrogenation of coal at high temperature into a natural gas
substitute. One process wkuld convert pretreated coal to gas suitable for up-
grading by catalytic synthesis and would generate a portion of the hydrogen
required in the hydrogasifier by the injection of steam which would serve filso
to control the temperature. The other process would use a raw bituminous coal
to produce a high-Btu gas directly and would produce the hydrogen needed ex-
ternally or by reaction internally of steam with iron. Catalytic synthesis of high-
Btu gas is also being investigated.
Bureau of Mines programs in basic research are directed toward study of
corona and high-frequency electrical discharges and laser beams in reactions
with coal. These are supplemented by studies directed toward determining acid
catalysis mechanisms, production of hydrogen catalytically from coal and to the
electrochemical hydrogenation of coal; the latter two, at low temperatures and
atmospheric pressure. Projects under contract involve processes that react coal
at extreme temperatures in electrically generated plasmas.
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POWER DEVELOPMENT AND TRANSMISSION
The role of science and technology in the management conservation and devel
opment of natural resources is clearly demonstrated in four very important
activities of the Office of the Assistant Secretary Water and Power Development
These are
1. The third powerhouse at Grand Coulee Dam on the Columbia River in
the State of Washington.
2. The proposed direct-current transmission lines in the Pacific Northwest-
Pacific Southwest Intertie.
3. "Super-voltage" Power Transmission.
4. Improvement in the technology of placing electric power transmission
lines underground.
Careful scientific study aided by modern computer technology has made it
possible to accurately predict the streamfiow at various locations on the Colum
bia River This has enabled the planning of a large capacity powerhouse-9
million kilowatts-at the Grand Coulee site
These studies demonstrated that generators of 600,000 KW capacity can be
efficiently and effectively utilized This will result in lower unit cost for the
generators and lower cost for the third powerhouse No generators of this size are
in existence today so considerable design and development must be accomplished
This can be done only through the fullest utilization of the scientific resources
available
The procurement of such generators will naturally involve certain modern
model studies and other considerations along very advanced scientific lines It
will be necessary also to provide high voltage cables and circuit breakers with
very high short circuit duty both involving advanced scientific capabilities
After much study and careful investigation of the use of direct-current trans-
mission in other sections of the world sufficient scientific data were available to
warrant the consideration of two 750 000 volt 835 mile direct current transmis
sion lines as part of the Pacific Northwest Pacific Southwest Intertie No such
transmission lines exist today in the United States Again advanced scientific
principles and know how will be involved in building operating and maintaining
these lines.
The expected use of super voltage power transmission in the 750 000 to
1,000,000 volt range will require extensive developmental studies and research to
determine design criteria Serious doubt exists in the possibility of extrapolating
present design parameters to these higher voltages Possibly entire new design
concepts will be involved Investigations are currently in progress to define the
transient voltages created when switching high tension transmission lines Im
proved understanding of electrical system behaviour and of equipment capabili
ties would assist materially in extendmg the limits of high voltage power trans
mission techniques both for overhead lines and for underground cables
In the area of underground transmission stemming from President Johnson s
1965 White House Confeience on Natural Beauty a research and development
program for advancing the technology of underground high voltage lines has
bee~i developed by the Department of the Interior This program has been sub
nutted to the President and initial funds are being sought in the Department s
budget for F.Y. 1968. President Johnson has directed the initiation of this pro-
gram The technical problems are formidable and can only be solved by the
free and extensive use of scientific know how and research
This program will utilize the scientific talents of not only the Department
of the Interior but the entire industry We will be working with all segments
of the electric power industry and with the Electric Research Council of which
the Department is a member Examples of the types of research needed include
1 Development of new and different cable insulating materials which are
not only applicable for high voltage but less costly to supply and simple to
splice and terminate
2 Development of forced cooling methods for increasing current carry
ing capacity without a proportionate increase in cost
3 Development of new and improved methods of trenching and placing
cables. This would involve new boring or excavation techniques. In this we
would expect to draw heavily on the expertise of the Bureau of Mines.
4. Optimization and systems studies to determine the characteristics re-
quired for harmonious integration and utilization in existing power systems.
5. Determination of the characteristics of underground cable for direct-
PAGENO="0097"
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current lines and automatic controls required to allow a parallel operation
with alternating-current systems.
6. Development and application of alternating-current and direct-current
conversion equipment and cable installations which will permit wider use
of the inherently lower cost direct-current cable systems.
7. Transmission of electric power by use of superconductivity. This is
accomplished by using a refrigerant to reduce the conductor temperature
nearly to absolute zero ( -459° F.) , which practically eliminates electrical
losses and heating problems.
8. Transmission of power by microwaves through wave guides, This con-
cept involves converting the energy to be transmitted to very high frequency
radio waves which are beamed through a hollow pipe to the receiving end
where the energy must be reconverted to a form suitable for normal use.
9. Study of the opportunities of synthesizing a molecular structure having
superconducting properties at temperatures well above those of present
materials. Such a conductor would permit loss-free underground transmis-
sion at reduced cost over long distances.
BRIm' DEsCRIPTIoNs OF ADDITIONAL PROGRAMS IN ENnuGY
COAL AS A SOURCE OF ELECTRIC POWER
By far the largest use of coal today is for generating electricity in central
station power plants. This use of coal is increasing but, because of developments
in nuclear energy, there is some uncertainty as to how long this increase will
continue, and whether there may be a large decline in the use of coal for power
generation in 20 to 25 years. The Office of Coal Research (OCR) has a statutory
responsibility to develop projects beneficial to the coal industry. Consequently,
OCR is supporting a number of projects designed to both increase the efficiency
of coal-fired thermal power plants and reduce their capital costs. If these proj-
ects are successful, the position of coal in the face of increasing competition
would be considerably enhanced. A side benefit, inherent in some of these proj-
ects, is the reduction of thermal and atmospheric pollution. Both of these forms
of pollution are becoming of increasing concern, and are an increasing additional
cost factor in the location of coal-fired power plants.
OCR's oldest power project is the fuel cell, being developed under contract with
Westinghouse. Technical feasibility of a high-temperature, solid-electrolyte, coal-
energized, fuel-cell system has been demonstrated. A great deal of work has been
clone in developing a low-cost method of fabricating the large number of fuel cell
elements that would be needed in a plant of practical scale. Indications are that
the desired goals can be achieved. Plans are underway for the design, construc-
tion, and operation of a 100-kilowatt demonstration unit.
Feasibility studies have indicated that the coal energizing, fuel-cell system
may be able to operate with thermal efficiencies approaching 60 percent, with
capital costs below those of conventional central stations. Additionally, such a
system would discharge no sulfur or nitrogen oxides to the atmosphere, and
would require practically no cooling water. Thus, this system has a potential for
greatly enhancing the competitive position of coal in power generation and, at the
same time, achieving the conservation goals of reduced thermal and atmospheric
pollution.
OCR also has bad a study of magnetohydrodynamic (MIlD) coal-fired elec-
trical power generation performed under contract by Westinghouse, and is con-
sidering the support of a 30,000-kilowatt demonstration plant. This would be
two-thirds financed by organizations outside of the Government. MilD has
reached a relatively advanced scale of development in relation to other exotic
power systems, and it appears the time has come to proceed to large-scale demon~
stration in order that its potential for increasing thermal efficiency can be shown.
OCR is preparing to contract for development of a thermionic topper as an
auxiliary to coal-fired steam power plants. This device, which has the advantage
that it may be used to modernize existing older power plants, appears to be
capable of increasing over-all thermal efficiency by as much as 10 to 12 percent,
at low capital cost, thus also enhancing coal's competitive position and helping
to assure continued development and use of abundant domestic coal resources.
Work has just started on development of the electrogasdynamic (EGD) sys-
tem of coal-fired power generation. One development contract is about a year
old, and several interesting proposals are being evaluated. EGD, somewhat anal-
ogous to a Van de Graaff generator, uses a stream of gas containing charged
82-221 O-67-7
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particles to generate high voltage direct current. Present efforts are to generate
±375 kv. electricity to match the Department's western high voltage d.c. lines
now under construction.
For coal firmg the EGD system has the attraction that fly ash acting as the
necessary charged particles, is beneficial, rather than the usual nuisance. EGD
generators have no moving parts, and, if suitable materials of construction can
be found, it has the promise of being relatively low in capital cost. Reasonably
high efficiencies appear to be attainable and cooling water is required Thus if it
can be successfully developed, EGD has many attractions for the coal industry It
would be particularly useful in the West where large deposits of coal are located
in arid areas at considerable distances from the centers of power consumption
EGD, without a cooling water requirement, could be installed at any mine-mouth
and because of its direct current capability could produce power for transmis
sion to consumers at reasonable rates
~ ~ NONENERGY USES FOR COAL
In pursuing additional non-energy uses for coal, the Office of Coal Research
has a process under development, by Melpar Inc., for the production of acetylene
from anthracite by means of a sodium reaction. If successful, this could provide
the basis for a new chemical and plastics industry in the anthracite producing
regions After considerable early experimental difficulties recent indications are
encouraging and process development is now being scaled upward.
Three other pro)ects are underway to develop processes for the electro treating
of coal which could enhance its potential as a source of useful chemicals includ
ing hydrogen and acetylene Encouraging progress is being made in all three
projects, although they are in early ~ stages with much more work to be done.
The three processes are:
1 Electrical resistance heating of coal in a fluithzed bed being investi
gated at Iowa State University.
2 Electric arc processing of coal the coal forming a consumable electrode
being developed by AVCO Corporation
3 High frequency induction heating of coal which is being investigated by
Stanford Research Institute.
WASTE DISPOSAL
Coal also offers promise as an aid to more efficient disposal of Solid Wastes
Rand Development Corporation, under contract to OCR, is constructing a pilot
plant in Cleveland Ohio to treat 10 000 gallons per hour of sewage using coal as
a filter and as an adsorbent After use the coal and sewage mixture will be tested
as a fuel for steam and power generation
It already has been demonstrated on a small scale that coal will effectively
remove the common contaminants from sewage also that It will remove phos
phates and hard detergents to a degree far exceeding that of conventional sewage
treatment methods On paper the economics are favorable Now the hardware
must be developed and the economics proved Certain problems must be overcome
For example some coals are considerably more effective than others Also the
costs and problems of grinding and sizing coal to the most desired 50 x 150
mesh size are greater than anticipated Recent tests with small quantities
of polyelectrolyte or feiric chloride have greatly improved the effectiveness of
the process The pilot plant is scheduled for operation in late July
GEOTHERMAL SOURCES OF ENERGY
The earth is a tremendous reservoir of heat, most of which is too deeply
buried or too diffuse to consider as economically recoverable energy ; but large
areas, particularly in regions of volcanic and tectonic activity, have higher than
normal concentrations of stored heat that might be economically harnessed as
an important new source of energy.
About one million acres of Federal lands in five western States have already
been determined as having current potential value for geothermal resources and
an additional 86.3 million acres in thirteen western States have been classified
as prospectively valuable for geothermal resources.
Current interest In areas of abnormally high geothermal resources is for the
electric power which can be generated in these areas by releasing steam from
naturally hot spots through drill holes and channelling the steam into turbine
PAGENO="0099"
SCIENTIFIC PROGRAMS 95
generators. One such plant at The Geysers in northern California is now produc-
ing over 56,000 kilowatts and the developers say that this site has a potential
of producing over one million kilowatts.
The Geological Survey estimates that 5 to 10 percent of the world's geothermal
energy resources are in the United States and that there Is enough heat stored
in rocks in the upper six miles of the crust beneath the U.S. to equal the heat
content of 900 trillion tons of coal.
The Departmental program is aimed at providing the basic geologic, geophysi-
cal, and geochemical knowledge necessary for effective exploration and develop-
ment of geothermal energy and at locating areas of potential geothermal energy.
Information will be developed to provide the background knowledge necessary for
the efficient administration of the geothermal resources on Federal lands.
The Department has also received a proposal to participate in the develop-
ment of an electric power generating unit that utilizes ocean thermal gradients
to drive a propane gas generator. Such a unit is known to be theoretically opera-
ble, but its need, practicality, and economic feasibility are unknown. The pro-
posal has received mixed reactions by Departmental specialists.
OIL SHALE
Demand for liquid fuels in the U.S. for the period 1969 to 1980 is expected to
be equal to the total consumption of these products since the discovery of oil
in the U.S. Oil-shale deposits in the U.S. contain one of the largest potential
sources of energy available from fossil fuels and will inevitably be a future
source of hydrocarbons. Production of petroleum products from oil shale is ap-
proaching commercial feasibility. R and D on reduced mining costs, in situ com-
bustion, improved methods of retorting, and processing of products could sig-
nificantly advance the development of a full-scale industry. Although petroleum
refining practices can be used to upgrade shale oil, lower cost methods to treat
a high nitrogen content shale oil must be found.
The expected increase in crude oil reserves from now through 1980 will show
a deficit of 6 billion barrels if the rate of adding reserves is not increased. One
way to meet this need is to develop an economical capacity for shale oil pro-
duction from the 50 billion barrels equivalent of known oil shale resources that
are amenable to conventional methods of mining, retorting, and refining. The
program includes research that could lower production costs and that could
allow industry to develop a shale oil production capacity of 1 million barrels of
shale oil per day by 1980.
A 10-year program has been proposed by the Department to perform both
basic and applied engineering research on : (1) The physical and chemical prop-
erties of oil shale and kerogen (the solid organic material in oil shale from which
shale oil is derived by heat treatment) as related to occurrence in the deposit
and how the properties vary with geologic conditions ; (2) composition of shale
oil, shale-oil components, and shale-oil fractions with particular reference to
heavy hydrocarbon fractions ; (3) application of basic data on the properties of
oil shale to improve processing methods ; (4) fundamentals of catalytic, thermal,
and chemical treatment of shale oil ; (5) effects of retorting temperature varia-
bles ; (6) effect of physical properties of oil shale on efficiency of crushing ; (7)
methods for retorting oil-shale fines ; (8) techniques for utilizing spent (retorted)
shfile ; and (9) spent-shale disposal problems.
MINERALS
HEAVY METALS
E~ituation and ouUook
Gold and certain other heavy metals including silver, platinum metals, mercury,
tin, antimony, bismuth, nickel, and tantalum are being consumed at a rate far
exceeding domestic production. To satisfy our needs we are relying heavily on
imports and, for gold and silver, on sales from Treasury stocks. The situation
for gold is particularly critical because, in addition to the monetary demands
for this metal, consumption by industry and the arts has risen markedly in the
past few years while domestic production has remained relatively constant.
As a result, we now use more than three times the volume of gold we obtain
from domestic mines. Unless the net gold balance is altered favorably, Treasury
stocks are expected to reach a critical point by 1977.
PAGENO="0100"
96 SCIENTIFIC PROGRAMS
Need8
It is neee~sary to (1) effect an increase in domestic production of gold at least
to the level Of industrial consumption, thereby reducing the drain of U. S. gold
stocks, and (2) demonstrate a capability to produce significant additional
amounts of gold from domestic sources in the near future, thereby providing a
psychological advantage to the U. S. in international economic diplomacy. New
deposits of gold that can be developed profitably by industry with current tech-
niques, as well as economically marginal or submarginal deposits, must be iden-
tilled and delineated. New mining and metallurgical techniques must be
developed to make many of the marginal and submarginal deposits profitable
to operate.
Alternatives
The supply of gold could be increased by raisi~ig the price above the $35/ounce
figure set in 1934 or by paying subsidies to gold producers. Both of these alter-
natives are vigorously opposed by the Treasury Department.
Criteria (for Government involvement)
The combination of fixed price and increasing production costs has caused
mining of gold to decline. As a result, little research in support of gold produc-
tion has been done either by Government or by private industry in the United
States. The Heavy Metals program of the Department of the Interior-being
conducted jointly by the Department's Geological Survey and Bureau of Mines-
is designed to rekindle interest in gold.
Preferred course of action
Under the Heavy Metals program, basic geologic, geochemical, geophysical,
and technological information is being gathered and disseminated to stimulate
increased efforts by private industry in searching for new deposits and in devel-
oping new ore bodies. In recent years, for example, most of the effort devoted
to gold has remained in the context of traditional sources (namely gold veins,
conventional placers, and byproduct recovery) and of traditional treatment
methods. But if gold output is to be increased significantly, new sources in new
kinds of geologic environments must be found and new sampling, mining, and
metallurgical techniques must be developed. Primary emphasis at present is
directed toward finding and stimulating the production of gold, but concomitant
discoveries are expected in the other heavy metals.
Technical objectives
In scope, the Heavy Metals program is designed to include any subject that
has a bearing on the occurrence and geological-geochemical behavior of gold and
the other heavy metals, or on improvements in methods of mining and recovery.
The objectives of the program are:
(1) Delineation of exploration targets that private industry can develop.
(2) Identification of large-scale, low-grade resources that might be made
into productive deposits through improvements in technology.
(3) Development of mining systems and processing methods to make low-
grade resources minable at acceptable costs.
(4) Development or improvement of sampling and analytical techniques
and detection devices that will enhance the capability of both Government
and industry to locate and delineate deposits.
(5) Expansion of knowledge of the processes that control the occurrence
and behavior of gold and other heavy metals in nature.
(6) Improvement in the methods to appraise and classify the potential of
new deposits.
Application of science a'ad technology
To attain the objectives of the Heavy Metals program, a wide variety of
scientific and technologie methods are being utilized or are under development.
Some examples are:
(1) Basic geologic mapping.
(3) Improved extremely sensitive and rapid analytical techniques.
(3) Mobile chemical laboratories and spectrographs.
(4) Highly sophisticated analytical instruments based on neutron activa-
tion principles.
(5) New equipment for sampling such as the experimental resonant vibra-
tory drill which will be tested both in the continental shelf waters and on
PAGENO="0101"
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SCIENTIFIC PROGRAMS 97
land. Portable X-ray analyzers are also being developed for use in boreholes
to determine presence of gold and silver.
(6) Statistical methods using computers for analyzing sample data and
preparing mathematical models of ore bodies, which will be essential in
developing optimum mining plans.
(7) Laboratory and in-place testing of properties and character of rock
mass that will govern design of open pits, selection of equipment and dis-
posal measures.
(8) Laboratory leaching tests on actual gold placer (alluvial) samples to
develop in-place mining methods and a new extractant for leaching gold
that was recently discovered through Bureau research.
(9) Economic study of a hypothetical open-pit operation which has been
programed on a computer to examine varying conditions to determine opti-
mum return.
Geologic mapping has been carried on by the Geological Survey for nearly
a century, and this time-tested tool continues to be the backbone of studies
of known deposits and of the search for new ore deposits. To understand fully
the occurrence and origin of ore deposits, it is necessary to determine their
structural and stratigraphic setting, and this can be accomplished only through
careful geologic mapping. Once the setting of a known group of deposits has
been determined, well-prepared geologic maps are invaluable in choosing favor-
able structural and stratigraphic sites in which to concentrate the search for
new deposits.
Even before inception of the Heavy Metals program, basic geologic mapping
paid off handsomely with the discovery of the Carlin gold mine in north-
central Nevada. In 1960, R. J. Roberts of the Geological Survey published a
report entitled "Alinement of mining districts in north-central Nevada" which
was based on several years of geologic mapping in that area. Roberts noted a
relationship between ore deposits and the Roberts Mountain thrust fault and
suggested that carbonate units in "windows" in this thrust fault would be
favorable places to explore for new deposits. Geologists with the Newmont
Mining Company studied Roberts report and decided to explore in the Carlin
window. Newmont began a drilling program there in 1982 and ultimately
discovered an ore body having estimated reserves of 11 million tons averaging
0.32 ounces of gold per ton. Production from this ore body began in 1965.
Analytical methods far more rapid and sensitive than the old slow and costly
fire-assay techniques have been developed and several new methods are under
investigation. These more sensitive methods are essential to the program be-
cause gold is a material of high value and thus low concentrations constitute
ore even by standards of the past. "One-ounce" gold ore, the ambition of many
a prospector and mine operator, is a concentration of only 34 parts per million
and much gold ore containing only one-third this amount is being mined today.
Geochemical anomalies of gold, which are essential clues to new deposits, may
be in the parts-per-billion range, as might also be the gold ore of the future.
In order to study adequately the gold-bearing conglomerates of northwestern
Wyoming, ;r. C. Antweiler of the Geological Survey developed a technique based
on atomic absorption principles that will measure gold in concentrations as
low as 10 parts per billion.
Certain "pathfinder" elements, such as mercury and tellurium often accompany
gold in ore deposits, and since these elements are more mobile than gold, they
often migrate from a deposit into seemingly barren rock and soil above or
adjacent to the ore. Thus, detection of anomalous amounts of these elements
may be used as a guide in the search for concealed deposits of gold. A sensitive,
wet-chemical method for determining tellurium was developed in Geological
Survey Laboratories four years ago and more recently there was developed an
instrument, based on the principle of atomic absorption, that can detect mercury
in concentrations as low as five parts per billion. The intrument can be mounted
in a station wagon and is capable of making 60 to 100 analyses per day.
