Rutgers Law

Title: 12A - COMMERCIAL TRANSACTIONS

Chapter: 8 -

Title: 12A - COMMERCIAL TRANSACTIONS

Chapter: 8 - Acquisition of Security or Financial Asset or Interest Therein.

12a:8-101: Short Title.

12a:8-102: Definitions.

12a:8-103: Rule for determining whether certain obligations and interests are securities or financial assets.

12a:8-104: Acquisition of Security or Financial Asset or Interest Therein.

12a:8-105: Notice of Adverse Claim.

12a:8-106: Control

12a:8-107: Whether Indorsement, Instruction, or Entitlement Order is Effective.

12a:8-108: Warranties in Direct Holding.

12a:8-109: Warranties in Indirect Holding.

12a:8-110: Applicability; choice of law.

12a:8-111: Clearing Corporation Rules.

12a:8-112: Creditor's Legal Process.

12a:8-113: Statute of Frauds Inapplicable.

12a:8-114: Evidentiary Rules Concerning Certificated Securities.

12a:8-115: Securities Intermediary and Others Not Liable to Adverse Claimant.

12a:8-116: Securities Intermediary as Purchaser for Value.

12a:8-201: Issuer.

12a:8-202: Issuer's Responsibility and Defenses; Notice of Defect or Defense.

12a:8-203: Staleness as Notice of Defect or Defense.

12a:8-204: Effect of Issuer's Restriction on Transfer.

12a:8-205: Effect of Unauthorized Signature on Security Certificate.

12a:8-206: Completion or Alteration of Security Certificate.

12a:8-207: Rights and Duties of Issuer with Respect to Registered Owners.

12a:8-208: Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent.

12a:8-209: Issuer's Lien.

12a:8-210: Overissue.

12a:8-301: Delivery

12a:8-302: Rights of purchaser

12a:8-303: Protected Purchaser.

12a:8-304: Indorsement.

12a:8-305: Instruction.

12a:8-306: Effect of Guaranteeing Signature, Indorsement, or Instruction.

12a:8-307: Purchaser's Right to Requisites for Registration of Transfer.

12a:8-401: Duty of Issuer to Register Transfer.

12a:8-402: Assurance that Indorsement or Instruction is Effective.

12a:8-403: Demand That Issuer Not Register Transfer.

12a:8-404: Wrongful Registration.

12a:8-405: Replacement of Lost, Destroyed, or Wrongfully Taken Security.

12a:8-406: Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate.

12a:8-407: Authenticating Trustee, Transfer Agent, and Registrar.

12a:8-501: Securities Account; Acquisition of Security Entitlement from Securities Intermediary.

12a:8-502: Assertion of Adverse Claim Against Entitlement Holder.

12a:8-503: Property Interest of Entitlement Holder in Financial Asset held by Securities Intermediary.

12a:8-504: Duty of Securities Intermediary to Maintain Financial Asset.

12a:8-505: Duty of Securities Intermediary with Respect to Payments and Distributions.

12a:8-506: Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder.

12a:8-507: Duty of Securities Intermediary to Comply with Entitlement Order.

12a:8-508: Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding.

12a:8-509: Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exer

12a:8-510: Rights of purchaser of security entitlement from entitlement holder.

12a:8-511: Priority among Security Interests and Entitlement Holders.

12a:8-601: Savings Clause.