Skip to main content
THIS SITE
PREVIOUS SECTION Go back to sections Go back to the chapter Go back to the N.J. Statutes homepage NEXT SECTION


New Jersey Statutes, Title: 49, SALE OF SECURITIES

    Chapter 3: Title amended; "act" defined.

      Section: 49:3-82: Criteria for disqualifying issuers from claiming exemption.

          
6. The bureau shall establish by regulation criteria for disqualifying issuers of securities from claiming the exemption from registration pursuant to paragraph (14) of subsection (b) of section 3 of P.L.1967, c.93 (C.49:3-50). The criteria shall include, but not be limited to, the following disqualifying events:

a. Criminal convictions in connection with the purchase or sale of a security, or involving the making of a false filing related to the offer or sale of a security;

b. Injunctions and court orders against engaging in or continuing conduct or practices in connection with the purchase or sale of securities or involving the making of a false filing related to the offer or sale of a security or any criminal conviction as described in subsection (k) of section 9 of P.L.1967, c.93 (C.49:3-56);

c. United States Postal Service false representation orders; and

d. The issuer is subject to a bureau stop order.

L.2015, c.128, s.6.

This section added to the Rutgers Database: 2015-11-19 19:00:15.






Older versions of 49:3-82 (if available):



Court decisions that cite this statute: CLICK HERE.