Mobile chemical labs able to operate in remote and rugged areas have revolu-
tionized the search for new ore deposits. The old-time prospector had to rely
on slow and costly assays. If he couldn't see it, he couldn't find it. Not so with
the modern exploration geologist who can have with him in the field a fully
equipped, self-contained mobile chemical laboratory. These labs, developed by
the Field Services section, Exploration Research Branch of the Geological Sur-
vey, generate their own electricity and contain crushing and grinding ejuip-
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ment as well as sleeping and cooking facilities for the chemist. They can be
stocked with chemical supplies and equipment with which rocks and/or soils
can be analyzed for as many as 41 elements. Instead of shipping his samples
to a central lab and waiting weeks or even months for results, the geologist
can get his samples analyzed in a mobile lab within hours after he has collected
them, thereby enabling him to carry out his work more effectively-abandoning
areas in which the analyses are low and concentrating his efforts in areas of
promise.
Neutron activation methods have been used for several years to analyze rocks
and soils in the laboratory. Recently, F. E. Senftle of the Geological Survey
developed a truck mounted instrument, which makes it possible to use neutron
activation for analyzing rocks and soils in place. Consequently, it is no longer
necessary even to collect a sample,' as long as a truck can be driven over the
spot that one wants analyzed. The rock or soil under the truck is irradiated and
the activities of the induced products are determined. The nature and concen-
tration of the induced radioactivity indicate the amounts of certain elements
present in the area being tested. An instrument for performing in situ analyses
for silver is now operational and one capable of detecting gold is being developed.
New sampling equipment and methods are essential to the success of the Heavy
Metals program since accurate sampling is the vital link between finding targets
and developing an actual resource. In recent years one of the most interesting
and novel developments in drilling has been that of vibratory-resonant drilling.
This concept, which consists of vibrating the drill rod rather than pounding it,
has increased the speed of drilling considerably in soft and unconsolidated mate-
rials. `This type of drilling was developed by a totally owned subsidiary of the
Shell Oil Company and is being used commercially in driving piles. Experimental
units have been developed for drilling smaller diameter holes. The Bureau of
Mines has cooperative agreements to test this concept of drilling and recovering
cores during an Alaskan cruise this `summer by its marine mining research vessel
the R/V VIRGINIA CITY (fig. 33). Another unit has also been purchased to test
in-land deposits.
PAGENO="0103"
FIGui~ 33.-Bureau of Mines marine mining research vessel,
the R/V Virginia~ City
An interesting new sampling device that is being developed by the Bureau
is a portable X-ray probe that can be lowered into small diameter drill holes to
determine the presence of gold or silver. Such a device would be invaluable , as
a means of improving efficiency in sampling techniques.
The Bureau of Mines has pioneered statistical sampling techniques over the
past few decades and is presently further refining these methods for the heavy
metals program. Extensive sampling experiments and subsequent analysis at the
Homestake gold mine, the Nation's leading gold producer, have indicated that
very significant reductions in the amount of exploration drilling may be achieved
using these techniques. The Bureau will be applying these methods in its sampling
at the Cripple Creek area of Colorado and northwestern Wyoming where the
Geological Survey has identified potential resources and requested sampling
programs.
F
SCIENTIFIC PROGRAMS
99
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One of the major premises on which the Heavy Metals program is based is that
large, low-grade deposits will be identified which may be mined using surface
methods. This will require high-tonnage (ranging from 25,000-100,000 tons per
day) production systems not presently in use for heavy metals output. ( The
largest open-pit gold mine at Carlin, Nevada, has a daily production of 2,500
tons. ) The Bureau's mining research centers are all doing research that will
provide the best methods of fragmentation, ground control, materials handling
and waste disposal These will be integrated through a systems engineering ap
proach to provide the optimum mining method for any given set of conditions.
This will be particularly essential when you are mining large, low-grade ores
where minimal unit costs are required.
The Bureau of Mines is also devoting a significant effort to developing new
techniques of recovering heavy metals. One interesting aspect of this work by
the metallurgical research groups is that of in situ leaching, or solution mining,
as it is sometimes called. This technique consists of passing a leaching agent
through an alluvial deposit which will bring the heavy metal into solution. This
metal-bearing solution must then be collected and treated to recover the gold
or other heavy metals. The obvious advantage of such a system is that it could
totally eliminate the mining costs (including disposal) There are potential dis
advantages, principally that of water pollution if toxic leaching agents such as
cyanide are used. The Bureau's metallurgy research center at Reno has de-
veloped a new leaching agent of minimal toxicity which is presently undergoing
comprehensive testing.
The Bureau of Mines also is presently involved in a two-pronged economic
analysis of the possibilities of increasing gold production at a price of $35 an
ounce from known mining properties through research resulting in mining cost
reductions One part of the study is concerned with developing an economic
model of the gold industry which will make it possible to simulate the effect
on total U S gold production and reserves of a given percentage reduction in
a certain general category of mining cost. This national model will point to the
general type of cost category for either lode or placer mines which will give
the greatest increase in U S gold production from a given percentage cost reduc
tion as well as point to the geographic area of the country that can provide
such production increases The second part of the study is concerned with
developing detailed engineering and economic models for each type of mining
system (i e open pit placer dredging underground methods etc ) These models
are designed to simulate in detail the effect of a reduction in specific types of
costs upon the rate of return of a mining property Depending upon the specific
type of mining system applicable to the particular properties in the geographic
areas pointed out by the national model the detailed information concerning
these properties can be derived and used in the relevant micro economic and
engineering model This model will then point to the specific mining costs
which if they are reduced by a certain percentage will increase the rate of return
of the properties enough to make them profitable at a $35 an ounce price for
gold The cost data indicated in the model will serve as a guide to the areas in
which research efforts should be concentrated
Eo,peeted benefits
The Heavy Metals program is relatively new and its ultimate benefits cannot
yet be predicted with any certainty. To date, however, work under the program
has led to the discovery of an ore deposit at Cortez Nev which contains at
least 660 000 ounces of gold to identification of substantial marginal resources
in the Cripple Creek district of Colorado and to recognition of large sub
marginal resources in conglomerates of northwestern Wyoming
USE OF NUCLEAR EXPLOSIVES IN MINE1iAL EXTIiACPION
Situation and outlook and technical ob)ectvve9
The depletion of high grade mineral reserves and the growth of our popula
tion have made necessary the utilization of increasingly lower grade mineral
deposits to sustain an expanding economy So far improvements in technology
have met these demands admirably. However, the economic limits of existing
technology are rapidly being reached in many areas of mineral extraction and
processing and further marked advances are necessary if we are to continue
to have available the variety and quantities of mineral products that we require
Utilization of nuclear explosives offers a key to an assured future supply
Moi~eover, while such utilization may make possible economic extraction of
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mineral resources not now available by any known production techniques,
obviously, there is a strong possibility that the development of a successful
nuclear explosive technology will also permit lower cost production of mineral
resources already being utilized.
National significance
The gradual development of explosives over the years has made possible
new and more efficient blasting applications in the modern minerals industry.
Since the discovery of black powder, the entire field of explosives technology
has steadily improved. Each significant advance has made possible cost reduc-
tions that have permitted the economic mining of increasingly lower-grade
mineral deposits. The atomic age, now more than two decades old, offers the
promise of using the world's most powerful explosive to achieve further sub-
stantial economies in producing the mineral raw materials needed by man.
The Interior Department's Bureau of Mines, in cooperation with the U. S.
Atomic Energy Commission and private industry, is now engaged in a program of
research aimed at utilizing the energy of nuclear explosives to expand our domes~
tic mineral resources base. The success of these cooperative efforts in one or more
of the fields of mineral development could add significantly to the reserves of
metals, nonmetals, and fuels that can be made available at reasonable real costs.
Criteria for government involvement
Government participation is essential in developing the technology that will
permit use of nuclear explosives in the mineral industries primarily because at
present, and for many years in the future, the control of nuclear explosives can
be expected to remain a government responsibility. Moreover all existing tech-
nology, whether for military or peaceful uses of nuclear explosives, has been de-
veloped by the government or under close government supervision. Therefore,
only the government can furnish the explosive and the technical knowledge for
its safe industrial application. Until the government, with the cooperation of in-
dustry, has demonstrated that nuclear explosives can be used safely in the miner-
als industry, the industry will be reluctant to assume the major costs and the
responsibility for public safety that are inherent in the use of nuclear explosives.
Nevertheless, it is also clear that any demonstration of the effectiveness of nu-
clear explosives in industrial application should be jointly undertaken by govern-
inent and industry, and that each should share a proportional part of the neces-
sary costs of the projects authorized. The government must determine the over-
all safety aspects of any proposed experiment, and must provide the nuclear ex-
plosive and supervise all safety. The technology available should be provided by
the government. Once a particular minerals application has been demonstrated
to be feasible and safe, the government should withdraw to the extent possible
and all similar applications in the future should become the responsibility of the
using industry, with the government acting only to insure security and safety.
Preferred conrse of action
The efficient use of nuclear explosives in the mineral industries depends on:
(1) continued research and development in the production and design of nuclear
explosives, (2) continued cooperation between government and industry in solv-
ing the many problems of industrial application, (3) availability of nuclear ex-
plosives for industrial use at reasonable costs, and (4) international acceptance
of the Plowshare concept for peaceful use of nuclear explosives ; that is, the
nations of the world must reach agreement not to prohibit by test-ban treaty, the
beneficial use of nuclear devices.
Ewpected benefits
A brief description of possibilities for nuclear explosives in the mineral indus-
tries will point out some of the potentials for this energy source.
Deep underground nuclear explosions usually create large "chimneys" of bro-
ken rock, and several potentially valuable industrial applications for this effect
can be identified. For example, a nuclear chimney and related fracture zone in
undergrot~nd natural gas bearing rock formations of low permeability could act
as a highly effective well bore, which may make it possible to recover natural
gas from such formations with far greater efficiency and economy than is now
possible. In an oil-shale deposit or a low-grade copier orebody, a nuclear chim-
iiey might make possible in-place retorting or leaching operations through which
the fuel or metal values could be recovered without incurring the costs inherent
in mining and disposal of waste rock. Created in an area regionally near, but
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locally remote from, major population centers, such a chimney could be used to
store natural gas near the consumer end of gas transmission lines In this way
it could help gas companies provide better sei vice to consumers dui in~, periods
of peak demand
It has been estimated that if nuclear stimulation of natural gas reservoirs is
successful the economically recoverable gas reserves of the United States could
be more than doubled from less than 300 trillion cubic feet to about 600 trillion
tubic feet If in place retorting of domestic oil shale in nuclear chimneys proves
feasible as much as 160 million barrels of oil might be recovered Similarly flu
clear chimneys might lead to the recovery of millions of tons of copper that are
not economically within reach at present and such chimneys also could provide
space needed for storing billions of cubic feet of natural gas.
The costs of determining the feasibility of these, and perhaps other, applica-
tions for nuclear explosives can, of course, only be estimated, but it is believed
that the government's share could range from $10 million to $20 million a year
for several years.
BRIEF DEsoRIrrIoNs OF ADDITIONAL PR0oRAM5 IN MINERALS
TECHNOLOCrICAL AND RESEARCH CORE
For fulfilling its obligations as the focal point of the United States Govern
ment effort to assure an adequate ~ supply and dependable flow of minerals, the.
Department of the Interior deems it essential to maintain a technical and scien-
tific competency in all major phases of mineral supply, resource base appraisal,
extraction, processing, and utilization. Such competency allows the Department
to ~ furnish accurate and timely advice as the basis for policy decisions and to
discharge its advisory function . for management of the mineral resources on
public lands. In addition, the core activities, involving basic and exploratory
research, provide the capability to identify and meet needs and opportunities
in the minerals field. A cadre of competent and knowledgeable earth scientists
and minerals technologists identifies emerging needs and problems and formu-
lates effectiVe measures to meet them.
These responsibilities necessitate intimate knowledge of diverse sciences and
complex technologies. Intercliscriplinary staffing is essential. As an example, the
core research personnel of the Department represent about 50 different dis-
ciplmes and possess an intimate working knowledge of the practices employed
for the discovery production preparation and use of at least 60 different mineral
commodities
The foundations of the core programs are (1 ) basic studies of scientific con
cepts and principles and (2) fundamenta' measurements and phenomena to
produce accurate data of a lasting nature upon which applied research and
technology can build
Special development programs directed towaid specific measurable goals and
exploratory research aimed at adaptation and application of scientific knowl
edge require the stimulation and support of a concurrent program of imaginative
basic research in promising scientific areas Continuous aggressive pursuit of
knowledge in the physical sciences and allied disciplines is mandatory for
advances in technology for recovery reclamation and effective use of mineral
materials Equally important basic scientific investigation is necessary to assure
that Department personnel maintain broad technical competency in their corn
ponent disciplines such competency will provide a monitoring window to the
rapid advances taking place in basic science throughout the world.
MINERALS EXTRACTION RESEARCH
Projections show that unless we find more domestic deposits that can be
worked economically with present technology or develop the technology that
will enable us to process new marginal or deeper lying deposits our dependence
on imports will increase or the price of mineral products will rise substantially
The most acceptable solution to our mineral resources problems is continuous
and accelerated technological advance This requires a better understanding of
the mechanics involved in each of the elements of mining ( ground control ro I
breaking materials handling and environmental control and management)
Such an understanding of fundamentals is essential to the development engi
neering and design of improved mining systems
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The intimate knowledge of diverse sciences and complex technologies that
must be acquired will involve interdisciplinary efforts directed to basic and
applied studies of scientific concepts and principles. These studies can produce
the accurate data which can be applied immediately to the advancement of
mining technologies and ultimately to the development of whole new mining
systems. New systems are, inescapably, a "must" if we are to produce a continu-
ing adequate supply of minerals from lower grade and less accessible deposits
and, at the same time, minimize mining-related damage to the environment.
The value of the research and development effort can be measured largely
in the public benefits it can be expected to yield. These include the assurance of
a continuing supply of minerals (on which 80-85% of our industrial economy
depends), improved conservation and expansion of domestic minerals resources,
and preservation of environmental quality.
MARINE MINERAL MINING
The need to develop the technology of marine mining is born of the accelerating
demand for minerals, the projected potential of the marine environment as a
supplier of minerals, and the embryonic level of present marine mining tech-
nology. A primary purpose of the Department program is to accurately define
the resource potential of the marine environment. Initial attention is directed
to the continental shelf because of ready accessibility to land-based processing
facilities and because of the probability for discovery of heavy, high-unit-value
materials, such as gold and platinum.
A major element of the program deals with development of sampling and de-
posit delineation equipment and of techniques for the characterization of marine
mineral deposits. An integral part of this effort is definition of deposit character-
istics and of the environmental conditions essential to quantifying the mining
problem and establishing mining system requirements.
A second element of the program encompasses the design, development, and
testing of equipment and systems that will enable economic recovery of minerals
from the ocean environment. Initially, emphasis is being placed on engineering
research studies to determine the adaptability of existing dredging systems for
marine mining.
MARINE MINING EQUIPMENT
The technology of marine mining is still in a primitive stage, struggling to de-
velop adequate equipment and techniques for exploration. Only now are we be-
ginning to recognize and define the problems to be overcome in developing a
domestic marine mining industry. Nevertheless, with Federal encouragement in
the form of an adequate research effort, a domestic industry probably can be
established within five years.
U.S. population is increasing and so is per capita consumption of minerals.
Depletion of known mineral reserves will be accelerated as other nations step up
their industrial expansion. The ability of our last frontier, the sea, to help
satisfy future mineral needs must be determined now, and such an assessment
requires a whole new technology.
Instruments and techniques must be developed to permit accurate identifica-
tion of all distinguishing features of marine mineral deposits. Once this can be
done, production methods can be developed on a systems basis. Only then can the
significance of marine minerals be determined.
To augment USGS exploration techniques, the Bureau of Mines is developing
both geophysical and direct methods for delineation studies. Development of
production-systems technology will Involve research and engineering studies in
materials handling, in situs fragmentation and beneficiation, mining platform de-
sign, mineral processing, waste disposal, and problems of environmental dis-
turbance.
Quantitative data on marine mineral resources are nearly non-existent. None-
theless, production of metal and non-metal minerals in the U.S. totaled $7.4 bil-
lion in 1905, about $2,049 per square mile of land area. If this ratio ~s projected
to the continental borderlands within 125 miles of the coast, an eventual level
of mineral production of $3.2 billion can be projected. Such extrapolation is the
best guess that can be made until more reliable data becomes available.
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METhANE CONTROL
Rapid depletion of shallow coal deposits that are relatively free of explosive
methane gas is forcing us to extract an ~ver-increa5iflg quantity of coal from
deeper, generally much gassier, deppsits. Hazardous conctitions created by meth-
ane in these deeper mines have increasingly hampered proctuctivity and coal
recovery and adversely affected production costs.
To combat this undesirable trend, we must acquire a better understanding of
(1) the conditions controlling methane's occurrence and volume, and the rate
at which it moves through coal bects, (2) the manner in which beds may be
degasified before and during mining operations, and (3) ways in which the gas
might be collected and used instead of being wasted to the atmosphere. To gain
the requisite knowledge, expansion of current studies in methane drainage is
planned.
Techniques that show promise are : the interpretation of geologic structures as
a basis for predicting occurrence of excessive amounts of methane, injection of
water into coal beds to help force methane out of them, and drainage of methane
through holes drilled into the coal seam. These and other, as yet unexplored,
methane-control tecluliques are to be further developed and their economic prac-
ticality demonstrated.
Through such research and development efforts, effective methods can be
devised to reduce hazards to those working in deep coal mines. In addition, it
should be possible to reduce methane-caused work stoppages by 50 percent, and
to permit a good part of the methane now wasted to the atmosphere to be col-
lected and used either as a fuel or for producing a high-quality lamp black.
Aside from reducing workman hazards, dollar benefits realized through applica-
tion of the knowledge in research could be expected to start accruing signifi-
cantly in 1972. By 1982 these benefits could reach an estimated $220 million per
year.
ALUMINUM
The versatility of aluminum and its alloys has led to extremely rapid growth
in production and consumption of aluminum in recent years. Growth is projected
to continue, at least through 1980, at a rate of 6 to 8 percent per year.
Nearly 90 percent of the aluminum produced in the United States is made from
imported bauxite. Avoidance of constraints that may be imposed on the produc-
tion and use of aluminum, due to expected increased cost of bauxite or possible
periods of national emergency, requires development of methods for recovery
of aluminum from alternate source materials.
The producing industry has examined the question of alternate source mate-
rials to the limit allowed by corporate decisions based on immediacy of return
on research dollars invested. The long-range value of an aluminum industry
based on domestic feed, however, is of such wide national importance that a
supplemental Government research effort is clearly justified.
The Department of the Interior's Bureau of Mines is continuing a program to
develop economic processes for recovery of alumina (the intermediate, oxide,
material used for producing aluminum by standard technology) from either clay
or anorthosite. Both of these materials are in ample domestic supply. Concur-
rently, new and scientific approaches are being investigated to determine the
feasibility of producing aluminum either directly from ore or from intermediate
materials other than the oxide.
COPPER
An adequate domestic copper supply is essential in the national interest to
offset drains from a growing economy and from interruption of foreign supply,
as typified by reduction of imports from the Congo during the recent political
strife there.
The effects of wild fluctuations in world copper price, between 31 and 90 cents
during the last 3 years, was minimized by the stability of domestically produced
copper, which held a relatively uniform price between 32 and 36 cents. To serve
as a basis for continued stability, the domestic copper producing industry will
require advances in technology to enable economic mining and extraction from
ever-decreasing grades of ore. Needed are improvements in mass-mining and ma-
terials-handling techniques and in traditional concentration and reduction
methods, or the evolvement of entirely new proceasing systems.
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Department of the Interior research which is designed to complement indus
trial efforts is aimed at devising efficient concentration methods to significantly
reduce the 114 000 tons of copper annually discarded as mill tailings at develop
ing thermodynamic and reaction kinetics data on which to base new reduction
`md smelting processes at gaining the technology for improving leaching and
recovery practices and at developing new mining systems that will enable faster
safer and less expensive extraction of ore
FERTILIZER MINERAL5
An urgent demand for food and fertilizer is being felt around the world Rapid
population growth and rising standards of living in emerging nations is expected
to compound the demand.
The ljnited States now exports $325 million worth of fertilizer annually, and
it probably will raise this figure to $1 billion by 1970. Fertilizer exports have
considerably more leverage than food exports in averting mass famine. Food
worth $1 million will feed only 70,000 people while fertilizer worth $1 million
will help provide food for 200,000 people. It is evident that expansion of the
fertilizer industries can be expected at an accelerated rate and that problems
associated with the efficient development and exploitation of phosphate and
potash should be given high priority.
With current practice more than one third of the phosphate rock mineral is
lost before conversion to fertilizer Department of the Interior research is di
rected toward development of beneficiation methods to avoid processing losses
and to allow economic mining of lower grade deposits
Potash presents Interior research scientists with a different type of problem.
The domestic potash industry faces a competitive disadvantage in relation to the
rapidly growing Canadian industry. Canadian reserves, second largest in the
world, are exploited at lower costs than are U.S. deposits. Only the development
of more efficient techniques to recover potash from low-grade ores and brines will
prolong the existence of the domestic potash industry.
