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New Jersey Statutes, Title: 49, SALE OF SECURITIES
Chapter 3: Title amended; "act" defined.
Section: 49:3-63: Filing of materials distributed to prospective investors.
16. The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security is not required to be registered by subsection (a) or (f) of section 13 of P.L.1967, c.93 (C.49:3-60).
L.1967,c.93,s.16; amended 1997, c.276, s.19.
This section added to the Rutgers Database: 2012-09-26 13:37:55.
Older versions of 49:3-63 (if available):
Court decisions that cite this statute:
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