IRON
Domestic and international developments in iron ore production during the
last 15 years have been characterized by rising demand, by a shift of produc-
tion from the United States to foreign suppliers and by an increase in bene
ficiated iron ore in proportion to total output
U S consumption of iron ore is expected to increase by 34 percent between
1965 and 1980 Iron and steel manufacturers need the assurance of a high
quality minimum cost feed material The ore producers need an advanced tech
nology which will permit them to exploit domestic iron ore resources at a cost
competitive with foreign ores. For meeting these needs, the Department of the
Interior is conducting research to devise a technology capable ( 1) of recover-
ing iron efficiently from the vast resources of domestic iron ores and (2) of
making higher quality concentrates and stronger agglomerates than are cur
rently obtained The improved beneficiation procedures should make the do
mestic ores competitive with foreign imports this would tend to stabilize the
price and supply situation for American industry The higher grade stronger
agglomerates will further improve the efficiency of iron making because they
will increase blast furnaec throughput and reduce coke and flux requirements
SULFUR
Sulfur consumption rose 44 percent in 5 years to 8 million long tons in 1965
primarily due to increased production of phosphatic fertilizers. Since 1963, de-
mand has exceeded production ; withdrawals from producer stocks have met the
deficit The drop in stocks has resulted in recent price increases Sulfur is now
at its highest price since 1919
Nearly 65 percent of the sulfur produced in the United States is obtained by
Frasch mining of domes in the Gulf Coast area While apparently sufficient to
support the present level of production this source will not be adequate to
satisfy the expected growth in sulfur demand About one quarter of U S sulfur
is recovered from sour natural gas and sulfur containing refinery gases how
ever a major future increase in sulēur from this source cannot be expected
To meet projected demands for shlfur Department of the Interior research
centers on recovery from alternate sources An economic treatment for flue gases
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could provide sulfur while reducing air pollution. Bureau of Mines scientists
have recently applied hydrome~allurgy and ion-exchange technology to devise
a new method of recovering sulfur from almost unlimited supplies of gypsum
and anhydrite. This process promises to be economically competitive over a
broad range of conditions.
IMPROVED MINERAL MATERIALS
Many industrial-type processes have been shown to be more efficient than
those now operating but they cannot presently be utilized because the required
materials of construction have yet to be developed. This is true in such common
categories as steam power generation, metallurgical and chemical proces:~es, and
in engines for high-speed transport where higher temperature operation would
result in higher output per unit of fuel.
To meet such requirements, the Department of the Interor is engaged in
development of new and improved metals, alloys, ceramics, and composites which
have the ability to resist highly unfavorable operating environments and also.
whenever possible, combine great strength and light weight. Often, the attain-
ment of these goals contributes to the specialized needs of the Department of
Defense, the National Aeronautics and Space Administration, and the Atomic
Energy Commission, but the principal activities of the Department of the Inte-
nor are directed toward materials for use in the industrial economy and toward
provision for an expanded mineral resources base. Additional objectives include
improvements in methods of fabricating materials and extending their service
life, and the synthesis of minerals to replace natural substances which are in
short supply and high in cost.
INDUSTRIAL MINERALS
Nonmetal, nonfuel minerals are essential components of the Nation's con-
struction, chemical, and transportation industries. The annual mine output
value of the raw materials ( sand, gravel, crushed stone, clay, lime, crushed mica,
salt, gypsum, fluorspar, spodumene, etc. ) approaches $5 billion.
Industrial minerals, in general, command low prices and, therefore, `are sub-
ject to limited shipping distances. Many of them must be concentrated to meet
stringent grade and impurity limitations. High-grade deposits of some of these
minerals are being depleted, and economic exploitation of lower grade ores neces-
sitates develOpment and improvement cf methods for beneficiation.
The Department's research is aimed at improving industrial recovery of those
nonmetallic minerals (excluding phosphate, potash, and sulfur) that fill needs
essential to the national economy, but it is restricted to areas where identified
need is greatest and chances for improvement are highest. Such research is
diversified and demands specific talents. Current projects include : devising ineth-
ods for improving grade and recovery of kyanite, sillimanite, and feldspar from
disseminated ores ; development of design parameters for attrition-grinding
equipment ; conversion of heavy-liquid separation from batch to continuous op-
eration ; development of a new process to prepare zirconia from zircon.
HELIUM
In its helium program, the Bureau of Mines produces and sells helium for
current beneficial use, acquires and stores helium for beneficial use in the future,
and does research to provide new knowledge of the properties of helium as a
means of extending its usefulness.
Most of the current uses for helium are in our Nation's space and missile pro-
grams, atomic energy program, undersea activities, and research. Possible future
uses for helium include underground power transmission and more efficient gen-
eration of electrical power through the use of materials which are supercon-
ductors at the temperature of liquid helium.
The Bureau's helium research is for the purpose of improving processes for
the extraction, purification, liquefaction, transportation, storage, and use of
helium by developing more accurate thermodynamic and phase-equilibrium data
for helium, and by obtaining information on various properties of helium, such
as absolute viscosity, dielectric constant, solubility, and diffusion. The work is
done by reviewing previous research from all known sources, evaluating and
identifying errors and omissions in previous work, and by performing experi-
ments and making measurements to fill gaps where there are no data. In addi-
PAGENO="0111"
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tion, the helium research effort provides technical support to the production and
sales and the acquisition and storage functions by solving non-routine problems
in physical analysis and measurement of helium-gas mixtures.
FISH AND FISHERY PRODUCTS
AQUICULTURE
Aquatic farming or aquiculture is not a new idea. Roman oyster farms in the
first century B.C. used methods similar to those used today. It is strange that
private interest in commercial aquiculture has developed only recently on a large
scale. Our fisheries bureaus receive inquiries for information and advice almost
daily. The requests are from large companies with abundant capital and from
individuals seeking ways to increase their income, and a few are from persons
hunting methods of supplementing retirement income. About 20 companies are
engaged in marine aquiculture.
Less than 10 years ago, farming of freshwater food and game fish was a burst
bubble. Rice and soybean farmers of the Mississippi delta states, encouraged
by a few scattered successes, had converted surplus acres to great pond and
reservoir complexes. They built a processing plant, planted some young catfish,
buffalo fish, black bass and other sunfish, and usually awaited a harvest in vain.
Rearing trout and salmon in Government-owned hatcheries for replenishing
public fishing waters has a hundred years of history in this country. But large-
scale privately owned fish farming (except for a few trout farmers) began when
an Arkansas rice grower found that his rice-watering reservoir contained wild
sunfish, buffalo fish, and catfish that were marketable for food or sport. The
idea caught on quickly as a means of supplementing farm income and using
surplus lands. Fish farmers' associations were organized, Arkansas law was
changed to allow sale of farm-reared fish of any species, but the husbandry aspect
of fish rearing was largely unrecognized.
Now in 1967, all the evidence points to fish as a profitable crop (catfish is the
best) to diversify the farming practices of Arkansas, Alabama, Kansas, Loul-
siana, Mississippi, and Texas. A science of large-scale fish husbandry is develop-
ing and in 5 years has turned freshwater fish farming from a long-shot gamble
to an eiterpri e with as much opportunity for success as other crop raising.
The Nation's coastal areas also have potential in aquiculture-the magnitude
~ of which is yet to be fully realized. At about the same time the Arkansas rice
grower was discovering his new cash crop, the Bureau of Commercial Fisheries
was getting its aquicultural research started, emphasizing artificial spawning,
fee~ii~g, and culture of oysters and clams. Results are already in use by oyster
companies in operating hatcheries to produce seed oysters. In 1965 and 1966,
three of these commercial hatcheries produced 40,000 bushels of seed oysters.
In 3 years this seed could produce 120,000 bushels of market oysters valued at
$1,900,000-a value approximately equal to all Bureau funds spent on oyster
aquiculture research in the past 9 years.
The Bureau of Commercial Fisheries conducts research on oyster, clam, porn-
pano, and shrimp aquiculture at laboratories at Milford, Connecticut ; Oxford,
Maryland ; St. Petersburg Beach, Florida ; and Galveston, Texas. Life history,
physiological, and behavior * studies at other Bureau laboratories contribute to
the development of aquiculture of lobsters, crabs, and other fish. The Bureau
of Commercial Fisheries projected 5-year plan increases emphasis on aquicul-
tural studies, particularly of genetics and selective breeding, foods, diseases, and
development of cu. ture methods from larvae to adults.
After enactment of the Fish Farming Act, P.L. 85-342, the Bureau of Sport
Fisheries and Wildlife in 1961 established a Fish Farming Experimental Sta-
tion at Stuttgart, Arkansas, and a demonstration area at Kelso, Arkansas ; the
latter awaits full development. The Bureau of Commercial Fisheries participates
in the fish farming development program with gear development, technology of
processing, and marketing promotional activities. Fish farming research is solidly
based on the older warr~iwater fish-cultural research for the hatchery prograni
of the Bureau of Sport Fisheries and Wildlife.
In the lower Mississippi River valley freshwater fish farming is now well
enough established that it must be regarded as a basic part of its agriculture.
Fish is the only crop developed in the past generation that offers an opportunity
to diversify the agriculture of the area. While embodying principles of water
and soil conservation as basic parts of the practice, fish farming prodttces a crop
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for which there is no surplus and no acreage restriction, and which actually
improves the land for arable crops. Even in its present state of development, fish
farming can be profitable, yielding in some instances gross income and net profits
exceeding that of rice. In addition, it is a natural addition to the cultural prac-
tices used in rice-soybean farming, introducing a rice-fish-soybean rotation
program.
Interesting and possibly far-reaching tests are in progress at the Bureau of
Sport Fisheries and Wildlife station in Arkansas, in cooperation with the agricul-
tural experiment stations of the Unr~ersity of Arkansas-Department of Agri
culture The tests which already look promising involve fish rice rotations
When rice is planted follow ing a fish har~ est the ground already is leveled is
weedless without application of herbicides and has been nitrogen enriched by
the fish iNew varieties of short strong stemmed rice should give considerably
larger yiekls per acre perhaps as much as 120 bushels compared with a usual
80 or 90
A conservative estimate of production of channel catfish is 15 million pounds,
worth more than $6 million plus an additional $1 million worth of fingerling cat
fish. Gross income from bait minnow production in Arkansas has not been studied
in detail, but we know it exceeds returns from catfish several fold. In Lonoke
County Arkansas the income from 10 000 acres of fish in 1965 was estimated
at $4 million while the income from 110 000 acres of soybeans grossed only $6
million In Arkansas alone there are 3 5 million acres of land that could be used
for fish farming If about 10 000 acres of catfish brought a return of $6 million
last year the poential income from 3 5 million acres is staggering Production
of channel catfish in 1965 was reported to average 1 600 pounds per acre and to
gross between 35 and 50 cents per pound Production costs were 25 to 30 cents
per pound
Although present production is only a fraction of potential pond fish acreage it
is increasing at a rate of only 10% annually Producers and new investors
add catfish acreage because of relatively high prices obtained for this species
from live ft'th~ fliU~kCt8 Most future production increases however must be sold
as conventional food fishery products at far less than live fish prices To assure
adequate profits under these conditions close attention must be paid to quality
and efficiency through all phases of production culture harvesting handling
processing storage transportation and marketing
The natural habitat and man made impoundments over 1 000 acres in size
which produce commercial species of fish in the Missouri River basin total only
2 267 000 acres and yield less than 3 million pounds of fish (that is 1 pound
per acre) with a value well under $1 million The possibility of increasing the
natural fishery is limited owing in part to pollution siltation and destruction
of habitat The prospect for farm ponds in the south central states is limited only
by technological development and the enterprise of the farmer
Knowledge in the field of fish husbandry has progressed to a point where
desirable fishes can be produced at a favorable profit margin Research at the
Stuttgart and Marion stations has successfully surmounted many of the prob
lems that faced the pioneer fish farmer Research on spawning care and rearing
of fry and fingerlings disease control supplemental feeds feeding methods
stocking rates ~ ater management and general fish cultural procedures is suffi
ciently advanced that a beginning fish farmer can enter the field and find a
ready source of information to help him learn the techniques that are needed
in fish farming This is not to say that know ledge needed i~ complete rather
it is intended to show that research has paid off handsomely in the 5 years that
directed studies have been underway on the problems of fish farming
In one county in Arkansas the farmer owned Production Credit Association
made $2 million in loans for fish farming in 1967 This is 25% of the amount
loaned for rice farming and 10% of the Association s total business The fish
farming loans are made without security because in that county the average fish
farmer is realizing a net return of $300 per acre
Needs (and problem areas)
Catfish farming is growing. In areas needing new industry and employment,
expansion of fish farming will create job opportunities. While Mississippi and
Arkansas are the present center of production, other states are expected to
benefit from the introduction of fish farming The unskilled the semiskilled
and those dependent on seasonal agricultural employment-a high percentage
of which are minority group members-will be particularly assisted by the
I
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109
I
Ii
opportunities offered in expansion of this new industry. In areas where con-
ventional farming is an important source of income, fish farming can be in-
corporated into the agricultural structure and in many axeas can be intro
duced into the crop rotation patterns
Fai m and pond fish operators are mostly uninformed and inexperienced
about fisheries commerce Unless technical asistance Is available large invest
ments could be wasted and the resulting confusion could set the industry back
many years
One of the biggest obstacles in pond fishing management is the lack of efil-
dent practical harvesting and handling systems. Most farms do not yield enough
fish to warrant individual investment of the $7,000 to $10,000 for required equip-
ment. Without equipment, farmers resort to the most primitive methocts of
netting and removing fish from ponds. With poor methods, labor costs are higher,
the time needed creates difficulties in taking advantage of market opportunities
and shipping schedules, and the fish are subjected to undesirable conditions in
shallow muddy waters. Manual harvesting methods often increase costs and
reduce profits of otherwise sound business enterprises.
Many farm-raised catfish in the project area are sold alive, either as fingerling
stock or as adult fish for fee-fishing recreational ponds. By contrast, catfish from
river fisheries enter human food markets as processed products-primarily
eviscerated fish on ice. This results from the widely scattered nature of the river
fishery, serving only local markets. Because of the lack of centralized production
and marketing, a sophisticated handling system did not develop. If farm-raised
fish production continues to increase as projected, however, vast quantities of
catfish have to move directly into human food markets. More modern products,
such as frozen, convenience-type items, will have to be developed to attract
new markets and meet existing competition.
Under current production methods, the industry is likely to suffer gluts
during fall and winter. New concepts for the handling of fish during hot weather,
and better processing techniques, should be considered. Promotional needs for
the future should not be overlooked. Here, the Bureau of Commercial Fisheries,
with its specialists in gear technology and market development, can * complement
and supplement the fish husbandry research of the Bureau of Sport Fisheries
and Wildlife. Provisions for this kind of teamwork are included in development
plans.
The immediate need for development is at the Kelso Arkansas demonstra
tion area Here is a unique opportunity for a joint effort by the Bureau of Sport
Fisheries and Wildlife and the Bureau of Commercial Fisheries Large ponds
of about 40 acres, when constructed, could be used to demonstrate production
methods and to test new findings from the Stuttgart and Marion laboratories;
at the same time the ponds can be used for gear research fish handling research
and fish behavior studies
A number of smaller reservoirs of varying sizes are also needed These ponds
should have uniform bottoms with only enough fall to assure drainage and should
be free of borrow ditches on the inside Construction of this nature has several
advantages
1 Shallow areas which encourage the growth of noxious plants are eliminated
2 Usefulness for gear research is greatly enhanced
3 Such ponds serve equally well for the purposes of both the Bureau of Sport
Fisheries and Wildlife and the Bureau of Commercial Fisheries
4. The ponds can be farmed for rice or soybeans ; this will allow research on
crop rotation and its economics, soil improvement and enrichment, and water
conservation methods.
5. Ponds of uniform-depth sire moat suitable for the chemical and temperature
stahihty needed in intensive production
Research is also underway to aciuire data neces~arv to hcen'e for sc~iiatic use
certain drui~s and chemicals needed in fish farming These include antibiotics and
sulfas for disease control herbicides for weed removal chemicals for external
p~ra~ite treatment anesthetics to facilitate handling spawnin~ snd tr~p~n~rt
of large live fish and hormones to stimulate spawning None of the most effective
and desirable chemicals is licensed for use on food fish The ponds at Stuttgart
are insufficient for this needed resenrch.
Until more ponds are available, it is not possible to pursue rese~,rch on cstflsh
hybrids with any degree of success So far 18 different catfish hybrids have heon
produced and some of these promise to be valuable in fish farming and fish
82-221 O-67----8
I
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PAGENO="0114"
110 SCIENTIFIC PROGRAMS
management. It has already been demonstrated that one hybrid will grow 30%
faster than either parent species. Such growth is of immediate concern to the fish
farmer since this could possibly mean a 30% greater dollar yield. The potential
of the hybrids cannot be fully realized without actequate research, and this will
require numerous small ponds so that each group of hybrids under test can be
kept separate for extensive periods of time.
By 1973, nearly 100 companies are expected to be engaged in marine agricul-
ture. Some oysters or clams probably will be raised for market on well-regulated
farms. Basic research programs for effective industry development of agriculture
must be begun now.
FI5H PROTEIN CONCENTRATE
situation and outlook
The human body can function properly only within a narrow range of physio-
logical limitations, reflecting what it needs in terms of nutrients it can derive or
synthesize from the food it consumes. Nutritionists recognize that sufficient food
is neither an adequate remedy for hunger nor a guarantee of adequate nutrition.
An overabundance of any single food ingredient in the diet of peoples suffering
from malnutrition may even aggravate the conditions and speed the onset of sick-
ness or death. In short, a satisfactory diet must contain-in addition to carbo-
hydrates, vitamins, minerals, and water-not only an adequate supply of proteins
which the body can synthesize for repair or replacement of body tissues, but also
an adequate supply of those other highly specific protein elements which the body
needs but cannot synthesize.
Proteins are composed of chains of amino acids, some of which-the so-called
"nonessential" amino acids-the human body can synthesize from other forms of
ingested food materials. Other amino acids, however, are called "essential" inas-
much as the body unconditionally requii~es them to insure its normal health and
growth but cannot synthesize them itself. These essential amino acids must,
therefore, be contained in the food eaten. The absence of essential amino acids
from many diets is responsible for certain widespread, malignant deficiency dis-
eases, and for the most general type of malnutrition. Facing this problem, the
newly formed National Council on Marine Resources and Engineering Develop-
ment proposed that the United ~t~tes eml)ark on a major long-range program
to exploit the oceans as a source of animal protein to help feed the undernour-
ished people of the world. Convinced that the manufacture of fish protein concen-
trate ( FPC ) provides an expedient method of acquiring an unused source of
animal protein from the sea, the Council has placed the FPC program among the
top eight programs that should receive priority attention.
Fish protein concentrate, produced by the Bureau of Commercial Fisheries
solvent extraction method using isopropanol, is a dry, almost odorless, tasteless
powder. It is bacteriologically and biochemically safe. It is stable without refrig-
eration or other special preservation techniques, making it particularly useful
because much of the need is in areas where preservation methods are unavail-
able or not well developed.
The total protein content of the finished product is about 80%, much higher
than most protein sources now available for human consumption. FPC also con-
tains a high level of valuable minerals and vitamins. It is a valuable dietary
supplement when used in such food products as noodles, prepared cereals, milk
shakes, gravies, soups, etc.
Wational sign4flcance
Realizing the need to develop a highly nutritious protein concentrate, the
Bureau of Commercial Fisheries embarked on a comprehensive research pro-
gram for the manufacture of FPC. Its purpo~es were twofold : ( 1 ) to provide
new market outlets for underutilized species of fish off our coasts and thus assist
the depressed segments of the commercial fishing industry, and (2) to develop
an inexpensive, high-quality animal protein supplement to help alleviate malnu-
trition in many developing areas of the world.
?sTeed~
There is a lack of clinical information indicating any clear-cut protein defi-
ciencies in the United States today, compared with many of the less developed
nations. However, it is becoming more fully recognized that even small protein
deficiencies result in listlessness and general lack of ambition even though the
cases are not advanced enough to result in death or high susceptibility to disease.
The need for FPC in the United States is not so demonstrable in correcting wide-
PAGENO="0115"
SCIENTIFIC PROGRAMS 111
spread and easily recognizable deficiencies as it is in the more subtle effects of
borderline inadequacies.
. The single most important potential benefit of FPC in the United States is pro~-
viding a low-cost animal protein source for low income groups, to free more
income for purchasing other needed goods and services.
Much more serious protein deficiencies exist in many countries of the world,
particularly in the less developed areas.
It has been estimated that each of the more than three billion people alive
today requires about 70 grams of protein per day to remain healthy. A growing
child requires 2 grams of protein per kilo of body weight, and that an adult re-
quires 0.35 grams per kilo of body weight. Of the required 70 grams, nutritionists
agree that about 40% or 28 grams should be protein of animal origin. According
to the United Nations Food and Agriculture Organization, two billion of the
world's population receive less than half of this required amount. About 30 mu-
lion additional tons of animal protein, or about 180 million tons of animal flesh
meat, are required to satisfy fully the animal protein requirements of the present
world population.
The FAO document, Third World Food Sarvey, states that, if the world popu-
lation were to increase according to the "medium" United Nations projection for
1975, world food supplies must be increased by over 35% merely to sustain the
population at its present unsatisfactory level of diet. If a reasonable improve-
inent in the general level of nutrition is to be achieved, world food supplies must
be increased by over 50% and food supplies containing animal protein increased
by 60%. By the year 2000, using the same world population growth projections,
food supplies must be trebled and animal protein supplies must be increased
approximately 4.5 times.
Assumptions and constraint8
We must assume that with the increasing world population all sources of pro-
tein must be utilized. To two billion people in the world, hunger is a stark reality
of chronic malnutrition, resulting not only from a lack of food but also, and most
especially, from a lack of food of sufficiently good quality. By and large, the
nutrient factor most lacking in deficient diets is good-quality protein. Accord-
ingly, a great search has developed all over the world for protein sources that
can be processed into concentrated and convenient products. These protein prod-
ucts must be inexpensive and, most important, must be suitable for use as food
supplements that will not change the taste and other characteristics of the prod-
ucts to which they are added.
For these reasons it has been concluded that it is vital to investigate methods
of harvesting the vast food resources of the oceans and inland waters. The objec-
tive was to develop processes that would make the protein from fish available
to those who need it in an acceptable form at a price they could afford. It was
realized that fish, available is vastly larger volumes than currently harvested, is
a food of the highest nutritional value but underutilized for human nutrition,
because of its tendency to spoil rapidly and because no satisfactory and inexpen-
sive methods of preserving the raw material in a palatable form had been
developed.
The idea to produce a fish protein concentrate as an inexpensive protein food
supplement is by no means new, since private industry, government, and inter-
national organizations have sought to develop satisfactory methods of production.
Much valuable information had been developed but could not be translated
into action programs for a number or reasons : technical failures delayed prac-
tical development on some occasions ; at other times the protein concentrate
proved to be unstable or unacceptable to the ethnic groups for which it had been
intended. Sizable markets that might stimulate industry action were not antic-
ipated. One of the most important obstacles was, however, the attitude of the
U.S. Food and Drug Administration, which required proof that fish protein con-
centrate made from whole fish was safe, nutritious, and wholesome. Until the
use of whole fish was approved by the Food and Drug Administration, no fish
protein concentrate produced from this raw material could officially be sent over-
seas, and no foreign manufacturers would produce fish protein concentrate for
fear of criticism that a food not good enough for Americans could be deemed suit-
able for people in developing nations.
The interest shown by the industry in FPC accelerated rapidly with the enact-
ment of the Fish Protein Concentrate Act and approval by the FDA. The interest
ranged from that of becoming a primary processor to becoming a contractor for
PAGENO="0116"
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the plants authorized. The domestic industry has further expressed interest in
FPC plants in other countries.
In spite of this increased interest, there continue to be plausible reasons why
industry is not ready to develop the process and product. These are: (1) the
potential advantages of products manufactured by improved extraction methods
or methods not yet approved, such as the enzymatic digestion method; (it is
possible that such products may serve as foodstuffs in their own right as op-
posed to use only as protein supplements) ; (2) the high capital cost combined
with lack of information concerning acceptance and demand for the product; and
(3) the need for further research on species not covered in the FDA regulation.
Alternatives
Many of the inexpensive bulk foods available in developing countries contain
almost no protein. This applies to cassava, sago, polished rice, bananas, etc. In
many countries, such foods may contribute up to 70% of the caloric intake. Other
vegetable foods such as soy beans, peanuts, sunflower seed, cotton seed, etc., while
containing fairly substantial proportions of protein, are almost always deficient
in certain essential amino acids and cannot fulfill all the dietary needs for pro-
tein. Dry milk, while a good protein source, is produced only as a residual prod-
uct, after milk needed for higher valued uses has been met. Thus, a significant
increase in dry milk production is unlikely. Production in the United States in
recent years has only kept abreast of population increases. Yet world needs for
low cost animal protein continue to expand rapidly. Thus, the question is not
how well FPC competes with dry milk, but how products supplemented with FPC
or dry milk compare in price and nutrient adequacy with other types of foods.
Application of science and technology
Methods have been developed to manufacture FPC by utilizing three different
processes : (1) solvent extraction procedures to remove water and fat and fat-
like substances from the raw material ; (2) enzymes, micro-organisms, or specific
biological agents to break down the protein of the raw material, render them
water-soluble, and separate the fish protein product from the raw material ; (3)
physical methods to effect separation of protein from nonprotein material of the
raw fish.
In the development of FPC much has been done in the area of chemical extrac-
tion methods for which 20 or 30 different approaches have been made available.
Products produced by the chemical extraction procedures are essentially insol-
uble in water and have either bland tastes or are almost odorless and tasteless.
The chemical methods which have been studied use a variety of solvents. How-
ever, the most promising of these solvents are alcohols, because these substances
do not require as high a temperature for dissolving and for distillation. These
chemicals are more stable and less toxic than other solvents. Among the alcohols
that have been used, ethyl alcohol and isopropanol are the most popular because
their toxicity levels are relatively low and supplies are ample.
Biological processes offer considerable promise and are of great interest be-
cause they result in water-soluble products which can have distinct and desirable
characteristics of color, odor and taste. These processes yield end products in
greater variety than those obtained by the solvent method. There are a number
of different biological procedures, none of which has yet received significant
attention.
Objectives
The objectives of the long-range prograni are : ( 1 ) to alleviate human hunger
by a plan carefully designed to extract more usable food from the sea, (2) to
strengthen the international posture and leadership of the Nation by policies
that look to peaceful, cooperative uses of the sea and that make new and un-
proved technology available to the developing nations, (3) to upgrade and assist
domestic fishing and fish processing industries through development of markets
for species not now caught, new fishery products, and expanded knowledge of
the oceans.
The overall program concept is broad and comprehensive : it considers all facets
of a total system for providing ocean resources to consumers ; it anticipates
multiplying the presently used food resources of the ocean by a factor of perhaps
five, processing and distributing these resources effectively in many forms suit-
able to the particular needs abroad and even in this country; it contemplates
active participation of United States and foreign governments as well as private
enterprise, using technology, capital, and promotion to establish a self-sustaining
industry.
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PAGENO="0117"
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Public Law 89-701, known as the Fish Protein Concentrate Act, was enacted
by the 89th Congress in 1966. It authorizes construction of one FPC experimental
and demonstration plant and leasing of another.
The objective of the legislation is to develop the best and most economical
processes and methods of manufacturing for human food a nutritious, whole-
some, and stable fish protein concentrate, and to conduct food technology and
feasibility studies on such products.
Funds for construction of the federally-owned plant were included in the ap-
propriation request for Fiscal Year 1968. The sum of $1,000,000 was requested
for construction of the plant and $700,000 was requested for its operation, main-
tenance and associated research for the first year.
Construction of the federally-owned plant followed by leasing an improved
plant will provide adequate means to refine the isopropyl alcohol extraction tech-
nique; develop new and better techniques, using both lean and fatty fish; and
learn specifics in regard to cost, capacities, byproducts, and economics. In operat-
ing these plants, the capability of the key personnel will be developed, and will
provide the nucleus for the "export" of knowledge for the planned United States-
sponsored plants abroad.
BRIEF DESCRIPTIONS OF ADDITIONAL PROGRAMS IN FISH AND FISHERY PRODtTCTS
HABITAT INVESTIGATIONS FOR COMMERCIAL FISHERIES
Fisheries resources management requires extensive information on aquatic
environments, such as:
1. Habitat factors determining abundance and availability of stocks
2. Productive capacity of ecological complexes
3. Expected production of fish from given brood years
Et. Control of conditions required to maintain or to enhance production
This information is obtained from basic research programs on resource~related
variables in the freshwater, estuarine, and marine habitats. Bureau of Com-
mercial Fisheries environmental programs attack the above problems in all three
habitats in or near the Atlantic and Pacific Oceans, the Gulfs of Mexico and
Alaska, the Bering and Caribbean Seas, the Great Lakes, and inland reservoirs.
Research is underway not only for the existing profitable salmon, tuna, crabs,
oysters, alewives, and menhaden fisheries, but also for developing and latent
fisheries, including ocean perch, hake, herring, and groundfish, that are becoming
increasingly important to the United States.
Because the habitats are increasingly jeopardized by industrialization and land
developments, the problems of maintaining fisheries resources require continuing
research concerning the relationship of resources to environment.
MARINE FINFISH
United States fishermen need forecasts on the abundance and distribution of
fish. Marine finfish programs of the Bureau of Commercial Fisheries provide data
for predictions of abundance and distribution, for mair~tenance o1~ maximum sus-
tamed yield, and for preparation for international negotiations. Proper protection
of fish stocks and U.S. fishing rights on the high seas can be achieved only through
international agreements.
During the five-year planning period beginning in 1969, emphasis will be
devoted to studies of underutilized and unutilized species. These include the hake,
anchovy, and groundfish resources of the eastern Pacific and the tuna resources
of the tropical Atlantic, on all of which new fisheries are developing. Research on
menhaden, Atlantic herring, and New England groundlishes will continue, to
determine the causes of the marked fluctuations in catch that are characteristic
of these well-established fisheries. The battle to maintain valuable salmon runs
despite changed river conditions will continue. Emphasis will be placed on reduc-
ing the losses of downstream migrants, on improving the accuracy of predictions,
and on increasing knowledge of the environmental requirements for maximum
salmon production.
With support from Federal Aid Programs (PL 88-309 and FL 89-304) , State
fishery research and development activities will be greatly strengthened. On a
matching-fund basis, and supplementary to Bureau programs, work will be con-
ducted in fish tagging, food studies, fish culture, inventories of local fish stocks,
and life history studies.
113
PAGENO="0118"
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114
INLAND FISH FOR COMMERCE
The 1964 production of freshwater fish in the United States was approxi
inately 150 million pounds worth about $23 million to the fisherman This repre
~ents a small catch in relation to potential production. Japan, a country 1/~5 the
size of the United States produces only 30% less freshwater fish than does
the United States
Expansion of inland commercial fisheries Is expected to be evidenced in propa-
gation of catfish and trout in farm ponds in greater utilization of the fishery
resources in reservoirs, and in development of the underutilized fisheries of the
Great Lakes
The Bureau of Commercial Fisheries research program will emphasize the
underexplolted Great Lakes fisheries An effort will be made to develop methods
for predicting abundance of major commercial species and to formulate recom
mendations on attaining a maximum sustainable yield
Research concerning reservoirs will involve developing methods for predict
ing the size of commercial fish stocks the influence of the environment on fish
populations and the effect of commercial fishing operations on recruitment
Federal research on warmwater pondfish and trout culture is underway at
eight field stations In addition Federal Aid programs will augment these
studies by contract with the States under the Commercial Fisheries Research
and Development Act
COMMERCIAL SHELLFISH
Shellfish are nearly five times more valuable in terms of price per pound than
are all other fish marketed. Demand frequently exceeds supply for major shell-
fish species. The development of marine farming by using methods similar to
modern agriculture is of great interest in the industry
Research on oyster and shrimp agriculture is increasing Future studies will
involve artificial spawning selective breeding nutrition hatcheries and pond
culture on oysters shrimp lobsters crabs and some fish
King crab and west coast shrimp fisheries have developed recently. Research
will increase knowledge of crab and shrimp life histories and population char-
acteristics and will provide data essential for better management of the fish-
eries and for international negotiations.
Research on Gulf of Mexico shrimp, surf clams, and lobsters will continue.
The activities of the Shellfish Advisory Service will be increased to provide more
frequent contacts with industry.
OTHER COMMERCIAL MARINE LIVING RESOURCES
The other commercial marine living resources element includes seals whales
and other marine plant and animal resources such as algae marine bait worms
and mussels
The fur seal annual harvest is expected to reach 70 000 animals by 1973-an in
crease of 8,000 to 10,000 yearly over the average of the `previOus decade. The goal
is attainment of a maximum sustainable yield Since 1956 the herd population
density has been varied in efforts to determine the most suitable herd size
The collection of biological data on and the marking of whales is underway
as the basis for setting quotas and developing management plans for the princi
pal species in the North Pacific Ocean Slight Increases in the whole catch can
be expected by 1973 Scientific management however will permit a large increase
in whale harvest by the year 2000 if international cooperation is achieved soon
The total national fishery program is enhanced by the Federal Aid program
As administered by the Bureau and carried out by the States the Aid program
has been mutually beneficial to the agencies concerned with other marine plant
and animal resources
HARVESTING
Limited economic and technological resources preclude commercial fishermen
from systematically improving conventional harvesting methods Consequently, a
major segment of the American fishing industry exhibits low technological
ability Assistance is required in two major areas vessel design and modifica
tion (to reduce operating costs) and development of more versatile harvesting
techniques ( to improve fishing efficiency) In addition knowledge must be ex
panded on resources of potential commercial significance
Efforts will be directed toward developing a variety of fishing techniques that
are tailored to the behavioral patterns of specific fishes and toward studies in
PAGENO="0119"
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SCIENTIFIC PROGRAMS 115
mechanization and development of techniques that Will increase yields in the
farm-pond fish industry.
Modern engineering and technological knowledge will be utilized to improve
vessel gear mechanization, to improve fleet-fishing tactics, and to determine op-
tiinum vessel design, size, and gear combination.
Contractual arrangement will be made with private-sector organizations en-
gaged in advanced technology. Fishing explorations 1~or assessment, evaluation,
and prediction of unidentified and underutilized resources will continue.
PROCESSING
Processing enables fish to be converted from raw materials to products desired
by consumers. Processors are concerned with quality, costs, and consumer
preference.
The processing research of the Bureau of Commercial Fisheries is intended to
provide standards, methods, and procedures that will assist the fishing industry
in improving product quality and processing and in developing new products.
The Bureau of Commercial Fisheries efforts will include:
(1) Development of additional standards for fishery products.
(2) Inspection of fishery products.
(3) Technological research to improve fishery products.
(4) Development of new preservation techniques using irradiation pas-
teurization, controlled atmospheres, and chemical inhibitors.
(5) Research to develop uses for fishery product fractions, such as fish
oil.
(6) Research on microbiological spoilage problems associated with specific
fishery products, such as smoked fish.
(7) Development of methods and machines to improve operational effi-
ciency of selected segments of the industry through systems engineering.
Processing contracts will be made with private organizations.
RECREATION -
HISTORY AND ARCHEOLOGICAL STUDIES
National Park Service programs in historical and archeological fields involve
investigations with two major orientations : studies needed for development,
interpretation, and administration of units of the National Park System ; and
studies aimed at identifying, recording, and encouraging the preservation of
significant elements of the prehistoric, historic, and architectural heritage of the
United States. These study programs are essential to the successful implemen-
tation, on the Federal, State and local levels, and in the private seetor of the
national historic preservation policy enunciated in the Historic Sites Act of 1935,
and reaffirmed and broadened in the National Historic Preservation Act and re-
lated legislation of 1966.
Park h4storical and architectural 8tUtUeS
The National Park System contains 148 units established for historic or pro-
historic values. In addition, many of the scenic and recreational parks contain
secondary historic, prehistoric, or architectural features meriting preservation
and interpretation. It is the responsibility of the National Park Service to insure
that all such values are identified, that significant sites and buildings are pre-
served and restored in the most authentic manner possible, that development
programs do not impair features of historical or architectural interest, and that
accurate information is available for interpreting the history and meaning of
such features to the visiting public. Research is essential to all these purposes.
Historical studies are conducted principally in libraries and archives, supple-
mented, as necessary, with field investigations. Architectural studies frequently
require, in addition, investigation of the fabric of a building. Both kinds of
studies culminate in reports that serve as a basis for action programs such as
restoration, preparation of museum exhibits or audiovisual presentations, new-,
area justifications and development proposals, and master planning.
Examples of the kinds of information developed in historical and architectural
studies can be found in comprehensive research reports on the newly established
Nez Perce National Historical Park, Idaho, and St. Gaudens National Historic
Site, New Hampshire, which will guide all aspects of development and interpre-
tation at these new parks. Similar data are incorporated in a series of historic-
PAGENO="0120"
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I
structures reports, supporting the restoration of about twenty historic buildings
at Fort Davis National Historic Site, Texas ; in voluminous and detailed studies,
produced by a continuing program dating from 1950, that have served as the
principal tool for the authentic restoration of Independence Hall in Philadel-
phia and in historical base maps for Harpers Ferry National Historical Park
West Virginia the Lincoln Boyhood Home National Historic Site Indiana and
the Lava Beds National Monument California that will guide important inter
pretive and development programs at these areas.
Nationwile svrvey and preservation progranis
Under authority of the Historic Sites Act of 1935, the National Park Service
conducts the National Survey of * Historic Sites and Buildings and the Historic
American Buildings Survey The former identifies historic sites and buildings
of national historical significance ; the latter records by photograph, measured
drawing and other techniques significant examples of the Nation s architectural
heritage Both have proved major forces in stimulating and guiding historic
preservation efforts in both the public and private sectors.
Over the past decade the National Survey of Historic Sites and Buildings
has included studies of about 3,000 historic sites and buildings in 22 broad
themes. These have led to the identification of nearly 800 properties as possess-
ing national significance The findings are made available to the public by means
of a publication program, and by designating, as Registered National Historic
Landmarks, all sites whose owners make application. (The Park Service does
not administer any ) National Landmarks are recognized by the award of a
certificate and bronze plaque.
In a little over three decades, the Historic American Buildings Survey has
recorded by photograph or measured drawing about 12,000 significant examples
of American architecture throughout the Nation. HABS records are deposited
in the Library of Congress where they are among the most frequently consulted
of the Library s many collections Through a publication program HABS also
makes available to the general public catalogs of its accomplishments.
These two programs provide preservation and planning groups, as well as con-
cerned citizens everywhere with authoritative guides to a large segment of the
Nation's heritage that should be preserved for posterity. By fc~cusing public at-
tention on sites and buildings so recognized the National Survey and the HABS
have significantly aided local preservation groups in protecting important sym-
bols of the Nation 5 heritage In some instances this Federal recognition has
been a decisive factor in saving a threatened site or building
Ecopanded stirvey and preservation programs
Both the National Survey and the HABS take on added importance with the
authority provided by the National Historic Preservation Act of 1966 to expand
the National Historic Landmark Registry into a National Register of properties
of national, regional, State, and local significance meriting preservation. The
Act provides certain legal safeguards to registered properties that will make
their preservation contingent on more than simple agreement to preserve The
additional surveys to be undertaken under the new legislation will center on
districts sites buildings structures and objects of regional State and local
significance They will be accomplished by or under State authority according
to Federal criteria and standards and with funds derived in part from matching
Federal grants
The prehistory and history of our Country encompass three phases of develop
ment Prehistoric Historic Indian and Historic European The first deals pri
manly with the Indian cultures of ancient America evidence of these bygone
cultures is entirely archeological The second that of the living Indian tribes
is usually ethnological (the study of living people and their culture) The third
phase the European period is well documented in written historical records
In recent years archeology has expanded into the realm of ethnology and history
and has proven itself essential to both
During the past two decades historians have found that archeology is essen
hal to the full and proper interpretation of colonial villages the Revolutionary
War and the later battles and frontier settlements Here are a few examples
( 1 ) archeologists determined the exact location and size of George Washington s
Fort Necessity built during the French and Indian War in southwestern
Pennsylvania (2) archeological studies recently located the base of the flag
pole from which the Star Spangled Banner flew during the bombardment of
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Baltimore by the British in the War of 1812 ; (3) archeologists pinpointed Reno's
trenches at the scene of the Battle of the Little Bighorn, where General George
Custer and his immediate command were killed, and located several previously
unknown burials, made after that battle ; (4) archeological excavations at
Jamestown National Historic Site, the first permanent English settlement in
what is now the State of Virginia, uncovered much additional information,
particularly in the way of architectural knowledge and the material objects of
everyday life. The Service is primarily responsible for the development of his-
toric-site archeology in the United States.
In the United States today, many large areas are marked for eventual flooding,
as a result of the multi-purpose dam construction on major rivers ; and in the
Southwest, long tracts of land are being trenched for the installation of oil and
gas pipelines. Archeological sites, which normally would not be discovered, are
being located and excavated on many of these projects-often they are of major
significance to the interpretation of the Indian past.
This program started when, shortly after World War II, archeologists became
aware of the many archeological sites being destroyed by the construction of
reservoirs throughout the Country. To meet this challenge ,the Committee for
the Recovery of Archeological Remains was formed. Since then, the National
Park Service and the Smithsonian Institution, with the cooperation of various
governmental agencies &nd local institutions have developed and coordinated
an archeological salvage program to recover from areas to be flooded a repre-
sentative sample of the archeological materials and data. This is a far-reaching
long-range program that will not be complete until the last reservoir is finished
and flooded. The Service is not only responsible for the recovery of archeological
remains in reservoir areas, but is also responsible for coordinating archeological
work on all major pipelines. It coordinates the research, and allocates the funds
to qualified agencies and institutions who carry on the job of salvage archeology.
These programs constitute a large part of the archeological field work being done
in the United States today.
The National Park Service has developed a comprehensive stabilization pro-
gram to protect these ancient ruins once they are uncovered by archeologists.
Archeologists strengthen ruins with concrete and steel in such a way that these
modern additions do not detract from the appearance of the older structure.
Various kinds of preservatives have been tested over long periods in attempting
to slow down the natural erosion of certain ruins composed of adobe which are
not protected by natural rock shelters, as are the ruins in Mesa Verde National
Park. Also of major concern is the protection of these dwelliings from rodents
and other pests.
The stabilization unit, working out of the Southwest Archeological Center in
Globe, Arizona has a full time job, not only in the actual stabilization work, but
also in the developing of new and better ways for keeping these ruins intact.
Evidence of our historic and prehistoric heritage is being destroyed by many
other Federal and private activities besides water control projects. Land level-
ing, urbanization and suburbanization, industrialization-in fact, any activity
which alters the natural landscape is liable to destroy ancient remains. These
aspects of salvage archeology have not been as well exploited as has the salvage
of remains threatened with destruction by reservoirs.
The Antiquities Act of 1906 makes it a Federal offense to "appropriate,
excavate, injure, or destroy any historic or prehistoric ruin or monument, or
any object of antiquity situated on lands owned or controlled by the Govern-
ment of the United States," and yet the Federal Government itself is the single
biggest cause of such destruction. The Government, therefore, has a strong moral
and legal obligation to investigate, and to salvage some of these remains before
they are destroyed. Archeologists are agreed that the salvage program is a Fed-
eral responsibility.
To expand the current salvage program sponsored by this Service to include
these other activities would require : (1) further directives by Congress, and (2)
increased funding. A gradual buildup over a five year period would be necessary;
otherwise lack of sufficiently trained professional archeologists could preclude
the expeditious utilization of extensive funds.
Such a program would benefit the entire Nation. Many of these priceless re-
mains have already been destroyed-others are being destroyed daily ; in another
two decades, the majority of those remaining, unless specifically protected in Fed-
eral preserves, will likewise be gone. The situation is literally a race against time.
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MARINE SPORT FISHERY RESEARCH
Our inland waters cannot absorb the growing recreational needs and the
people are turning more and more to the marine environment to satisfy their
recreation demands
The myth of superabundance the comforting but false conviction that our
natural resources are inexhaustible is as wrong about the oceans as elsewhere
Marine resources are dwindling as demands are growing And it would be just
as wrong to take assurance in a dream that technology can cure everything
But research can help in evaluating the effects of our own activities defining
the needs for regulation and instituting the scientific management of habitats
and fish populations
If we can accumulate knowledge in time we can avoid the need for crash pro
grams which have often characterized studies brought on by the failure of a
fishery or by massive and irreversible changes in the environment
2Jatlonal significance
Marine sport fishing is already a giant and still growing In 1955 there were
4 5 million salt water anglers who fished 58 million man days Ten years later
we find over 8 million anglers fished nearly 96 million man days and spent nearly
$800 million doing it These 8 million anglers caught 737 million fish weighing
14 billion pounds If the present trend continues there will be 12 million salt
water anglers in 1975. It is estimated that salt-water fishing will account for
30% of the National angling effort in the year 2000.
Needs * ~
In the National interest, a recreational resource of this magnitude requires
measures of supply and demand. The drain on the supply is not just a question
of salt-water sport fisherman. The marine fishes are also sought by increasing
numbers of American as well as foreign commercial fishermen Such species as
tunas swordfish albacore salmon bluefish and many others are both sport
and commercial fishes.
As the supplies diminish effective resource planning and the strategy of re
source use will have to take into account not only the economic costs but the
social cost of lost recreational opportunities
The oceans bays sounds and tidal areas are absorbing a significant share of
the astounding increase in demands for recreational fishing, but marine fish stocks
are not inexhaustible.
Increasing pressures from commercial and sport fishing are already threat
ening the supply of certain species. Some of our most popular species are tied
to the coast and its estuaries during some stage of their life history. These are
the areas most vulnerable to rapid changes and degradation from industry,
agriculture and residential developments [`he effects of pollution sedimentation
channeling ditching diking filling and drainage are sometimes dramatic but
all too often are insidious and difficult to discern until too late. Although some
very good research has been completed, virtually nothing is known on a broad
enough scale to either evaluate the effects of changes in terms of biological
economic or sociological implications.
There is at this time no systematic and periodic way of measuring the amount
of fishing, the catch by species and area, the resources and facilities involved,
and their economic values.
Also lacking are management and development programs. This gap stems from
two deficiencies-the lack of knowledge to guide management and totally made
quate funding at the State level where major responsibility rests for these ~func
tions More than one half of the States have no clear cut statutory or organiza
tional authority for management of marine game fi~thes and only six have a
salt water license a source of funds that support the substantial management
and development program of inland fisheries by the States
Criteria
The Federal Government function in marine game fish research comes about
in a number of ways.
First, because many of the marine game fish are migratory, they are inter-
state, inter-regional and in some instances international resources. Some coastal
species may range during their migrations between Florida and Maine and
subject to taking by commercial and sport fishermen of every State they pass
* through or by. No one State has the resources to study the fish over its whole
range.
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119
Second, there is the Federal responsibility to see that Federal civil works,
military installations and other Federal activities do as little harm as possible
(or no harm at all) to fishery resources
Third, there is the reason of the sheer size of the need. There are at least 150
species of marine game fish, only about 10% of which have been extensively
studied. The water area that these fish range is enormous. Research involving
mixed species boundless water areas and wide ranging habits make for a very
large scale research program quite outside the resources or area of freedom
available to the States-not that the Federal Government could or should do
the work alone any more than the States could or should Effort currently is
concentrated largely in the Fish and Wildlife Service the State game and fish
and conservation agencies, and in the colleges and universities.
Alternatives to the marine game fish research program of the Bureau would
be to shift the responsibility and funding to the State and universities. Frag-
mented and local research that would result from this transfer would be more
expensive and ill-suited to the wide-ranging problems of migratory marine fishes.
The States have shown little inclination to assume this responsibility on their
own or with Dingell-Johnson funds. Although the universities share this func-
tion, the species of fish involved are rarely important game fishes. Most univer-
sity research is supported by the National Science Foundation, Office of Naval
Research and the National Instrtute of Health which have little or no interest
in game fishes. The National Science Foundation discourages applied research.
Uour8e of action
The aims of the marine game fish program is best expressed in the language of
the Act (Public Law 86-35~) authorizing it, "To undertake for the purpose of
developing wise conservation policies and constructive management activities, a
continuing national program of research on migratory game fishes including
migration, identity of stocks, growth, mortality, variations in survival environ-
mental influences both natural and artificial, pollution and the effects of fishing".
We propose to meet these aims as follows:
1. Determine a rational basis for marine game fish conservation through de-
velopment of principles for habitat improvement, regulations, artificial propaga-
tion, selective breeding, and predictions of abundance.
2. Develop methods for continuous measurement of the amount and distribu-
tion of salt-water angling and the catch.
3 Describe the natural history and migrating of marine game fish species in
( luding big game fishes such as marlrns and sailfish
4 Determine the environmental requirements of marine game fish species and
document how they have been and will be affected by man's activities.
5. Promote the dissemination of new knowledge and the training of marine
fishery biologists.
The Sandy Hook Marine Laboratory, Highlands, N.J., was established in
1900, followed by the Piburon Marine Laboratory, Tiburon, Calif., in 194E2 and
the Narragansett Marine Game Fish Laboratory, R.I., in 1966. Two more, the
Eastern Gulf Marine Laboratory, Panama City, Fla., and the Western Gulf
Marine Laboratory, Port Aransas, Tex., are currently (1967) being constructed.
~~ti1l two more laboratories are proposed for the future one in eastern Florida
the other in southern California In addition two vessels ( 65 feet and 107 feet)
are maintained for research in coastal waters
Objective
The broad objectives of the marine game fish program are divided Into two
categories i e research objectives and management and development objectives
There is an apparent relationship between the two but the final completion of a
research objective is not necessarily a prerequisite for full or partial completion
of a management or development objective
Research 0 bjectives
Research objectives are designed to develop the following:
1 Methodology for sampling catch and effort
2 Life histories and ecology of the 50 most important and estuarine dependent
game fishes ;
3 Life history population dynamics and migration of pelagic big game fishes
such as marlins and sailfish
4. A survey of facilities and resources;
5. Evaluation of artificial reefs;
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6. Fish culture techniques for important anadromous and marine game fishes;
7 Behavior studies in the laboratory and in the field on the response to light
temperature, food and ther factors ;
8. Information on disease and parasites of anadromous and marine fishes;
9. Effects of pollution, especially pesticides, on marine game fish.
Manapement and Deve1~opment Objectives
Management and development objectives concern the following
1. Periodic collection of angling and resource statistics;
2. Access and facility development;
3. Estuarine acquisition;
4 Pollution control in coastal rivers estuaries and coastal areas
5 Artificial rearing and stocking of selected species such as salmon steelhead
striped bass and shad;
6. Habitat development-artificial reefs;
7 Fish passage facilities
8 Stream clearance
Work in progress
In 1965, the Sandy Hook laboratory initiated a major program. The R/V
Dolphin makes monthly surveys of the continental shelf from Cape Cod to Cape
Hatteras to map the seasonal distribution of eggs larvae and juvenile stages of
game fishes and to determine the nature of dependence upon the estuarine zone
by species inhabiting the continental shelf Another major effort centers on the
life history and migration of bluefish a top angling species In the behavior tank
at Sandy Hook bluefish are observed in relation to light regime color vision
sound perception and feeding SCUBA divers in the Atlantic and Pacific are
observing the daily movements and feedings behavior of important game fishes
Sea surface temperatures obtained monthly along the Atlantic and Pacific
coasts using infrared radiometers from U S Coast Guard aircraft have been use
ful in predicting and explaining the movement and availability to anglers of
migratory game fishes.
A new project to test artificial reefs was started in 1966 Placed in the right
places, these reefs attract fish and provide spectacular fishing. Test areas have
been selected off the New Jersey coast where evaluations will be made of sites
materials fish behavior and food production
An investigation of Atlantic sharks is being carried on at Narragansett Marine
Game Fish Laboratory and includes studies on distributiton migration systema
tics and life history More lhan 100 angling clubs have formally registered as
cooperators on data collection and tagging for this investigation
At the Tiburon Marine I aboratory cooperation has been established with the
International Game Fish Association and Woods Hole Oceanographic Institution
for tagging and recovery of marlins and sailfish along the Pacific Coast. More
than 4 000 have been tagged The purpose of this program is to determine the
migration and exploitation of these prized game fish In the 1965 tagging 438
striped marlin and 167 sailfish were tagged A new record was achie~ ed in 19436
when 735 striped marlin 283 Pacific sailfish and 22 roosterfish were tagged
During the first quarter of 1967 492 marlin and 136 sailfish have been tagged
A total of 30 marlin and 2 sailfish tags have been recovered through the first
quarter of 1967
A small project on marlin and sailfish is underway in the temporary facilities
of the Eastern Gulf Marine Laboratory in the Gulf of Mexico, where research is
providing the facts for a new and exciting fishery for bilifishes This project is
pinpointing the seasonal movements and location of billfishes on the basis of
ocean climate variations
In the field of education, graduate students have been assisted in studying life
histories of important marine game fishes at the University of Miami, Texas
Agricultural and Mechanical College, Oregon State Unfrersity, and the Univer-
sity of North Carolina. As many as 40 summer assistants (high school, college
and graduate students) are engaged each year at Sandy Hook.
E~vpected benefits
Research findings will lead to improved opportunities for recreation by
defining good fishing grounds explaining and predicting fluctuations in abund
ance by preventing unwise or uninformed restrictions and by increasing abund
ance through scientific habitat improvement or enlargement
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Fishing is one of the most wholesome forms of recreation. It is a personal
participation sport and can lead to the development of real and satisfying skills.
It is available to everyone and ranges widely in cost. The bridge and pier fisher-
man, the surf caster, and the rowboat angler may find satisfaction as real as
the yachtsman or charter boat fisherman.
In addition to the conservation and sociological benefits, improved opportuni-
ties for recreational fishing in salt-water carries strong economic benefits. In
1965, for instance, the national average annual expenditure of the salt-water
fisherman was $96.29 ; Atlantic Coast fishermen spent $79.27 per year ; Gulf Coast
fishermen spent $84.50 per year ; Pacific Coast fishermen spent $143.11 per year.1
RESEARCH IN OUTDOOR RECREATION
SitRation and outlook
Participation in outdoor recreation has been growing at a tremendous rate-
far faster than the general rate of increase in population. Many indicators pro-
vide evidence for this. Trends in park and forest attendance show it. Expendi-
tures for recreation equipment show it. New activities-ballooning, sand sailing,
spelunking-are coming into being all the time, and participation in them soars.
This happened with water skiing a few years ago.
A variety of surveys verify the growth. For example, the results of a recent
survey sponsored by the Bureau of Outdoor Recreation showed a 50% increase
in the volume of participation in 16 major outdoor, summertime activities during
the period 1960 to 1965. This is more than double the expected increase in these
activities, based on projections made a number of years ago from the data from
the comparable 1960 survey.
This present situation has been building up for a number of years. And the
end of this boom is not in sight. An examination of recent trends in recreation
activity and of the factors that are given impetus to these trends leads to the
conclusion that the pressures on resources and facilities will be even stronger
in the future. Projections based on the 1965 data now indicate that the volume
of participation in major activities will increase fourfold in the period 1960
to 2000 rather than threefold as projected from the 1960 data used by the Out-
door Recreation Resources Review Commission. This is a conservative estimate
because it does not take into consideration the possible impact from new facili-
ties or from improving the quality of existing resources and facilities. The
boom will continue to grow at a pace much faster than population growth.
Unless careful planning is undertaken to channel this volume of activity, needs
can only be met on a crisis-by-crisis basis. In many instances, the resource base
at existing areas could be irreparably damaged, or lands suitable for outdoor
recreation may be preempted for other public or private purposes.
National significaace'
The growth in outdoor recreation is a nationwide phenomenon. People are
getting outdoors more than ever.
Both public agencies and private enterprise have responded to people's de-
mands for additional outdoor recreation opportunities, and their efforts continue.
The major concern, however, is how both public and private response can be
made more effective in meeting the needs in the future.
Congress was aware of some of the same concerns already expressed, and
authorized the Secretary of the Interior to prepare and maintain a continuing
inventory and evaluation of the Nation's outdoor recreation needs and resources
and to formulate and maintain a comprehensive recreation plan for this Nation.
Congress directed that the needs and demands of the public for outdoor recre-
ation and the availability of resources to meet these needs, both now and in
the future, shall be set forth in this plan.
A need for systematic planning
The main problem in planning for outdoor recreation at the national level-
or at the State or local levels-is one of determining what additional invest-
ments are needed for land and water, for facilities, and for complementary
programs. The distribution of these investments, geographically and in relation
to the kinds of people who need them the most, is no less an issue. Funds for
investment are far from adequate, and competition for resources is steadily
1 1965 National Survey of Fishing and Hunting. USD1., Fish and Wildlife Service,
Bureau of Sport Fisheries and Wildlife, Resource Publication 27.
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driving their price up. Obviously, additional tools are needed to assist p1anner~
and policy makers in developing priorities for spending available funds and
for gauging overall needs now and in the future. ~ Those who make the plans
and decisions for outdoor recreation do not have the benefit of information that
would be generated in a private market situation. We believe that this problem
can be overcome to a considerable degree by the development of a model of the
kind of market that does exist
A88uniptwns ~tn~f coastraints
Participation in outdoor recreation is known to be dependent upon many
considerations. People have certain amounts of leisure time available to spend
on recreation-after work, on weekends, on vocations, upon retirement, etc.
These blocks of time can be measured, along with the way in which people are
spending them People with college educations frequently have more diverse
recreation interests than people who do not. Younger people, who constitute
an increasingly larger share of our population are more active in outdoor
recreation than other age groups and their interests are different Increases
in disposable family income tied to general economic productivity as are in
creases in leisure time educational attainment and other considerations mean
that more money is available for recreation travel and equipment The new
affluence present in large segments of our society should also mean that, as a
Nation we can spend more on providing leisure time opportunities ( resources
and facilities) and these opportunities in turn will stimulate increased
participation
Many of these considerations and other variables that appear to be producing
increased use of recreation areas and facilities are measurable These variables
can be introduced in an equation which represents or models the existing
situation In other words it simulates what is happening in the present market
Once this has been done satisfactorily and the relationship between the variables
is determined the effect of changes in the market -caused by acquiring certain
types of resources or developing certain kinds of facihties-may be determined
by introducing these elements in a model
Iflu8trative research ewample8
The Bureau of Outdoor Recreation has a contract study underway by the
Bureau of Economic Research at Rutgers University for development of a supply-
demand model for estimating the demand for specific types and quantities of
recreation resources and facilities. The model will be designed to accomplish
this in relation to individual major outdoor recreation activities. Estimates will
be made for 1980 and 2000 at the Census Division level as well as nationally.
The relative significance for participation in an activity of each of the impor
tant variables interacting in the outdoor recreation system will be determined
through multiple regression analysis
The data for the model will come from a number of sources The major source
is the interview records from the 1965 Survey of Outdoor Recreation Activities
and the 1960-61 National Recreation Survey both conducted by the Bureau
of the Census These data will provide a measure of participation in individual
activities for incorporation in the model They will also provide data on the
socio economic characteristics of the consumer On the supply side the main
source will be the Bureau of Outdoor Recreation s nationwide Inventory of public
outdoor recreation areas and facilities In addition certain other data obtained
from Bureau of the Census sources will be incorporated in the model These
data collection projects are discussed briefly
*9urvey of participation in outdoor recreation aetivitie8
~ The main ingredients for the model being developed by Rutgers University are
the interview * records ~ of the 1965 Survey of Outdoor Recreation Activities,
sponsored by the Bureau of Outdoor Recreation and the 1960-61 National
Recreation Survey, sponsored by the Outdoor Recreation Resources Review
Commission.
~ In both surveys, Bureau of the Census interviewers determined the frequency
of the respondent's participation in major activities in terms of the number
of different days on which he did an activity while on his vacation, other over-
night recreation trips, outings, or at other times when there were a few available
hours. In addition, the respondent's education, family income, age, sex, color,
family size, occupation, and other socio-economic characteristics were recorded
in the survey. Certain preference information also was among the primary
content of the interview.
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One product of the Rutgers study will be an analysis of trends in outdoor
recreation activity between 1960 and 1965, based on a comparison of the two
surveys~
Inventory of pi~iblic outdoor recreation areas and facilities
As authorized in its Organic Act, the Bureau has conducted an inventory
of Federal, State, and local public recreation areas. These data now are being
used by Rutgers for developing the supply elements of the model. The inventory
covered all Federal and State and county recreation land and water. It also
included the recreation land under municipal administration in all cities with
more than 50,000 people and in a sample of cities and towns with between 10,000
and 50,000 people.
In general, the content of the inventory was descriptive of the recreation area
with regard to type, location, acreage characteristics, use intensity classification,
physiography, facility units and acres, activities supported on the area, use
characteristics, multi-use features, etc.
Benefits
The model, when fully developed, will be useful as a tool in the determination
of the impact of adding new facilities or resources to the system in terms of
how these additions will affect consumption (participation) . This can be done
for different geographic areas, depending upon the kinds of data that are
available. For example, if -data on participation are available only for people
interviewed in a sample survey that is reliable for groups of States (Census~
Divisions or Regions) , then the model will be specific for that level. But, if data
become available for the people living in individual counties or metropolitan
areas, the model will be of much greater utility. Similarly, the model can be
made as specific as necessary for different groups of people (age groups, income
groups, ethnic groups, etc.), depending upon the data fed into it.
The development of such a model is not something that will replace the need
for intelligent and carefully derived policy judgments on the part of adminis-
trators and lawmakers. Nor will it obviate the need to test alternatives in the
crucible of public opinion. But the development of such a tool will be a major
step toward establishing a more systematic approach to developing alternatives
because, with such a tool, the effect of each alternative on the overall system
can be evaluated.
BRIEF DEscRIPTIoNs OF ADDITIONAL PROGRAMS IN OUTDOOR REcREATIoNs
SPECIAL AREA STUDIES
A prerequisite to preservation, management, and development of our Nation's
remaining unprotected historic and natural resources is investigative study.
The Department conducts research studies to identify the best available examples
of major American geological and ecological types, unique examples of flora and
fauna, nationally Significant historic lands and buildings, and lands of nationally
significant recreational opportunities.
These studies determine the suitability and feasibility of adding proposed areas
to the National Park System. Research is conducted to determine the national
significance of an area and to consider all the alternative land use, management,
and administrative arrangements for an area. An economic analysis is frequently
made to determine the effect of the proposal upon the local economy.
Our studies of areas proposed for addition to the National Park System must
consider how the area may be developed and managed to conserve the resources
and still make them available to the American people. We urgently need to
develop methods to determine the optimum visitor capacity of an area. We need
to know the best transportation system for an area which will not seriously alter
the resources being conserved while permitting the largest number of people to
experience a quality park visit. The importance of planning an entire region
around a park rather than just the park is also becoming an obvious research
need. Likewise we need to know just what is wilderness and how to manage
these special areas.
Frequently bureaus of the Department combine efforts to conduct special re-
search studies of a resource or recreation need. Such research includes the past
scenic road and parkway study, the recent trail and river studies, and the present
investigation of islands.
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RARE AND ENDANGERED SPECIES
124
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I
PROGRAM FOR NATURAL SCiENCES RESEARCH IN ECOLOGY AND ESTHETICS, NATIONAL
: PARK SERVICE, DEPARTMENT OF THE INTERIOR
The national parks contain the finest examples of America's natural and cul-
tural heritage that have been set aside and preserved for specific uses and enjoy
ments of the people The natural areas should be a reasonable porti ayal of the
natural American landscape and the geologic and biotic resources contained
therein as they would be were it not for the advent and impact of post Columbian
culture, technology, and activities. The historical and archeological areas should
present the cultural essence of the time and peoples involved The Parkscape
program also includes the beautification of urban areas to improve the aesthetic
condition in which everyday life takes place. To maintain or restore the ecologi-
cal cultural and aesthetic integrity of these areas is the business of the National
Park Service but to be effective the efforts must be guided by hard facts and
sound scientific historical and archeological principles Basic resources must
be identified and understood prior to undertaking responsible management activi-
ties and interpretive efforts A great deal of knowledge that is already available
must be brought to bear upon existing problems When sufficient knowledge is
not available additional knowledge is sought through the Service s research pro
grams Accomplishment of such research involves research biologists archeolo
gists and historians employed by the Service cooperative studies with other
Federal and States agencies universities and other organizations The spectrum
is broad involving botanical zoological geological ecological historical archeo
logical and horticultural research Major research programs have involved such
nationally significant resources as the Mesa Verde ruins Independence Hall and
the giant sequoia groves of California.
Since colonization of America nearly 50 kinds of vertebrate animals have
become extinct In the United States and its possessions as a result of man
caused changes in the environment and overhunting At least 78 other species
of mammals birds reptiles amphibians and fishes now are so rare that they
too may be lost forever unless special efforts are exerted for their preservation
Conventional wildlife management measures though effective for many
species, are not sufficient for certain less adaptable forms. Information is needed
regarding their status distribution habits habitats and limiting factors before
effective management measures can be devised.
A research station on endangered wildlife has been established. It is the
headquarters for Federal research on rare and endangered wildlife species. The
program is coordinated with State agencies, universities, and interested groups.
The program includes ecological studies of threatened wildlife in their natural
habitats, laboratory investigations of physiological, nutritional, genetic, patho-
logical behavorial and other problems and the propagation of endangered
species in captivity for release to replenish wild populations Nucleus popula
tions in captivity will preserve basic stocks in the event wild populations are
lost Surplus animals reared in captivity will be utilized in living exhibits for
scientific and recreational viewing by the public
The economic benefits of wildlife to the human race are significant but are
dwarfed by the ethetic considerations The enrichment of life is hardly confined
to the billfold The disappearance of a species is a permanent loss This new
program is dedicated to preservation for human good of such unusual animals
as the whooping crane California condor Hawaiian goose or nene blackfooted
ferret and many others
MIGRATORY BIRD HABITAT AND PRODUCTION RESEARCH
Under the Migratory Bird Treaty Acts with Great Britain (for Canada) and
Mexico the Federal Government through the Bureau of Sport Fisheries and
Wildlife is responsible for preservation and enhancement of the migratory bird
resource Increasing human populations and attendant cultural developments
place mounting pressures on both the game (waterfowl snipe woodcock doves
pigeons etc ) and the non game ( songbirds) species Inimical factor'~ may be
expected to intensify
Major needs are to und~r~tsnd ~~niil~tion dynAmics h~hit~t requirements
and ecological relationships of the individual species as a basi~ for conserva
tion planning and action programs Seasonal distribution behavioral traits
PAGENO="0129"
SCIENTIFIC PROGRAMS
migrational phenomena, food and cover preferences, recruitment to the popula-
tion, and drain factors and rates are being studied ; population inventory and
habitat evaluation techniques are being developed ; characteristics of consump-
tive and non-consumptive users of the resource are being probed. Advanced
methods in taxonomy, physiology, ecology, pathology, biometrics, questionnaire
surveys and automatic data processing are being employed in this research.
Resulting data form the basis for annual Federal hunting regulations, sélec-
tion and development of National Wildlife Refuges, restoration and creation
of favorable habitate in non-Federal ownership, protection of agricultural crops
from bird depredations, and the delineation of the role of birds in the community
of living things.
Migratory birds are an integral part of the environment, a recreational base
of great magnitude, and an ethetic asset of incalculable value. The maintenance
of this resource on a level compatible with other human needs adds to the
quality of day to day life.
OTHEE WILDLIFE HABITAT AND PRODUcTION nESEARCH
Resident (nonmigratory) wildlife faces a bleak future because of direct spa-
tial competition from a burgeoning human population. Intensive land manage-
inent for urban, industrial, and agricultural development is, for the most part,
incompatible with successful wildlife conservation.
Ways must be found of satisfying the minimum habitat requirements of wild-
life in the land utilization plans of the future. This will require a thorough Un-
derstanding of biological needs of the several species and how these can be
meshed with cultural developmental activities.
Although resident wildlife is largely a responsibility of the States, the Bureau
of Sport Fisheries and Wildlife is Inextricably involved because of having to
provide technical guidelines to Federal land managing agencies and to honor
cooperative agreements with States under the Wildlife Research Unit and For-
eign Game Introduction Programs. Research is undertaken to define the habits,
habitat requirements, ecological relationships, and population dynamics of in-
dividual species to provide basic information for intelligent, integrated resource
management. These studies require the employment of refined skill in all the
basic sciences and new advances in specialized technology such as microtelemetry.
Findings are being employed by the Forest Service and Bureau of Land Man-
agement in timber and range management plans, by the States on wildlife lands
and in the formulation of hunting regulations, and by private landowners in
agricultural operations. Wildlife research will insure the perpetuation of opti-
mum wildlife crops in years to come adding to recreational opportunities for the
people and sustaining a healthy ecosystem for posterity.
Natural habitats are extremely important to the wildlife contained within
the National Park System. The occurrence of truncated ungulate ranges, over-
zealous predator control programs of the past and the like, make intense man-
agement programs imperative. These programs can only succeed if they are built
upon adequate knowledge obtained through research.
SPORT FISH HABITAT AND PRODUCTION RESEARCH
The National surveys of fishing and hunting show that the number of sport
fishermen has increased from 20.8 million in 1D55, and 24.3 million in 1960, to
28.3 million in 1965. The report of the President's Science Advisory Committee,
"Improving the Quality of our Environment," drew attention to the deteriorating
quality of the aquatic environment. These opposing forces-the increasing need
for sport fishing vs. the decreasing quality of habitat-underscore the need of
fishery resource managers for knowledge to make their operations more effective.
Obtaining this knowledge is the objective of fish habitat and production research.
Two kinds of knowledge are needed : how to use and improve the productivity
of natural waters for sport fishes ; and, to supplement this natural production,
how to produce hatchery fish more efficiently and utilize them more effectively.
For the former, studies are made to learn the ecological facts and principles
governing the distribution and abundance of sport fishes in both salt and fresh
waters. Improvements in the production and utilization of hatchery fish are
made by applying results of research in the husbandry sciences: nutrition, pa-
thology, genetics, cultural methods, and environmental requirements. These prob-
lems transcend State boundaries, and it becomes a Federal responsibility to
125
82-221 O-67-----9
PAGENO="0130"
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SCIENTIFIC PROGRAMS
assure the continuity and comprehensiveness of needed research. This Federal
responsibility is vested in the Bureau of Sport Fisheries and Wildlife.
The expected benefit of this research is the preservation of a priceless her-
itage-the rights of those who wish to seek and enjoy sport fishing, and the right
of others to know that the opportunity is there.
ENVIRONMENTAL ACTIVITIES
CONTROL OF SULFUR-BASED AIR POLLUTANTS
Introduction
Air pollution in the United States today shows increasing signs of a rapidly
approaching acute stage. Recent estimates indicate that pollutants are being
released to the air above our Nation at a rate of 133 million tons per year.
Unless important progress is made in the development of air pollution control
technology, the 336 million people that are expected to be living in this country
by the year 2000 may have to contend with an increase of as much as 60%
in pollutant output. Since American industry-a major contributor of pollutants
to the air-is outdistancing the population in growth, the pollution rate 30 years
hence might be even greater.
Although contaminants from many sources foul the air we breathe, sulfur
oxides, resulting principally from the combustion of fossil fuels and the utiliza-
tion of sulfur-bearing ores, constitute a major facet of the air pollution prob-
lem. Recent estimates indicate that almost 25 million tons of sulfur oxides
are funneled to the atmosphere in the United States annually. About 60% of
these result from the combustion of coal, while another 20% are produced from
the combustion of petroleum products-particularly residual fuel oil.
The effect of exposure to low levels of concentration of sulfur oxides for
extended periods is not fully understood, but there is ample evidence that
high concentrations can severely affect human health and also damage lands,
plants, and materials of construction. Increasing urbanization, along with
growing population and associated industrial expansion, is raising the concen-
trations of sulfur oxides in the atmosphere above many cities. The Public
Health Service recommends 0.1 part per million (ppm) as the maximum desirable
ground level concentration of SO2 in air, but average concentrations in a few
of our major cities may be as much as 0.2 ppm with maximum daily and hourly
concentrations of 0.7 and 1.7 ppm, respectively.
Interior Department's systcm8 approach
The Department of the Interior, principally through the Bureau of Mines,
is dedicated to a "systems approach" in the search for a solution to the SO~-
air pollution problem. In this approach the entire situation is considered so
as to arrive at a best overall solution in preference to individually optimizing
various elements of the problem. The objective i~ to balance human and natural-
resource-conservation needs for reducing emissions of 502 against such factors
as: (1) Reserves and supplies of low-sulfur fuels; (2) alternative energy
sources; (3) alternative methods for suppressing or otherwise abating SO2;
(4) processing economics; (5) dislocation of industry; and (6) other important
economic and sociological considerations.
Economic and technical conriderations
(1) Fuel resources
The United States is fortunate in having tremendous reserves of low-cost
coal, amounting to more than one-and-a-half trillion tons. This makes coal
our most abundant mineral fuel resource with reserves large enough to last
more than a thousand years at present consumption rates. Low-sulfur coal-that
is coal with less than 1% sulfur-comprises roughly two-thirds of the Nation's
coal resources, but unfortunately it is impractically reniote from the areas
of greatest need, and thus its required use could involve high transportation
costs. Also, more than three-quarters of our coal reserves are comprised of
low-quality western subbituminous coal and lignite, both of which are low in
sulfur. In addition an appreciable amount of the reserves are widely dispersed
and not available in blocks large enough to be classified as long-term supply
sources for electric utility plants. Furthermore, some low-sulfur coal is in
deposits whose geological conditions entail high mining costs.
One possible economic solution might be to take advantage of mine-mouth
power generation together with extra-high-voltage transmission, since mines
PAGENO="0131"
SCIENTIFIC PROGRAMS 127
are usually in rural areas-remote from the more densely populated areas of
volume-power utilization. The difficulty with this type of scheme is that the
so2 atmospheric concentrations over large geographical areas eventually may
be at levels high enough to endanger human life, vegetation, and materials.
Tall smoke stacks-even those 800 feet high-are not a permanent solution
to the proolem because rural communities might be contaminated at distances
as far as 25 miles from a given power plant.
Most U.S. cruae petroleum is relatively low in sulfur, and residual fuel oil
produced from it usually contains approximately 1.5%. sulfur. However, less
and less residual oil is being produced by U.S. refineries each year ; at present
it amounts to only about 8% of the domestic. crude oil output. Many foreign
crudes are much higher in sulfur content, and the usual residual fuel oils pro-
duced from them and imported into this country contain as much as 3% sulfur.
During refinery operations, the sulfur tends to concentrate in the high boiling
fractions-the ones with the lowest value per gallon. Since residual fuel oil
sells for less than the crude from which it is produced, there is no economic
incentive to process it further to remove the sulfur.
Technological aspects- of sulfur control
(a) Precombilstion removal of sulfur
The problem in removing sulfur from coal is compounded by the fact that not
only do some coals contain as much as 6% sulfur, but the sulfur in all cOals
occurs in two major forms-organic and pyritic. Organic sulfur, which may be
as much as 20 to 60% of the total, is actually part of the coal structure, and
there is no known practical way by which this sulfur can be removed. Pyritic
sulfur is at least theoretically removable ; combined in mineral form as pyrites,
it is physically imbedded in coal-not chemically bound to it.
Depending on their size, pyrite particles can be removed from coal with vary-
ing efficiency by such conventional coal cleaning processes as jigging, dense
media, and concentrating tables. But, these processes are designed primarily
to reduce ash content. If the coal is crushed sufficiently, the finer pyrite particles
can be released. Information is available for only a few coal seams, but indica-
tions are that coal must be crushed to less than 100-mesh size to release most
of the pyrites. Since material this fine cannot be transported except at greatly
increased freight rates, release of the pyrites by crushing would have to be
done at the point of use.
Success With these physical methods would have a very beneficial effect on
the sulfur content of coals now being mined. If only an additional 0.5% of
sulfur could be removed, more than 67 million tons of our present production
would become "low-sulfur coal" containing less than 1% sulfur.
A variety of chemical methods-acid treatment, air and biological oxidation,
gasification, carbonization, hydrogenation, and solvent extraction-through which
coal is converted to other products have been suggested as means for removing
sulfur. Right now, none of the methods except gasification appears to be economi-
cal, nor do they show prospects of becoming so in the near future~ Gasification
is the exception because it offers potential additional advantages for combining
steam and gas turbine cycles to increase overall central station efficiency.
The sulfur compounds occurring in residual fuel oil are chemically bound to
the oil molecules and their removal could require drastic treatment. Three
major types of chemical processes have been suggested for reducing the sulfur
content, and from a technological standpoint there should be no major obstacles
for application to residual oils. The processes are (1 ) treating and extraction
processes, (2) thermal and contact-catalyst processes, and (3) hydrodesulfuriza-
tiori. Unfortunately, the processes are not simple, and there are serious economic
obstacles to their use. Of the three methods, hydrodesulfurization appears to
hold the most promise.
Estimates for different-size plants and for differing processes and final-
product specifications show costs ranging from 37 to 77 cents per barrel for any
reasonable reduction in sulfur. Assuming an optimistic 50 cents per barrel as the
cost of reducing sulfur, this would represent a price Increase of about 25%-or
about 7 cents per million Btu-over present posted prices for residual oil.
Another method for reducing the sulfur content of residual fuel involves blend-
ing the high-sulfur residuals with low-sulfur distillate to achieve low average
levels. Estimstes show that the cost of such blending would be extremely high.
For example, reduction in sulfur from 3% to 2%, could increase the cost per mu-
PAGENO="0132"
128
SCIENTIFIC PROGRAMS
lion Btu from 33 cents to 43 cents. Thus, the blending route is even more costly
than that predicted for hydrodesulfurization.
(b) sulfur fhvatwn~durtng combustw~
One way to reduce sulfur oxide emissions from combustion processes is to use
an additive that ties up the sulfur oxides as a solid alkaline sulfate Limestone
and dolomite have been tested to a limited extent for this purpose because of
their availability and low cost Such additives increase the load of the solids
removal system and could contribute significantly to the fireside deposit and cor
rosion problem On the other hand these materials have a major advantage
in that they can be added to the coal and crushed with it and thus can be used
with existing boilers with little or no additional equipment Test work in the
United States Japan and Germany has shown some success but results in gen
eral are erratic, indicating the need for considerably more research.
(c) Remova' of sulfv~r o~rides from stack gases
Research has been under way for many years to find acceptable methods for
removing sulfur oxides from stack gases Earliest efforts were devoted to scrub
bing the gases with alkaline aqueous solutions and slurries Unfortunately all
wet scrubbing methods suffer from one fundamental disadvantage-unless an ex
ceptionally high level of 502 removal is achieved ground level concentrations
in the vicinity of the stack base may be little improved and in some cases even
worsened This can occur since the cold and therefore relatively heavy effluent
gases tend to descend quickly from the top of the stack minimizing opportunity
for diffusion into the surrounding atmosphere
Because of the disadvantages with wet scrubbing processes recent research on
SO2 removal has been directed toward techniques operating at increased temper
ature levels (200-900 F ) They also have the advantage in that a marketable
product-sulfur or sulfuric acid-could be produced to help offset the operating
costs of the processes At present several dry processes ~tre at various stages
of development, and may find applicability for powerplant use.
Interior's sulfur-control reisearch program
Many methods have been proposed for solving the sulfur oxides problem re
sulting from fuel combustion, but either the engineering technology is not yet
developed or the economics are unfavorable. The Department of the Interior's
Bureau of Mines, therefore, within limitations of its budget, is making an all-out
effort to bring the most promising methods to an economically acceptable level
Any developments for alleviating an air pollution problem that do not consider
the economic and resources aspects of control could have serious impact on the
nation's overall economy.
In its work the Bureau is applying the systems approach because no one method
can be expected to prove best for all conditions. Methods under investigation
range all the way from those in which the sulfur is removed from the fuel prior
to combustion through those that remove the sulfur oxides from the products
of combustion before discharge to the atmosphere to development of new and
improved combustion systems that provide electric power at much higher efficlen
cies than those now conventionally used Supplementary studies have been made
to determine the sulfur content of our coal resources and their availability as
well as to develop improved methods for measuring the sulfur content of coal as
It moves through a coal cleaning plant
(1) Pre combustson removal
Pyrites the principal sulfur containing mineral in coal occurs as discrete par
tides that theoretically can be released by fine grinding of the coal. Once the
pyrites are released, the problem of separating them from the coal remains.
The Bureau is exploring several approaches a dry cleaning procedure using a
mixture of air and magnetite to effect a specific-gravity separation ; froth fiota-
tion techniques and magnetic separation
(2) thilfur flulflatwn
There is conflicting information in the literature on the effectiveness of lime
stones (and dolomites) for reacting with the sulfur gases during combustion of
coal and fixing them in the ash residue In some cases appreciable SO2 i emoval
is reported and in others none at all The difference in results may be caused
by a variety of factors not yet fully explored They include reactivity of the
limestone, ratio of limestone to sulfur oxides, temperatures in the furnace, and
PAGENO="0133"
SCIENTIFIC PROGRAMS 129
methods and places of limestone injection. To evaluate these variables, the
Bureau is investigating all of them on a rational basis.
(3) Improved con~bustion met hod$
An entirely different approach to alleviate the sulfur probleni involves the use
of new combustion principles that theoretically develop electric power at con-
sideraby higher efficiencies than tbos~ presently used. The Bureau is invest!-
gating :~ieveral of these principles, including magnetohydrodynamics, electrogas-
dynami~s, and combined cycles. Also under investigation is the combustion of
coal in a fluidized bed, a method that offers advantages from improved heat and
mass transfer and from lower temperatures within the bed. Lower bed tempera-
tures may lead to reduced emissions of sulfur and nitrogen oxides, as well as
greater efficiency by reduction in corrosion and ash deposits.
(4) stack ga~ treatment
The Bureau is studying the removal of sulfur oxides from the stack gases
generated when fuel Is burned. Some of these approaches depend on reacting and
fixing the sulfur oxides with various chemicals which can be regenerated and
reused after adsorption. The sulfur is recovered either as sulfuric acid or in
elemental form, each of which can be marketed. Among the processes under
investigation are:
(a) Alkalized aiumina process
Oxides of sulfur are removed from hot stack gases by absorption on free-falling
and entrained pellets of alkalized alumina. The pelleted absorbent is regenerated
and released sulfur converted to hydrogen sulfide through application of heat
and a reducing agent, such as producer gas. Subsequent treatment of the H2S in
a Claus reactor produces recoverable elemental sulfur.
Under the sponsorship of the Public Health Service, a small pilot plant (550
cubic feet per hour) was built at the Bureau's Pittsburgh Coal Research Center,
Bruceton, Pa., in 1961 and operated for three years. A completely integrated
unit handling 55,000 cfh is now being used at the center to investigate continuous
operation of the absorption-regeneration cycle and other variables.
(b) Rock-pho8phate proee~~
Bench-scale tests have proved that, following catalytic oxidation of SO2 to
So8, the SO~ is completely removed from stack gas at 400° C by contact with
phosphate rock. Furthermore, the SO3 and water vapor in the gas stream form
sulfuric acid vapor and reactwith the calcium phosphate in the rock. This process
presents the possibility of preparing a fertilizer or a fertilizer intermediate,
while at the same time removing noxious sulfur oxides from flue gases. A con-
sith~rable portion of the Nation's sulfuric acid is consumed at present In the
preparation of superphosphate fertilizer.
(c) Manganese-oxides proee~~
While manganese oxides were found In a preliminary screening investhration
to be highly absorbents of SO2 from combustion gases at 130° to 330° 0..
an improved, low-cost regeneration scheme is needed to reconvert the spent oxides
to usable, active manganese oxides. Physical regenerating methods under study
consist of thermal treatments at various pressures. Chemical methods Involve
use of the following gases at various temperatures and pressures : H2, 00, OH4,
air, CO2~ steam, H2S, and producer gas. Reducing solids, i.e., coal, coke, manganese
matte, and iron pyrites, will be considered also for regeneration tests. To reduce
attrition losses in the absorber development of a harder manganese oxide ab-
sorbent will be sought. This involves investigating metho~1s such as coprecipita-
tion with other oxides, impregnation on supports, and pelletizing.
(d) Teller process
Dr. A. J. Teller of Cooper Union University, New York City, has conducted
laboratory studies of an absorption system using chromatographic-type base ma-
terials such as alumina or chromosorb, impregnated with an absorption agent.
The absorbing compound may be organic; i.e., amines, amides, quinones; or In-
organic, such as metal sulfites. The absorption product must be regenerable
thermally.
Under a cooperative agreement with Cooper Union, additional research is
being funded by the Bureau of Mines In order to study the process variables.
Different aspects of this work is being conducted simultaneously at Cooper
Union and at the Bureau's Pittsburgh Coal Research Center.
PAGENO="0134"
130 SCIENTIFIC PROGRAMS
(e) Ea,pZoratory scheme8
The Bureau is continuing to test various minerals for their capacity to remove
sulfur oxides from flue gas. Materials found active might either be discarded
after a single pass, or regenerated. Many minerals such as shaies and phosphate
rock contain compounds known to react with SO2 under certain conditions.
The most promising materials found in these laboratory tests will be studied
fnrther, using an actual flue gas from combustion of pulverized coal. Both a
small and a large coal-fired furnace are available for such studies.
(5) Other ~~lfur con~trol research
Interest and concern for sulfur-based air pollutants and their control is not
only nationwide, but is springing up throughout the world. Foreign countries
reporting particular activity in sulfur-control research and development include
England, Germany, and Japan. Although work is under way in many areas on
means for fixing sulfur during combustion, the most important advances have
been made in the recovery of SO~ from stack gases. The foreign countries where
such research is under way, and the scale of experimentation involved are
indicated in the following table:
Process
Location
Size of
installation
(megawatts)
Byproduct
1. Alkalized alumina
2a. Catalytic oxidation
2b. Catalytic oxidation
3a. Reinluft (activated char)
3b. Reinluft (activated char)
4. Activated char
5. Manganese oxide
England
United States
Japan
England
Germany
Japan
do
1 50
12
. 02
2 15
5
1. 9
2
Sulfur.
Sulfuric acid.
Ammonium sulfate.
Sulfuric acid.
Do.
Do.
Ammonium sulfate.
I Proposed. 2 No longer in operation.
It is particularly interesting to note that of the four differing approaches to
SO2 recovery represented in the table, the Department of the Interior, through
the Bureau of Mines, has, contributed important pioneering research to three.
(6) Svmmary
With increasing urbanization, growing population, and associated industrial
expansion, sulfur oxide concentrations in the atmosphere over our cities will in-
crease unless some limitation is placed on their discharge. Since most of the sul-
fur oxides result from burning coal and residual fuel oil, the problem already is
recognized by legislation that sets specifications for fuels to be used in Federal
facilities, electric utilities, and industrial plants.
While the United States has appreciable reserves of low-sulfur coal, much of
it is located at too great distance from the electric utility market-the major
user-or is held captive by the steel industry for metallurgical purposes. Neither
is there a sufficient domestic supply of low-sulfur residual fuel oil to meet de-
mands now met principally by imports of high-sulfur residuals. For these rea-
sons, unless research finds a solution to the sulfur-emission problem, restrictions
will inevitably put a stop to the use of high-sulfur fuels and result in increased
costs.
Natural gas conceivably cOuld offer an acceptable alternative If it were avail-
able in sufficient quantity. However, this is one of the highest-quality, most con-
venient energy resources in the country. Conservation principles require us to
consider future, as well as present needs. Proved reserves of natural gas are
sufficient for between 16 and 17 years of consumption at the present rate. With-
out doubt, mare natural gas will be discovered in the future, but any general
shift to this fuel would raise requirements to more than offset increased supplies.
Nuclear power presents another possible answer to the sulfur dioxide problem.
Great advances have been made in the development of nuclear reactors, but there
is still much to be learned about their economic and safe operation. The handling
and disposal of nuclear waste is another problem. Supplies of low-cost fissionable
material are limited and will continue to be so unless new reserves can be dis-
covered or until breeder reactors become practical.
While theoretically sound ways to solve the sulfur oxide problem are known,
all processes under study to date are either technologically incomplete or eco-
nomically unfavorable. The lowest cost routes for a variety of conditions are still
to be determined, and new and improved methods must be sought.
PAGENO="0135"
SCIENTIFIC PROGRAMS 131
SOLID WASTE DISPOSAL
Each year U.S. citizens throw away more than 150 million tons of solid waste-
approximately 4.5 pounds per capita per day. By 1~8O, the figure will rise to
5.5 pounds of refuse for each person. The accumulation comprises paper, garbage,
tin cans, bottles, trash,, and just plain junk. It must be gathered and disposed of
in some manner, and the current annual cost of disposal is about $3 billion.
Most solid waste is plowed underground by bulldozers ; some is burned in open
heaps, as at Washington's Kenilworth dump ; about 37 million tons is burned
in more-or-less modern incinerators. The residues of the incinerators each year
contain more than 3 million tons of iron and 200,000 tons of mixed nonferrous
metals, mainly aluminum, zinc, copper, lead, and tin. Final burial of the total
raw wastes and burned residues in sanitary (and not too sanitary) landfills,
results in an irreplaceable annual loss of 9 million tons of metal. This is tanta-.
mount to stealing each year many millions of dollars from the national economy.
In 1964, 86.3 million automotive vehicles were registered in the United States.
That same year 9.3 million new ones were built and 6.8 million were discarded-
cars that were wrecked, worn out, or merely too dilapidated. By 1975 the num-
ber of vehicles scrapped is expected to approach 10 million annually. The pro-
jection is based on the assumption that the historical relationship between auto-
mobile registration and automobiles scrapped will remain relatively constant,
and on the assumption that registrations will increase at the 1954 to 1965
rate.
In 1965, approximately 6.7 billion tons of material was dug from the U.S. soil
to produce 0.5 billion tons of coal, 2.4 billion tons of crude ore along with mar-
ketable products such as sand and gravel and clay, as well as 3.8 billion tons of
mining waste. Further processing of the crude ore yielded about 0.4 billion tons
more waste materials to be stored in tailings, ponds, or slag heaps.
THE THREAT OP ACCUMULATING WASTE
. AUTOMOTIVE WASTE
MUNICIPAL WASTE ~ MINE AND MILL WASTE
3O~--~- ~ ,./ C * *
~ 250 ~ ~ ~ . ,,/~ 5 -
~2OO ,,,` ~. /,f
~` __________ ~// ~ ~ I
1950 1965 980 950 1965 980 950 965 980
Fiounu 34
Meanwhile, the grades of available ores continue to decline, and ~ user specifica-
tions for industrial minerals and fossil fuels are becoming more stringent. If
the national economy continues to grow at the expected rate, the domestic
minerals industry will be handling at least 9.5 billion tons of material a year by
1975-and producing nearly 6 billion tons of waste. Obviously, the production
of solid wastes is increasing rapidly, and the problems arising from it are many-
faceted and complex.
Take, for example, the scrap automobile situation. The technology of iron and
steel making has been undergoing a revolution in recent years. As a result, only
high-grade ferrous scrap is in demand ; the market for lower-grade automotive
scrap is gradually declining in spite of steadily increasing steel production.
Better methods must be devised for upgrading automotive scrap and new uses for
it must be found, or the junkyards will continue to grow.
Social pressures also are mounting against defacement of the land by mine
waste, slag piles, dumps, tailings, slime ponds, and other waste storage. Not
only do these create scenic blights, but they take up space that could be used
PAGENO="0136"
SCIENTIFIC PROGRAMS
more productively-space that already is hard to find in many heavily popu-
lated communities. Waste storage often creates hazardous conditions and con-
tributes to water and air pollution. Moreover, many solid wastes contain po-
tentially valuable mineral and metal constitutents which should be recovered and
recycled to the production stream.
The importance to the overall economy of recycling materials is evident. Of
the total copper consumed in the United States each year, 42% is reclaimed or
"secondary" copper. Recycling accounts for 58% of our lead, 45% of our iron,
26% of our zinc, and 19% of our aluminum. These returns are derived only
from materials that are easily treated, however. Millions of dollars worth of
metals are discarded each year, because they are locked chemically and me-
chanically into materials from which they cannot be separated by standard
smelting technology.
~ Here, in the United States, we now enjoy a high standard of living far beyond
precedent for any country In the world. But, in attaining that standard, we
have consumed in the past three decades alone more minerals and fuels than
previously were used by all the people of the earth throughout its history. As
a result, much of the copper now produced on the North American continent
comes from ores containing less than 1% copper, as compared to grades of 5
to 20% copper used 60 years ago. An increasing percentage of domestic iron ore
is taconite, a rock considered unusuable only a few years ago wnen direct-ship-
ping hematite was available. This trend toward the use of leaner ores is evident
for many other metals.
The lesson is clear : The United States has exhausted or nearly exhausted its
rich deposits which were easily discovered and easily mined, and is being forced
to import rich ores or use domestic ores of lower quality. Clearly, the natural re-
sources of the entire world will not be adequate to supply increasing demand
indefinitely unless far more efficient systems for recycling used materials can be
devised.
The Department of the Interior, charged with conservation and wise use of the
Nation's resources, has consistently sought ways to reuse the waste products and
scrap generated by the minerals industries and the consuming public. Through
the Bureau of Mines, the Department has been actively seeking solutions to solid
waste problems for more than two decades. In general, the objective has been to
develop new and improved methods for recovering metal values from wastes and
for refining substandard primary metals. The approach has been that of applying
scientific knowledge and expanding the technology of extractive metallurgy to
solve difficult secondary metals problems. The value of this approach and the in-
novative capability it requires, are demonstrated by the following accomplish-
ments:
Cadmium-magnesium alloy bomb casings, left from World War II, re-
mained In stockpiles for years and were assumed to be worthless because the
alloy defied separation by known metallurgical practice. The Bureau devel-
oped a process for recovering both metals, at significant savings to the Gov-
ernment, through vacuum distillation.
Drawing on technology from the heavy chemicals industry, the Bureau
has successfully used amalgam electrolysis to recover tin, cadmium, and zinc
from process residues.
Processes have been developed in which two waste materials effectively re-
fine each other. Galvanizers' dross containing iron is mixed with zinc die-cast
scrap containing aluminum, and the mixture is melted. The iron from the
dross combines with aluminum from the die castings to form solid crystals
of `iron-aluminum compounds. These are easily separated by filtering or
centrifuging, and the zinc from both scrap materials can be refined.
Another process developed by the Bureau uses a different type of waste ma-
terlal for removing aluminum from die-cast scrap. Spent galvanizers' sal
skimmings, containing too much chlorine for treatment at smelters, is added
to the molten scrap to cause volatilization of aluminum chloride. The zinc is
refined, and the skimmings become marketable when the chlorine content is
reduced below 2%.
A process recently patented by the Bureau removes alumina from zinc
with the aid of ferric chloride. Unique features of the method are that both
iron and chlorine in the ferric chloride are effective refining agents; and
ferric chloride, which normally boils below the temperature of the operation,
Is prevented from escaping by using a carrier ~ux of other salts.
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In the past there has been a tendency to look askance at recycling ; the Idea of
reusing "junk" was considered degrading. Nevertheless, the Bureau of Mines
has persevered-sometimes at only token 1e~ els of funding, and often alone'-
in this field of research.
The growing realization of the importance of waste reclamation has generated
social pressures for additional actions by the ~Federal Government. With the pas-
sage of the 1965 Solid Waste Disposal Act, the Bureau's responsibility was
clearly indicated. Under the provisions of the Act, the Secretary of the Interior
was given responsibility for dealing with ". . . problems of solid waste result-
ing from the extraction, processing, or utilization of minerals or fossil fuels . . ."
This is Interpreted to include the return to the industrial base of metal scrap and
mineral residues from all sources.
The scope of the Department's activity is spelled out in the Act as follows:
"The Secretary shall conduct, and encourage, cooperate with, and render
financial and other assistance to appropriate public authorities, agencies,
and institutions, private agencies and institutions, and individuals in the
conduct of, and promote the coordination of research, investigations, ex-
periments, training, demonstrations, surveys, and studies relating to the op-
eration and financing of solid waste disposal programs, the development and
application of new and improved methods of solid waste disposal and the
reduction of the amount of such waste and unsalvageable waste materials."
In carrying out these provisions the Secretary is authorized to:
"1. collect and make available, through publications and other appropri-
ate means, the results of such research and other activities including ap-
propriate recommendations in connection therewith;
2. cooperate with public and private agencies, institutions and organiza-
tions, and with any industries involved, in the preparation and the con-
duct of such research and other activities ; and
3. enter into contracts or make grants-in-aid to public or private agencies
and institutions and to individuals for research, training, projects, surveys,
and demonstrations."
The Department of the Interior, through the Bureau of Mines, immediately
initiated an expanded program to:
1. Delineate the factors causing and contributing to waste disposal prob-
lems in mineral and mineral-related industries ; establish the magnitude and
nature of the waste products ; identify the problems that demand priority
of attention ; appraise the effectiveness of waste disposal practices ; pro-
vide estimates of waste that may accumulate from future operations ; and
make recommendations for the improvement of waste disposal practices;
2. In areas where the scope of the problem was already clearly identified
(automobile scrap, incinerator waste, alumina plant red mud) , develop
new or improved techniques of solid waste recovery and utilization and
demonstrate their applications ; alternatively, develop nonpolluting methods
for disposing of solid waste where no valuable constituents can be Identi-
fled and for which no use can be found;
3. Devise methods for separation of components of nonferrous scrap by
continuation of research previously underway;
4. Interest and train college students in the field of solid waste utiliza-
tion and disposal.
Work on auto scrap was divided into two phases : ( 1) upgrading to an ac-
ceptable feed for steelmaking and (2) finding alternative uses.
The presence of copper in automobile scrap is a major barrier to its use In
steelmaking ; a maximum of 0.15% copper is permitted for steel that is to be
shaped by deep drawing. Tin, aluminum, and lead are other unwanted, but less
troublesome, impurities. Methods investigated for the effective removal of im-
purities have included physical sorting, leaching, and pyrometallurgical treat-
ments.
Good progress has been made on a project designed to determine the exact
location and composition of nonferrous components of typical scrap automobiles
and to find the most economical method of stripping these components from the
hulk. Representative models of junk cars were disassembled and analyzed and
the results transmitted to the Institute of Scrap Iron and Steel, the American
Federation of Independent Scrap Yard Dealers, and the American Foundryman's
Society. These organizations, in turn, disseminated the information to their in-
82-221 O-67-1O
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dividual members, many of whom have reported that this information has helped
them in processing automobile scrap. Promising results have also been obtained
from experiments in chemical leaching of residual copper from automobile scrap.
An efficient selective leaching agent has been developed, and preliminary cost
estimates for commercial-scale processing have been favorable.
Less successful to date, but still showing promise, are two furnace treatments.
One involves heating the auto hulk in a rotary kiln at a temperature that liquifies
low-melting nonferrous metals and embrittles the copper so that it can be flaked
free and separated. The other treatment involves melting the scrap and prefer-
entially tying up the copper in a slag fraction.
The Bureau is highly optimistic about a process that utilizes steel scrap in
an entirely different manner. Chopped-up scrap is heated in a rotary kiln with
nonmagnetic taeonite-a material that previously has resisted treatment for re-
covery of its iron content. The iron in both the ore and the scrap is converted to
a magnetic iron oxide which can be readily concentrated. At this stage, a con-
ventional iron-oxide pellet can be made containing more than 63% iron, or an-
other Bureau technique can be applied to yield a prereduced pellet with an iron
content of more than 80%. By late 1968 a prototype plant will begin operation
near the western end of the Mesabi Range to demonstrate the process. The plant
will have a daily capacity of 600 tons of crude ore. Since the process requires ore
and scrap in about a 20-to4 ratio, the test plant will use 30 tons of scrap per day.
A commercial processing plant turning out 5 million tons of high-grade ore con-
centrates a year would consume 600,000 tons of scrap.
Still another project, started last year and aimed at recovering the metal and
mineral content of municipal incinerator wastes, already has attracted wide in-
terest. Separation and recovery of the valuable mineral constitutents poses sev-
eral technical problems, but none of these appear unsurmountable. When the
project has been further advanced it is probable that the recovery method will
be demonstrated in a model municipal waste plant to be built in cooperation with
the Public Health Service.
One other project, still in an early stage, already has shown promise of partial
achievement of objectives. Work on centrifugal dewatering of red mud from
Jamaican-type bauxite has been sufficiently encouraging to stimulate a major
manufacturer of centrifuges into conducting a number of tests for the Bureau at
no charge. Success in this phase of red mud research would result in substantial
recovery of alumina and soda for processors of bauxite. Subsequent problems,
recovery of iron and titanium and the final disposal of the residue, are yet to be
solved.
. A contract and grant program aimed both at training personnel and conduct-
ing basic research was begun by the Bureau this year and is now operating at an
annual level of $600,000. None of the projects begun to date are sufficiently ad-
vanced for a meaningful assessment of progress.
Hundreds of samples of mine and mill wastes have been subjected to extensive
scientific scrutiny to establish their chemical and physical properties and to de-
termine the most likely materials for mineral recovery or conversion to useful
products. A preliminary study of the magnitude and sociological significance of
the solid waste problem is scheduled for completion by the middle of 1968.
134
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SCIENTIFIC PROGRAMS
135
FIGURE 35.-Reduction of iron ore with auto scrap.
FIGURE 36.-Material contained in incinerator resid~ues~
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The Department is not alone in research on solid wastes. The Public Health
Service, Department of Health, Education and Welfare, conducts a program
twice as large as Interior's which includes research, training, demonstrations,
and community planning in the field of municipal waste disposal (but not con-
stituent recovery) . Individual states and cities are becoming interested and co-
operating with the HEW program.
Industry is moving as rapidly as possible to develop new machines to treat auto
scrap and make it acceptable to steel manufacturers. But the total effort to date
has made only a dent on the massive problem of solid waste accumulation.
In spite of increasing public concern, solid waste disposal lacks the glamor
and urgency that surround air- and water-pollution control. Yet it is virtually
certain that solving solid waste disposal problems will require as much or more
technical creativity as that demanded by other fields. The challenges will call for
all the imagination that can be generated by the combined physical and biological
sciences; all the ingenuity that can be brought to bear by chemical, metallurgical,
mechanical, civil, and sanitary engineers; and the integrated application of so-
phisticated systems analysis on the Federal, State, and community levels.
RESEARCH ON EARTHQUAKES
Introduction
Hundreds of damaging earthquakes have occurred during historic time In the
earthquake belt of the western United States. Many more can be expected to
occur in the future. In the California-Nevada region alone, about 60 earthquakes
of magnitude 6 or greater have been recorded in this century, and many have been
experienced in other states of the western earthquake belt : in coastal Oregon and
Washington, Utah, and Montana. Less severe earthquakes have been widespread
in the west, and in the area east of the Rocky Mountains as well.
Although great earthquakes-those of magnitude 8 or greater-are relatively
rare, they can be expected to cause large future losses in life and property unless
we can expand our knowledge so as to minimize their effects. Three great earth-
quakes have occurred in California during the past 110 years : on the famed San
Andreas fault in 1857 and 1906, and in Owens Valley in 1872. Others recorded
in the United States occurred in 1811 and 1812 in the vicinity of New Madrid,
Missouri-in the Mississippi Valley region-illustrating that the portion of our
country lying east of the Rocky Mountains is by no means immune from the
hazard of great earthquakes.
The Good Friday earthquake in Alaska in 1964 stimulated present interest in
research on the nature and causes of these phenomena and the reduction of the
hazards attending them.
Populations in earthquake-prone areas in the western United States are ex-
pectecl to increase to at least one-fifth of the total national population by the year
2000. The Urban Land Institute estimates that, by then, one-seventh of our
total population will be concentrated in less than one-third of the area of the
State of California, primarily in the coastal region; the "earthquake country"
of the San Andreas fault. Many moderate, a few severe, and perhaps one great
earthquake can be expected to occur in California and other earthquake-prone
areas during this period of rapid population growth.
Recognizing the critical and immediate need to develop sound guidelines for
safe and economic urban development for this expanding population, the U.S.
Geological Survey has organized a broad, coordinated, interdisciplinary earth-
quake research program at its National Center for Earthquake Research
(NCER) in Menlo Park, California. About 100 geologists, geophysicists, mathe-
maticians, and technicians are engaged in this research program. The various
elements of this program are:
Sei8mologicai 8tudiės
Small earthquakes and aftershocks are being studied along a segment of the
San Andreas fault zone that stretches from San Francisco 200 miles south to
Cholame, near which a sequence of moderate earthquakes occurred in June and
July, 1966 (fig. 37) . A network of fixed seismograph stations is being established
in this area. Thirteen such stations, primanily in the San Francisco Bay area
south of San Francisco, are now in operation, and a total. of 31 are scheduled for
installation by the end of FY 1967. Earthquake signals from these seismograph
stations are transmitted (telemetered) over telephone lines to N*CER and re-
corded there for study.
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The telemetered seismograph network is supplemented by a network of 20 port-
able seismograph stations that can be moved into the field for special studies with-
in hours after an earthquake occurs. Earthquake signals are recorded on special
slow-speed, low-power, magnetic-tape recorders that can operate unattended
for up to 10 days on a single reel of tape. Magnetic tapes from the portable sta-
tions are then "played back" and recorded in visual form for analysis at NOER.
These portable stations already have been used successfully to study earth-
quakes in many areas : in Colorado, in the Yellowstone National Park region of
Montana and Wyoming, and in Chile, Nevada, Alaska, and California. Earth-
quakes can be located with unprecedented accuracy with the new telemetered
and portable seismograph networks. An example is the study of the aftershocks of
the 1966 earthquake sequence in the Parkfield-Cholame area. In this study,
using accurately recorded earthquake waves and supplementary information
(extrapolated from explosions) on the speed at which these waves travel in the
earth's crust, aftershocks were found to lie vertically below the surface fracture
zone of the San Andreas fault at depths ranging from near the surface to 15 kil-
ometers. We believe this is the first time that earthquakes have been shown to
occur directly in a mapped fault zone.
Some segments of the San Andreas fault zone are "active" with many small
earthquakes and a few moderate ones. Other segments are strangely quiet. An
example of a quiet zone is the area of our telemetered Peninsula cluster of seis-
mographs southwest of Menlo Park, through which we are keeping the earth-
quake pulse of a segment of the San Andreas fault that broke violently during
the San Francisco earthquake of 1906. Another quiet zone is the segment of the
San Andreas fault zone south of Cholame that broke in the great Fort Tejon
earthquake of 1857.
The areas of frequent small or moderate earthquakes are also areas where
"fault creep" or slippage is commonly observed, whereas creep is generally not
observed in quiet zones.
We are investigating the significance of these observation.
In addition to our seismological studies of earthquakes, we are recording
seismic waves generated by explosions to study the deep structure of the earth's
crust and upper mantle. Early studies of earth structure emphasized a broad
reconnaissance of the structure of the continent. We are now making much more
detailed studies of the deep structure of the San Andreas fault to obtain informa-
tion on the broad geologic environment in which earthquakes occur, and on the
speed with which earthquake waves travel, permitting their accurate location.
Preparations are under way to begin a study of the relations between the
intensity of ground motion associated with earthquakes and the nature of
geological materials on which buildings are constructed.
Other geophysical 8tudies
To study the ~ relations among earthquakes, fault creep, and regional crustal
deformation in earthquake-fault zones, scientists at NCER are conducting com-
prehensive studies of crustal strain. Such studies are made by repeatedly reob-
serving the slowly changing locations of survey markers and analyzing their
movements in relation to the geologic conditions and earthquake activity in fault
zones. Experimental observations of earth tilt and space and time fluctuations
in the earth's gravity and magnetism in fault zones are also under way.
A modern, well-equipped rock-deformation laboratory is nearing completion at
NCER. In this laboratory, rock samples will be subjected to pressures and tem-
peratulAes that we expect deep in the earth's crust and upper mantle to study how
rocks may actually deform and fail when an eathrquake occurs. These studies
will be coordinated with actual measurements of rock stress in specially drilled
holes in active fault zones.
Geologic $t~dies
Geophysical research on earthquakes is closely coordinated with a variety of
geologic studies. These include research on the regional geologic and tectonic
framework of earthquake-fault zones in the California-Nevada region and Alaska,
research on the relations of basement and volcanic rocks to movements along the
San Andreas fault, study of the relations of the evolution of sedimentary basins
to the geologic history of the San Andreas fault system, detailed mapping of
recent fault breaks, and studies of the relations between land forms and fault-
displacement rates. These studies are particularly valuable in determining from
the historic and geologic record where earthquakes may occur. They have shown,
for example, that total displacements along the San Andreas fault zone have
137
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138 SCIENTIFIC PROGRAMS
probably been as much as several hundred miles during the past 100 million years
of the earth's history, and that fault movements associated with earthquakes
have a tendency to occur repeatedly along the very same fault strands, rather
than through broad fault zones.
Engineering-geology studies of earthquake hazards in Alaska and California
are also under way. These studies include research on the stability of San Fran-
cisco Bay muds, submarine slides associated with the 1964 Alaska earthquake,
and on geologic and seismic hazards associated with nuclear-reactor siting prob-
lems in California.
At the present state of our knowledge, a good geologic map showing the
accurate locations of active faults is the most reliable and useful earthquake-
hazard map available. The usefulness of such geologic maps will, of course, be
greatly enhanced as our understanding of the geophysical observations of earth-
quake phenomena in relation to the geologic framework and history is improved.
Conclusion
The earthquake studies reviewed above have as their goal a substantial reduc-
tion of potential earthquake losses of life and property during the next ten years,
especially in establishing reliable guidelines that will permit Americans to live in
relative safety in earthquake-prone areas. As our knowledge of earthquakes
expands, we may acquire a capability for specific earthquake prediction-the
time, place, and magnitude of future earthquakes. Such knowledge would be of
great value in warning people to stay away from particularly hazardous areas,
and in alerting police and fire departments and public and private officials respon-
sible for the continued availability of water and power and access to transporta-
tion routes, so that they could make adequate advanced preparations for a future
earthquake.
The U.S. Geological Survey regards earthquake research as an opportunity
for science and the community to form a partnership in tackling the many prob-
lems associated with earthquake hazards. We believe that this partnership will
protect our society, enrich our culture, and strengthen our science.
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I
FIGURE 37.-Sketch map of the ParkfieldLCholame region, California, showing
U.S. Geological Survey seismograph stations, epicenters of July 17, 1966, after-
shocks, calibration shot locations, anl the surface fracture zones associated
with the 1966 earthquake sequence (from a map by R. D. Brown and J. G.
Vedder, U.S. Geological Survey). The epicenter of the main shock was provided.
by Prof. T. V. McEyilly, University of Oalifornia at Berkeley.
SCIENTIFIC PROGRAMS
139
PAGENO="0144"
LU
I-
2_i
Lii
>
I-
FIGuRF~ 38.-Theoretical traveltime curves for earthquakes with focal depths
from 2 to 14 km and the crusted model from which they were calculated.
Observations from four July 17 aftershocks are plotted on the diagram for
comparison with the theoretical cuives
I
140
SCIENTIFIC
0km
2.5 km/sec1 ~
6.0
I
PROGRAMS
CR US TA L
MODEL
6.8 15.6,,
5
8.0 ~ 24.6'
4
0
14
12
3:
~- 10
a.
LU
o 08:44
~ 09:52
o 10:51
x 11:19
7/17/66
`5
5
I I
10 IS
DISTANCE (KM)
20
0
25
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141
SCIENTIFIC PROGRAMS
FAULT MAP
OF
CALIFORNIA
THE U S GEOLOGICAL SURVEY
f
FIGURE 39
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142
SCIENTIFIC PROGRAMS
FIGURE 40.-Offset of California State Highway 46 across the San Andreas Fault
near Cholame, Oalifornia, the day after the moderate (magnitude about 5~/2)
Parkfield-Cholame earthquake of June 27, 1966. Offset was about two inches.
PAGENO="0147"
Pacific Rocky
Mountain Mountain
Syst5m Intermountain Plateaus System
A
Fiauin~ 41.-Structure o~ the continent from coaat to coast as determined by Geological Survey scientista from seismic,
gravity, aeromagnetic, and geologic studies in the V]3~LA-UNIFORM (nucleax~-test detection) and International Upper
Mantle research programs.
C
a
C)
0
C)
C)
0
0~
Interior Plains
Appalachian
Highlands
A
C
0
11
ri~
tTJ
I
0 100 200 300 400 500 600 700 Miles
0
300 600 Kilometers
PAGENO="0148"
144 SCIENTIFIC PROGRAMS
EXPLOSIONS AND FIRES IN COAL WORKINGS
situation and Outlook
Although progress has been made over the years in reducing the occurrence of
coal-mine explosions and fires, they remain significant causes of death and injury
to miners. During the most recent five-year period for which statistics are avail-
able (1962-66) , explosions caused 132 mine fatalities and 165 injuries. Fires,
during the same period, resulted in 19 deaths and 30 injuries. Clearly, both
records indicate a need for improvement.
Moreover, while fires in active mines are an immediate threat to the safety of
men working underground, those in abandoned coal workings and inactive coal
deposits, pose an insidious danger to lives, health, and property of people living
in or near coal-mining areas. In the Appalachian region alone, more than 200
such fires are known to be burning uncontrolled, some of them dangerously close
to urban centers. And nearly 500 coal-mine refuse banks are afire in 15 states.
Approximately 40% of these banks are within a mile of a town.
NGtiosval significance
While the high accidental death and injury rates in mining have long been on
the public conscience, a concern with the depreciation of human and environ-
mental values is of more recent origin. The "after cost" of a mine disaster is
easily documented in terms of the manpower loss and the human tragedy. It is
not so easy to estimate the demoralizing effect on communities of fires in coal
formations or in cuim banks. Objectionable fumes pollute the general atmosphere
and, if they accumulate in poorly ventilated spaces, can even kill. The economic
losses extend far beyond value of the coal consumed, for the development of
adjacent properties may be prevented and surface structures may be damaged by
subsidence. Fires within 30 feet of the surface destroy vegetation, and out-
cropping fires have ignited homes and forests causing widespread destruction.
Needs
The occurrence of any fire or explosion requires the coincidence of at least two
factors : a source of ignition and a local accumulation of combustible material.
Much fruitful work has been done on reducing and controlling these factors,
of which the development of "permissible explosives" and continuous monitoring
of working areas for methane are but two examples.
Local accumulations of combustibles are probably inevitable by the nature
of mining operations, and there may be an irreducible minimum of ignitions.
However, the transition from a small flame into a mine disaster can occur only
when substantial concentrations of combustible material have been allowed to
accumulate. Here proper ventilation of underground workings can limit the
danger. In this field there is much still to be learned and much of our basic
knowledge has yet to be fully applied.
Fires in inactive mines and culm banks demand better criteria for assessing
their cost to the community. The urgency of applying costly existent methods to
control such fires and the advisability of looking instead for new concepts of con-
trol can only be judged in terms of a known need.
Government involvement
The Bureau of Mines was established in 1910 to improve health conditions,
increase safety, and conserve resources in the mining industry. The Federal
Mine Safety Code of 1953 provides guidance for Federal inspectors in bituminous
coal and lignite mines. Public Law 738, 83rd Congress, authorized the appro-
priation of up to $500,000 annually for control of outcrop and underground
fires, and these operations were greatly expanded by the Appalachian Regional
Development Act of 1965.
Application of science and tecknology
Three classes of fire and explosion hazards are being fought by applying
science and technology. These hazards are : ( 1) accumulation of methane in
cavities and in the strata overlying mine workings ; (2 ) accumulation under-
ground of float coal dust layers Which may yield combustible dispersions even
when they are diluted with rock dust in accord with existing legal codes; and
(3) the formation of mixtures of coal dust and methane that are combustible
although each fuel by Itself is too much diluted to support combustion.
The tendency of methane to concentrate in layers can be dangerous even when
the rate of ventilation Is based on the rate of methane emission. The methane
PAGENO="0149"
SCIENTIFIC PROGRAMS 145
is rendered harmless only if it Is mixed completely with ventilation flow. Fire-
damp may accumulate In cavities and build up to large accumulations. A thin
roof layer my act as a fuse in spreading the explosion from one region of ac-
cumulated methane to another. A weak explosion may intensify as it propagates
by rapidly moving accumulated firedamp with air ahead of the flame front.
Current studies by the Bureau of Mines are providing information on flame
speeds and turbulence characteristics of burning layers of fuel.
Float coal dust can form dangerous clouds even when it is dispersed by a
weak explosion or aerodynamic disturbance. A strong disturbance in a properly
rock-dusted mine will usually disperse both coal and rock dust in the air, and
such a mixture will be nonflammable. But when the aerodynamic disturbance is
weak, only the most recently deposited layer, which is usually float coal dust,
may be lifted off. The dispersal of a 1/s2-inch layer of coal dust is enough to
make a flammable cloud in a typical mine entry. Studies are now under way to
elucidate the basic steps by which this skimming process occurs and the dust
clouds are formed. This information is needed to develop practical means of
combatting the float coal dust hazard.
A third problem arises from the possibility that coal dust and methane may
supplement each other in an explosion. Current practices call for increasing the
percentage of noncombu~tible dust by one percent for each 10th of a percent of
methane in a mine atmosphere. There is reason to be concerned whether this
practice adequately evaluates the equivalence between coal dust and methane
from the point of view of explosion hazard. Equivalences have been evaluated
for ignition and for marginal combustion ; currently, equivalences are being
determined for steady-state flame propagation. These investigations should sub-
stantiate the adequacy of existing practices or define necessary preventive
measures.
In still another approach to reducing explosions and fires in mines the Bureau
is seeking means of suppressing explosions at the moment of ignition. This in-
cludes adaptation for mine use of industrial explosion suppression systems and
commercially available foams. In addition, studies have led to permissible ex-
plosives of reduced incendivity, and means of further reducing, incendivity are
being explored. Ways of improving ventilation of the working "faces" from which
coal is extracted are progressing. The possibility of draining methane from coal
beds in advance of mining also is being investigated, with a view to predicting
methane concentrations and establishing the geological conditions and physical
properties of coal that contribute to methane being retained. Developments in
high-speed excavation (Project Badger) may possibly be applied to extinguish-
meat of culm bank fires, where the problem is bringing water to deep-seated
burning sites.
Projected costa
The value of reducing fatal explosions and fires cannot, of course, be measured
in dollars only, but the dollars are impressive. Through fiscal year 1966, 160
mine fires were extinguished, saving more than 545 mIllion tons of coal at a cost
of approximately one cent of Federal funds per ton. Other contributions to pro-
tecting the Nation's forests and watersheds increase the value of the effort.
Finally, numerous estimates have been made of the economic losses due to air
pollution. In many of the coal-producing areas, fires In mines and cuim banks are
a major source of dangerous pollutants.
BRIEF DESCRIPTIONS OF ADDITIONAL PROGRAMS FOE IMPROVEMENT AND
PRESERVATION OF ENVIEONMENTAL VALUES
ECOLOGICAL RESEARCH AND SURVEYS
Man depends on plants and animals directly for food and fiber and for recrea-
tion and aesthetic gratification. Man depends somewhat less directly on living
organisms for a whole range of services ~,hich he cannot otherwise meet, includ-
ing * capture and storage of the sun's energy by plants, replenishment of oxygen
in the air, nutrient and other mineral cycling through breakdown of organic
tissues into simple chemical compounds again available for use, and a host of
other services and functions.
The living organisms that perform these functions occur in communities, the
members of which are determined by their ability to tolerate the conditions of
the site and interactions with the other members of the community. Their tol-
erance levels are not necessarily identical, but they overlap in the range of con-
PAGENO="0150"
146 SCIENTIFIC PROGRAMS
ditions present on the site. As conditions change, new organisms with tolerances
that fall within the new ranges may become a part of the community ; some of
those originally present may be eliminated. The less rigorous the conditions of
the site, the greater will be the variety of the inhabitants. Many affects these
communities both through directly influencing the plants and animals and in-
directly through influencing the characteristics of the environment. Weather
modification, disposal of waste heat, and altered drainage patterns as in Ever-
glades National Park are some of the many influences.
in order to decide how best to manage our biological resources, ecological
studies in the Department are directed to understanding : ( 1 ) The characteristics
and functioning of these living systems, (2) the role these systems play in the
economy of man, and (3) the tolerances of these systems to change, including
man-caused change.
A basic requirement is, therefore, studies that will provide "baselines" in
a wide range of environmental types that will permit assessment of the degree
and effect of future changes.
EUTROPHICATION
The process by which, against a geological time frame, a lake evolves from
a clear, sparkling body of water into a gradually darkening one, then degenerates
into a swamp and eventually dries up is known as eutrophication. The effect of
man's waste discharges on the environment is to speed up this process to bring
about the problem, which we know today as accelerated eutrophication, that
brings, within the time frame of man, at least the first stages of this process by
which a lake dies. Even this first stage of the problem is significant in that it
takes a lake from the position of being a usable resource for recreation, a water
supply, and a thing of scenic beauty to a body of water that serves none of these
purposes well, if at all.
As with all of the subtle processes of nature, the first step in attempting to
effectively control eutrophication is to learn to understand it. Current work is
underway to establish what the triggering mechanism is that brings about the
massive growths of algae and other organisms that are the beginnings of this
dying process. Determining what keys this self-feeding, self-accelerating cycle
of organism growth, and what can be done when this system is understood, to
either slow or prevent its action is the object of the program.
The highest degree of scientific and technological skills is required to devise
and implement studies that will measure the micronutrient contents of the lake
and determine the effect of the minute quantities of material on the growth
rates of the biota of the lakes. Engineering skills are utilized for the design and
the development of treatment systems that permit the removal of these micro-
nutrients from the environment in specially designed isolated ecosystems, which
will permit the evaluation of the effect of these micronutrients on the overall
ecology of lake systems. It is a project that requires the highest degree of com-
petence in the earth, life, and physical sciences and in engineering.
The ultimate goal of this program is to permit us to control the environment
of our lakes so that we can preserve these natural resources.
ANIMAL POPULATION CONTROL
Many hundreds of species of animals in North America share man's environ-
ment, compete with him and directly, or indirectly, affect his life. When the
human population of an area increases, and changes the area's land usage, ob-
vio.usly something has to give. If, for instance, humans introduce sheep, there
may be less forage for some animals but more food for animals that prey on
sheep. The Bureau of Sport Fisheries and Wildlife ha~ the job of searching out
ways to cope with these conflicts, trying to do so while causing the least harm
to life generally.
Stating it bluntly, some animals sometimes may have to be killed for the
benefit of others if all other methods are ineffective. The control agents used
must be selective, to protect other species which should not be killed, and they
should have a temporary life limited to the time needed for the job at hand, and
should not persist in the environment.
But control methods are not limited to lethal agents. Researchers working
on control methods screen new chemicals with a wide range of biological activity,
from birth control to "No Visitors Allowed." This research involves the identifi-
cation of compounds useful as attractants, repellents, soporifics, antimetabolites,
and chemosterilauts. New products recently registered for use in fish and wild-
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SCIENTIFIC PROGRAMS
147
life management include antimycin for the control of rough fish, an avicide to
control starlings at livestock feedlots, and a rodenticide for the control of pocket
gophers. Now being tested in the field are a chemosterilant which may be used
against coyotes, and a distress-producer which shows promise for cutting down
on blackbird damage to corn and other cereals. This compound is mixed with
grain. Those birds which eat the treated grain-say, 10 percent of a flock-lose
muscular coordination and sound their distress tries, which may frighten away
the unharmed 90 percent.
Ungulate populations in national parks and monuments, wildlife refuges, and
other areas often suffer (1) from ranges that extend beyond the park boundaries
and that have been drastically modified by man and (2) from the almost com-
plete lack of predator populations due to past predator extermination programs.
This results in exploding populations combined with inadequate food supplies,
thence severe winter starvation periods. Considerable research is required to
determine range condition, migration patterns, etc., and to determine the most
effective and biologically feasible methods for managing and controlling these
populations. In national park areas, this program is carried out with the aim of
maintaining as natural an ecological condition as possible.
PESTICIDE USE AND CONTROL
The sale of. pesticidal chemicals in the United States is reported to be increas-
ing at the rate of 10 to 12% each year, and is expected to total $2 billion by
1985. An almost unbelievable amount of chemicals is applied to land and water
areas of the country. Many pesticides are highly toxic to fish and wildlife, and
their large-scale use constitutes a grave threat to these resources.
The Department's Bureau of Sports Fisheries and Wildlife and other Fed-
eral agencies are engaged in a united effort to bring about safer methods for
pest control. These methods include the development of biological as well as
chemical control agents. Promising thaterials are tested on several species of
fish and wildlife, and data from these and other studies are used to determine
the relative hazards of different pesticidal formulations to major species of
fishes, birds, and mammals. Appropriate caution statements are included on the
label of each pesticide registered by the Department of Agriculture.
Encouraging progress is being made in the development of improved control
methods. Low-volume concentrations of malathion are effective against a num-
ber of economically important insects at dosage rates not found harmful to
most species of fish and wildlife. Another new insecticide, Abate, controls mos-
quitoes with little apparent danger to fish and wildlife. Rather than broadcast
two pounds per acre of highly toxic heptachlor for fire ant control in south-
eastern States, entomologists are now able to curb this pest with less than an
ounce of Mirex per acre in a formulation which poses no significant hazard to
wildlife. Similarly, there is a growing list of herbicides that can be used to
control aquatic weeds without appreciable danger to fish and their food
organisms.
Senator JACKSON. That completes the hearing today. We stand
adjourned.
(Whereupon, at 12:40 p.m. the committee adjourned.)
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